Calculation of quantum mechanical rate constants directly from ab initio atomic forces Andri Arnaldsson A dissertation submitted in partial fulfillment of the requirements for the degree of Doctor of Philosophy University of Washington 2007 Program Authorized to Offer Degree: Chemistry University of Washington Graduate School This is to certify that I have examined this copy of a doctoral dissertation by Andri Arnaldsson and have found that it is complete and satisfactory in all respects, and that any and all revisions required by the final examining committee have been made. Chair of the Supervisory Committee: Hannes J´onsson Reading Committee: Hannes J´onsson William P. Reinhardt Oleg V. Prezhdo Date: In presenting this dissertation in partial fulfillment of the requirements for the doctoral degree at the University of Washington, I agree that the Library shall make its copies freely available for inspection. I further agree that extensive copying of this dissertation is allowable only for scholarly purposes, consistent with “fair use” as prescribed in the U.S. Copyright Law. Requests for copying or reproduction of this dissertation may be referred to Proquest Information and Learning, 300 North Zeeb Road, Ann Arbor, MI 48106-1346, 1-800-521-0600, or to the author. Signature Date University of Washington Abstract Calculation of quantum mechanical rate constants directly from ab initio atomic forces Andri Arnaldsson Chair of the Supervisory Committee: Professor Hannes J´onsson Chemistry Harmonic quantum transition state theory (HQTST), sometimes referred to as ’instanton theory’ or ’ImF theory’, has been implemented in an efficient way and tested. HQTST is analogous to the more familiar classical harmonic transition state theory (HTST), where the rate is estimated from the energy difference between a reactant state minimum and a first order saddle point on the potential energy surface ridge that separates reactants and the products, along with a prefactor derived from harmonic expansion of the potential around both the minimum and the saddle point. The method described here makes use of a generalized minimum mode following method to locate saddle points on the effective quan- tum mechanical energy surface for discretized Feynman path integrals (FPI). The overall computational cost of estimating rate constants with this method is relatively low and it is possible to use directly atomic forces obtained from first principle calculations. The method is also well suited for systems containing many degrees of freedom, on the order of a few hundred. Usually, a well converged results is achieved with 500 - 700 force calls per system replica used to represent the FPI. The method has been tested on several one- and two-dimensional systems where more accurate (or even analytical) solutions for the rate constant can be obtained. Not only is it found to robust and fast, but accurate as well, yielding results within a factor of 2-3 from the exact values, indicating that the approximations inherent in the procedure are well justified for chemically relevant systems. In addition, the method has been used for calculating the rate of various transitions involving hydrogen atoms or molecules where the atomic forces are derived from empirical, semi-empirical or first principle calculations. CalculationspresentedhereincludetherateofhydrogenabstractionfromgasphaseH BN , 3 3 hydrogen atom diffusion in Ta and Pd, adsorption/desorption of H onto/from Cu(100) and 2 Cu(110) surfaces and hydrogenation of N on Ru(0001) surface. Comparison is made with either higher level theoretical calculations or experimental results when available, and the agreement is found to be good in all instances.
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