ooxxffoorrddhhbb--99778800119999881122114411..iinndddd iiii 1111//2288//22001133 55::0077::2299 PPMM Bottlenecks ooxxffoorrddhhbb--99778800119999881122114411..iinndddd ii 1111//2288//22001133 55::0077::2288 PPMM ooxxffoorrddhhbb--99778800119999881122114411..iinndddd iiii 1111//2288//22001133 55::0077::2299 PPMM Bott lenecks A New Theory of Equal Opportunity JOSEPH FISHKIN 1 ooxxffoorrddhhbb--99778800119999881122114411..iinndddd iiiiii 1111//2288//22001133 55::0077::2299 PPMM 1 Oxford University Press is a department of the University of Oxford. It furthers the University’s objective of excellence in research, scholarship, and education by publishing worldwide. Oxford New York Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto With offi ces in Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Th ailand Turkey Ukraine Vietnam Oxford is a registered trademark of Oxford University Press in the UK and certain other countries. Published in the United States of America by Oxford University Press 198 Madison Avenue, New York, NY 10016 © Oxford University Press 2014 All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitt ed, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitt ed by law, by license, or under terms agreed with the appropriate reproduction rights organization. Inquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above. You must not circulate this work in any other form and you must impose this same condition on any acquirer. Library of Congress Cataloging-in-Publication Data Fishkin, Joseph. Bott lenecks : a new theory of equal opportunity / Joseph Fishkin. pages cm Includes bibliographical references and index. Based on author’s thesis (doctoral—Oxford University, 2009) under title: Opportunity pluralism. ISBN 978–0–19–981214–1 (hardback :alk. paper) 1. Discrimination—Law and legislation— United States—Philosophy. 2. Equality—Philosophy. I. Title. KF4755.F57 2013 342.7308'5—dc23 2013028228 1 3 5 7 9 8 6 4 2 Printed in the United States of America on acid-free paper ooxxffoorrddhhbb--99778800119999881122114411..iinndddd iivv 1111//2288//22001133 55::0077::2299 PPMM CONTENTS Introduction 1 A. HOW WE THINK ABOUT EQUAL OPPORTUNITY 2 B. OPPORTUNITY PLURA LISM 10 C. IMPLICATIONS OF THE THEORY 18 I. Equal Opportunity and Its Problems 24 I.A. CONCEPTIONS OF EQUAL OPPORTUNITY 25 I.A.1. Rawlsian Equal Opportunity and Starting-Gate Theories 2 9 I.A.2. Tests, Bias, and “Formal-Plus” 3 2 I.A.3. Luck Egalitarianism and Natural Talents 3 5 I.A.4. Talent, Luck, and Dworkin 3 8 I.B. BEYOND DISTRIBUTIVE JUSTICE: OPPORTUNITIES AND FLOURISHING 41 I.C. FOUR PROBLEMS FOR EQUAL OPPORTUNITY 48 I.C.1. The Problem of the Family 4 8 i. Parental Advantages 4 8 ii. Mitigation and Compensation 51 iii. Families and the Principle of Fair Life Chances 5 3 I.C.2. The Problem of Merit 5 6 i. An Admissions Example 5 7 ii. Merit for Luck Egalitarians 59 iii. Roemer’s EOp Proposal and the Limits of Merit 61 iv. Merit and Self 6 4 v ooxxffoorrddhhbb--99778800119999881122114411..iinndddd vv 1111//2288//22001133 55::0077::2299 PPMM vi Contents I.C.3. The Problem of the Starting Gate 6 5 i. Limits of the Ex Ante Perspective 66 ii. Compounded Advantage and the Concatenation of Opportunities 7 0 iii. Focus on the Youngest? 72 iv. Them That’s Got Shall Get 7 3 I.C.4. The Problem of Individuality 7 4 i. Schaar’s Nightmare and Nozick’s Dream 74 ii. Toward a Different Kind of Equal Opportunity 7 9 II. Opportunities and Human Development 83 II.A. NATURA L DIFFERENCE IN POLITICAL THEORY 84 II.B. INTRINSIC DIFFERENCES, NATURE, AND NURTURE 88 II.B.1. Intrinsic Difference Claims 8 9 II.B.2. Models of Nature and Nurture 9 1 II.B.3. N ot Even Separate 9 4 II.C. THE TROUBLE WITH “NORMAL” 100 II.C.1. There Is No “Normal” 100 II.C.2. The Flynn Effect: An Object Lesson in the Role of Environment 103 II.D. AN ITERA TIVE MODEL OF HUMAN DEVELOPMENT 104 II.D.1. Developing Capacities 104 II.D.2. Interaction with Family and Society 108 II.D.3. Interaction with the World of Employment 112 II.E. THE TROUBLE WITH “EQUAL” 115 II.E.1. A Simple Equalization Problem 1 16 II.E.2. What if We Don’t All Have the Same Goal? 119 II.E.3. The Endogeneity of Preferences and Goals 1 21 II.E.4. Essential Developmental Opportunities 1 24 III. Opportunity Pluralism 130 III.A. UNITARY AND PLURA LISTIC OPPORTUNITY STRUCTURES 131 III.A.1. Individuality and Pluralism 132 III.A.2. Positional Goods and Competitive Roles 137 III.A.3. The Anti-Bottleneck Principle 1 44 III.A.4. Who Controls the Opportunity Structure? 151 III.B. THE DYNAMICS OF BOTT LENECKS 156 III.B.1. T ypes of Bottlenecks 156 III.B.2. Legitimate versus Arbitrary Bottlenecks 160 ooxxffoorrddhhbb--99778800119999881122114411..iinndddd vvii 1111//2288//22001133 55::0077::2299 PPMM Contents vii III.B.3. Severity of Bottlenecks 164 III.B.4. How Many People Are Affected by this Bottleneck? 1 70 III.B.5. What To Do about Bottlenecks 171 III.B.6. Bottlenecks and the Content of Jobs 1 74 III.B.7. Situating Bottlenecks within the Opportunity Structure as a Whole 1 77 III.B.8. Bottlenecks, Efficiency, and Human Capital 1 79 III.B.9. Potential Benefits of Bottlenecks 1 83 III.C. FLOURISHING, PERFECTIONISM, AND PRIORITY 186 III.C.1. Equal Opportunity without a Common Scale 188 III.C.2. Thin Perfectionism and Autonomy 193 IV. Applications 198 IV.A. CLASS AS BOTT LENECK 1 99 IV.A.1. Fear of Downward Mobility: A Parable about How Inequality Matters 2 00 IV.A.2. College as Bottleneck 2 05 IV.A.3. Segregation and Integration: A Story of Networks and Norms 212 IV.B. FREEDOM AND FLEXIBILITY IN THE WORLD OF WORK 220 IV.B.1. Flexibility, Job Lock, and Entrepreneurialism 2 20 IV.B.2. Workplace Flexibility and Gender Bottlenecks 2 24 IV.C. BOTT LENECKS AND ANTIDISCRIMINATION LAW 231 IV.C.1. S ome Cutting-Edge Statutes and their Implications 2 31 IV.C.2. Whom Should Antidiscrimination Law Protect? 2 35 IV.C.3. An Example: Appearance Discrimination 2 39 IV.C.4. Bottlenecks, Groups, and Individuals 2 44 IV.C.5. How Should Antidiscrimination Law Protect? 2 46 Conclusion 254 Acknowledgments 2 59 Index 261 ooxxffoorrddhhbb--99778800119999881122114411..iinndddd vviiii 1111//2288//22001133 55::0077::2299 PPMM ooxxffoorrddhhbb--99778800119999881122114411..iinndddd vviiiiii 1111//2288//22001133 55::0077::3300 PPMM