calkin a lg e b ra s and a lg e b ra s of on b a n a ch s p a c e s S. R. Canadus W. E. Pfaffenberger Bertram Yood Calkin Algebras and Algebras of Operators on BanachSpaces Lecture Notes in Pure and Applied Mathematics Executive Editor Earl J. Taft RUTGERS UNIVERSITY, NEW BRUNSWICK, NEW JERSEY Chairman of the Editorial Board S. Kobayashi UNIVERSITY OF CALIFORNU AT BERKLEY 1. N. Jacobson, Exceptional Lie Algebras O 2. L.-A. Lindahl and F. Poulsen, Thin Sets in Harmonic Analysis 3. /. Satake, Classification Theory of Semi-Simple Algebraic Groups 4. F. Hirzebruch, W. D. Neumann, and S. S. Koh, Differentiable Manifolds and Quadratic Forms 5. /. Chavel, Riemannian Symmetric Spaces of Rank One 6. R. B. Burckel, Characterization of C(X) among Its Subalgebras 7. B. R, McDonald, A. R. Magid, and K, C. Smith, Ring Theory: Proceedings of the Oklahoma Conference 8. Yum-Tong Siu, Techniques of Extension of Analytic Objects 9. 5. R, Caradus, W. E. Pfaffenberger, and Bertram Yood, Calkin Algebras and Algebras of Operators on Banach Spaces Other volumes in preparation Calkin Algebras and Algebras of Operators on Banach Spaces S. R. Caradas queen’s university W. E. Pfaffenberger UNIVERSITY OF VICTORIA Bertram Yood PENNSYLVANIA STATE UNIVERSITY MARCEL DEKKER, INC. NewYoik 1974 COPYRIGHT © 1974 by MARCEL DEKKER, INC. ALL RIGHTS RESERVED. Neither this book nor any part may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying, microfilming, and recording, or by any information storage and retrieval system, without permission in writing from the publisher. MARCEL DEKKER, INC. 270 Madison Avenue, New York, New York 10016 LIBRARY OF CONGRESS CATALOG CARD NUMBER: 74-15630 ISBN: 0-8247-6246-0 Current printing (last digit) : 10 9 8 7 6 5 4 3 2 1 PRINTED IN THE UNITED STATES OF AMERICA This book is dedicated to I. C. Gohberg for his important and lasting contributions to functional analysis. PREFACE The interaction between the theories of Banach algebras with involution and that of bounded linear operators on a Hilbert space has been extensively developed ever since the birth of Banach algebra theory. In the meantime there have evolved, in a natural way but at a much slower pace, interesting connections of Banach algebras with the theory of bounded linear operators on a Banach space. These notes are intended to provide an introduction to the latter set of ideas. Here central items of interest include Fredholm operators, semi-Fredholm operators, Riesz operators and Calkin algebras. We begin with a treatment of the classical Riesz-Schauder theory which takes advantage of more recent developments. Some of this material (Riesz- Schauder operators) appears here for the first time. In order to make our exposition suitable for readers with a modest background, we have included an introductory chapter on Banach algebras. With admirable restraint we have not tried to give a short course in Banach algebras but have included only material rather directly relevant to our aims. This is followed by chapters on Riesz and semi-Fredholm operators. Let B(X) be the Banach algebra of all bounded linear operators on a Banach space X. Chapter 5 features the remarkable result of Gohberg, Markus and Feldman (1960) that, for X = l_<p<a> and X = c^, the compact operators on X furnish the only proper closed two-sided ideal in B(X). (The case X = ¿2 Calkin (1941)). Finally in Chapter 6 we indicate relations of our subject matter to a variety of recent developments. The authors are indebted to the National Science Foundation, the National Research Council of Canada and the University of Victoria (faculty research grant) for financial support. We are also very grateful to the typist, Mrs. D. J. Leeming, and to the publishers for their assistance and patience. CONTENTS PREFACE Chapter I INTRODUCTION 1.1 Introduction I 1.2 On duality 4 1.3 Semi-Fredholm operators 7 1.4 On ascent and descent 10 Chapter 2 BANACH ALGEBRAS 2.1 Introduction 19 2.2 On spectra 22 2.3 Quotient algebra and ideals 26 2.4 Topological divisors of zero 28 2.5 On B(X) as a Banach algebra 29 Chapter 3 RIESZ OPERATORS 3.1 Introduction 35 3.2 Characterization in terms of Fredholm region 36 3.3 Characterization in terms of Calkin algebra 43 3.4 Characterization in terms of the resolvent operator 44 3.5 The West decomposition 50 3.6 Extensions and generalizations 54 Chapter 4 SEMI-FREDHOLM OPERATORS 4.1 Introduction 61 4.2 Semi-Fredholm operators as open semi groups in B(X) 61 4.3 Semi-Fredholm operators and the mapping tt:B(X) ^ B(X)/K(X) 63 4.4 Perturbations and restrictions of semi-Fredholm and Fredholm operators 66 Vii