Progress in Mathematics 142 J. Donald Monk Cardinal Invariants on Boolean Algebras Second Revised Edition Progress in Mathematics Volume 142 Series Editors Hyman Bass, University of Michigan, Ann Arbor, USA Jiang-Hua Lu, The University of Hong Kong, Hong Kong SAR, China Joseph Oesterlé, Université Pierre et Marie Curie, Paris, France Yuri Tschinkel, Courant Institute of Mathematical Sciences, New York, USA For further volumes: http://www.springer.com/series/4848 J. Donald Monk Cardinal Invariants on Boolean Algebras Second Revised Edition ISSN 0743-1643 ISSN 2296-505X (electronic) ISBN 978-3-0348-0729-6 ISBN 978-3-0348-0730-2 (eBook) DOI10.1007/978-3-0348-0730-2 Springer Basel Heidelberg New York Dordrecht London Library of Congress Control Number: 2014932538 This work is subject to copyright. 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Printed on acid-free paper Springer Basel is part of Springer Science+Business Media (www.birkhauser-science.com) Contents Foreword . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . vii 0 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1 Special Operations on Boolean Algebras . . . . . . . . . . . . . . . . 11 2 Special Classes of Boolean Algebras . . . . . . . . . . . . . . . . . . 35 3 Cellularity . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83 4 Depth . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155 5 Topological Density . . . . . . . . . . . . . . . . . . . . . . . . . . . 219 6 π-Weight . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237 7 Length . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 279 8 Irredundance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 291 9 Cardinality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 311 10 Independence . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 335 11 π-Character . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 373 12 Tightness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 387 13 Spread . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 405 14 Character . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 421 15 Hereditary Lindel¨of Degree. . . . . . . . . . . . . . . . . . . . . . . 437 16 Hereditary Density . . . . . . . . . . . . . . . . . . . . . . . . . . . 449 17 Incomparability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 461 18 Hereditary Cofinality . . . . . . . . . . . . . . . . . . . . . . . . . . 481 19 Number of Ultrafilters . . . . . . . . . . . . . . . . . . . . . . . . . 489 v vi Contents 20 Number of Automorphisms . . . . . . . . . . . . . . . . . . . . . . . 491 21 Number of Endomorphisms. . . . . . . . . . . . . . . . . . . . . . . 495 22 Number of Ideals . . . . . . . . . . . . . . . . . . . . . . . . . . . . 497 23 Number of Subalgebras . . . . . . . . . . . . . . . . . . . . . . . . . 499 24 Other Cardinal Functions . . . . . . . . . . . . . . . . . . . . . . . . 505 25 Diagrams . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 509 26 Examples . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 531 27 Problems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 539 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 551 Symbol Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 561 Subject Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 567 Name Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 571 Foreword This book is the successorof Cardinal functions on Boolean algebras (Birkh¨auser 1990)and Cardinal invariants on Boolean algebras (Birkh¨auser1996). It contains most of the material of these books, and adds the following: (1) Indication of the progress made on the open problems formulated in the earlier versions, with detailed solutions in many cases. (2) Inclusion of some new cardinal functions, mainly those associated with con- tinuum cardinals. Thematerialonsheaves,Booleanproducts,andBooleanpowershasbeenomitted, since these no longer play a role in our discussion of the cardinal invariants. Although many problems in the earlier versions have been solved, many of them are still open. In this edition we repeat those unsolved problems, and add severalnew ones. J. Donald Monk Boulder, Colorado [email protected] vii 0 Introduction Thisbookisconcernedwiththetheoryofcertainnaturalfunctionsk whichassign toeachinfiniteBooleanalgebraAacardinalnumberk(A)orasetk(A)ofcardinal numbers.ThepurposeofthebookistosurveythisareaofthetheoryofBAs,giving proofs for a large number of results, some of which are new, mentioning most of theknownresults,andformulatingopenproblems.Someoftheopenproblemsare somewhat vague (“Characterize...” or something like that), but frequently these areevenmoreimportant thanthe specific problems we state; sowe have optedto enumerate problems of both sorts in order to focus attention on them. The framework that we shall set forth and then follow in investigating car- dinal functions seems to us to be important for several reasons. First of all, the functions themselves seem intrinsically interesting. Many of the questions which naturally arise can be easily answered on the basis of our current knowledge of the structure of Boolean algebras, but some of these answers require rather deep arguments of set theory, algebra, or topology. This provides another interest in their study: as a natural source of applications of set-theoretical, algebraic, or topological methods. Some of the unresolved questions are rather obscure and uninteresting, but some of them have a general interest. Altogether, the study of cardinalfunctionsseemstobringaunityanddepthtomanyisolatedinvestigations in the theory of BAs. ThereareseveralsurveysofcardinalfunctionsonBooleanalgebras,or,more generally, on topological spaces: See Arhangelski˘ı [78], Comfort [71], van Douwen [89], Hodel [84], Juha´sz [75], Juha´sz [80], Juha´sz [84], Monk [84], Monk [90], and Monk[96].We shallnotassumeanyacquaintancewithanyofthese. Onthe other hand, we shall frequently refer to results proved in Part I of the Handbook of Boolean(cid:2)Algebras, Koppelberg [89]. One additional bit of terminology: in a weak product w A , we call an element a of type 1 iff {i∈I :a (cid:3)=0}, the 1-support i∈I i i of a, is finite, and of type 2 iff {i∈I :a (cid:3)=1}, called the 2-support of a, is finite. i We have not attempted to give a complete history of the results mentioned in this book. The references can be consulted for a detailed background. J.D. Monk, Cardinal Invariants on Boolean Algebras: Second Revised Edition, 1 Progress in Mathematics 142, DOI 10.1007/978-3-0348-0730-2_1, © Springer Basel 2014 2 Chapter 0. Introduction Definition of the main cardinal functions considered Wedeferuntillaterthediscussionoftheexistenceofsomeofthesefunctions;they do not all exist for every BA. Cellularity. A subset X of a BA A is called disjoint if its members are pairwise disjoint. The cellularity of A, denoted by c(A), is sup{|X|:X is a disjoint subset of A}. Depth. Depth(A) is sup{|X|:X is a subset of A well ordered by the Boolean ordering}. Topological density. The density of a topological space X, denoted by d(X), is the smallest cardinal κ such that X has a dense subspace of cardinality κ. The topological density of a BA A, also denoted by d(A), is the density of its Stone space Ult(A). π-weight.AsubsetX ofaBAAisdenseinAifforalla∈A+ thereisanx∈X+ such that x≤a. The π-weight of a BA A, denoted by π(A), is min{|X|:X is dense in A}. This couldalsobe calledthe algebraic density of A. (Recall thatfor any subsetX of a BA, X+ is the collection of nonzero elements of X.) Length. Length(A) is sup{|X|:X is a chain in A}. Irredundance.AsubsetX ofaBAAisirredundant ifforallx∈X,x∈/ (cid:5)X\{x}(cid:6). (Recallthat(cid:5)Y(cid:6)isthesubalgebrageneratedbyY.)TheirredundanceofA,denoted by Irr(A), is sup{|X|:X is an irredundant subset of A}. Cardinality. This is just |A|. Sometimes we denote it by card(A). Independence.AsubsetX ofAiscalledindependentifX isasetoffreegenerators for (cid:5)X(cid:6). Then the independence of A, denoted by Ind(A), is sup{|X|:X is an independent subset of A}. π-character. For any ultrafilter F on A, let πχ(F)=min{|X|:X is dense in F}. Note here that it is not requiredthat X ⊆F. Then the π-character of A, denoted by πχ(A), is sup{πχ(F):F is an ultrafilter of A}.