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Blockchain for International Security: The Potential of Distributed Ledger Technology for Nonproliferation and Export Controls (Advanced Sciences and Technologies for Security Applications) PDF

116 Pages·2021·3.101 MB·English
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Advanced Sciences and Technologies for Security Applications Cindy Vestergaard   Editor Blockchain for International Security The Potential of Distributed Ledger Technology for Nonproliferation and Export Controls Advanced Sciences and Technologies for Security Applications SeriesEditor AnthonyJ.Masys,AssociateProfessor,DirectorofGlobalDisasterManagement, HumanitarianAssistanceandHomelandSecurity,UniversityofSouthFlorida, Tampa,USA AdvisoryEditors GiselaBichler,CaliforniaStateUniversity,SanBernardino,CA,USA ThirimachosBourlai,LaneDepartmentofComputerScienceandElectrical Engineering,MultispectralImageryLab(MILab),WestVirginiaUniversity, Morgantown,WV,USA ChrisJohnson,UniversityofGlasgow,Glasgow,UK PanagiotisKarampelas,HellenicAirForceAcademy,Attica,Greece ChristianLeuprecht,RoyalMilitaryCollegeofCanada,Kingston,ON,Canada EdwardC.Morse,UniversityofCalifornia,Berkeley,CA,USA DavidSkillicorn,Queen’sUniversity,Kingston,ON,Canada YoshikiYamagata,NationalInstituteforEnvironmentalStudies,Tsukuba,Ibaraki, Japan IndexedbySCOPUS The series Advanced Sciences and Technologies for Security Applications comprises interdisciplinary research covering the theory, foundations and domain-specific topics pertaining to security. Publications within the series are peer-reviewedmonographsandeditedworksintheareasof: – biological and chemical threat recognition and detection (e.g., biosensors, aerosols,forensics) – crisisanddisastermanagement – terrorism – cyber security and secure information systems (e.g., encryption, optical and photonicsystems) – traditionalandnon-traditionalsecurity – energy,foodandresourcesecurity – economicsecurityandsecuritization(includingassociatedinfrastructures) – transnationalcrime – humansecurityandhealthsecurity – social,politicalandpsychologicalaspectsofsecurity – recognition and identification (e.g., optical imaging, biometrics, authentication andverification) – smartsurveillancesystems – applications of theoretical frameworks and methodologies (e.g., grounded the- ory,complexity,networksciences,modellingandsimulation) Together, the high-quality contributions to this series provide a cross-disciplinary overviewofforefrontresearchendeavoursaimingtomaketheworldasaferplace. Theeditorsencourageprospectiveauthorstocorrespondwiththeminadvanceof submitting a manuscript. Submission of manuscripts should be made to the Editor-in-ChieforoneoftheEditors. Moreinformationaboutthisseriesathttp://www.springer.com/series/5540 Cindy Vestergaard Editor Blockchain for International Security The Potential of Distributed Ledger Technology for Nonproliferation and Export Controls Editor CindyVestergaard StimsonCenter Washington,DC,USA ISSN1613-5113 ISSN2363-9466 (electronic) AdvancedSciencesandTechnologiesforSecurityApplications ISBN978-3-030-86239-8 ISBN978-3-030-86240-4 (eBook) https://doi.org/10.1007/978-3-030-86240-4 ©SpringerNatureSwitzerlandAG2021 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped. Theuseofgeneraldescriptivenames,registerednames,trademarks,servicemarks,etc.inthispublication doesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfromtherelevant protectivelawsandregulationsandthereforefreeforgeneraluse. Thepublisher,theauthorsandtheeditorsaresafetoassumethattheadviceandinformationinthisbook arebelievedtobetrueandaccurateatthedateofpublication.Neitherthepublishernortheauthorsor theeditorsgiveawarranty,expressedorimplied,withrespecttothematerialcontainedhereinorforany errorsoromissionsthatmayhavebeenmade.Thepublisherremainsneutralwithregardtojurisdictional claimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Acknowledgements Thisvolumeisacollectionofchaptersbyexpertswhorepresentasmallbutgrowing groupofresearcherswhoarestudyingdistributedledgertechnology(DLT)andits potential to create greater efficiencies and effectiveness in data management and informationsharingrelatedtointernationalsecurity.Theirworkislacingnewtrails byinvestigatingandtestingthetechinwaysthatallowforindependentanalysiswhich ismadepublicandavailabletotheinternationalnon-proliferationcommunity.Iam indebtedtothemfortheseeffortsastheyhaveadvancedourknowledgeonthepoten- tialforDLTandnon-proliferation.Iamalsogratefultothemfortheircollaboration onthisbook,particularlyfortheirflexibilityandpatienceastheCOVID-19global pandemicmessedwithdeadlinesandresponsetimes.Ashoutouttoallauthorsand to Gabrielle Green’s ruthless review of draft texts. Special dedication also goes to Sarah Frazar and Andrea Viski for stepping in when I needed help the most. I am alsogratefultotheCarnegieCorporationofNewYork(CCNY)fortheirgenerous support in funding a portion of this research and to Springer for their support in publishingthebook. CindyVestergaard v Contents BlockchainforInternationalSecurityanIntroduction ................. 1 CindyVestergaard DistributedLedgerTechnology:BeyondtheHype ..................... 7 CindyVestergaard,HaimanotAnbesawBobosha,andKarolinLangfeldt BlockchainApplicationsforNuclearSafeguards ...................... 23 SarahFrazar BlockchainToolsforNuclearSafeguards ............................. 37 EdwardObbard,EdwardYu,andGunturDharmaPutra PossibilitiesofBlockchainTechnologyforNuclearSecurity ............. 55 MariaLovelyUmayam BlockchainforGlobalTradeinDual-UseChemicals ................... 75 RichardT.Cupitt BlockchainApplicationsforExportControlComplianceandGlobal SupplyChainIntegrity .............................................. 89 DiegoCándanoLaris vii Contributors HaimanotAnbesawBobosha The Henry L. Stimson Center, Washington, DC, USA RichardT.Cupitt TheHenryL.StimsonCenter,Washington,DC,USA DiegoCándanoLaris TheHenryL.StimsonCenter,Washington,DC,USA SarahFrazar Global Security Technology and Policy Group, Pacific Northwest NationalLaboratory,Seattle,WA,USA KarolinLangfeldt Circulor,London,USA EdwardObbard SchoolofMechanicalandManufacturingEngineering,Univer- sityofNewSouthWales,Kensington,Australia GunturDharmaPutra SchoolofComputerScienceandEngineering,University ofNewSouthWales,Kensington,Australia MariaLovelyUmayam Venice,CA,USA; TheHenryL.StimsonCenter,Washington,DC,USA CindyVestergaard TheStimsonCenter,Washington,DC,USA EdwardYu SchoolofMechanicalandManufacturingEngineering,Universityof NewSouthWales,Kensington,Australia ix Abbreviations A/CPPNM AmendedConventionforthePhysicalProtectionofNuclearMaterial ANSTO AustralianNuclearScienceandTechnologyOrganisation AP AdditionalProtocol API ApplicationProgrammingInterface ASNO AustralianSafeguardsandNonproliferationOffice ATT ArmsTradeTreaty BFT ByzantineFaultTolerance BIS BureauofIndustryandSecurity CAS ChemicalAbstractsService CPPNM ConventiononthePhysicalProtectionofNuclearMaterial CSA ComprehensiveSafeguardsAgreement CWC ChemicalWeaponsConvention DAG DirectedAcyclicGraph DAO Decentralizedautonomousorganization DGR DeepGeologicalRepository DLT DistributedLedgerTechnology EDI ElectronicDataInterchange EDIS ElectronicDeclarationInformationSystem EDNA ElectronicDeclarationtoolforNationalAuthorities ERP EnterpriseResourcePlanning EU EuropeanUnion EUC End-UserCertificate EURATOM EuropeanAtomicEnergyCommunity GDPR GeneralDataProtectionRegulation GTGA Governmenttogovernmentassurances GUI GraphicalUserInterface GUI GraphicalUserInterface IACC InternationalAnti-CounterfeitingCoalitionInc IAEA InternationalAtomicEnergyAgency ICR InventoryChangeReport ICT InformationandCommunicationTechnology INFCIRC InformationCircular xi xii Abbreviations IoT InternetofThings IP IntellectualProperty IPFS InterPlanetaryFileSystem IPPAS InternationalPhysicalProtectionAdvisoryService ITT IntangibleTransfersofTechnology KMP KeyMeasurementPoint KSI KeylessSignatureInfrastructure LLNL LawrenceLivermoreNationalLaboratory MBA MaterialBalanceArea MBR MaterialBalanceReport NCA NuclearCooperationAgreement NGO Non-governmentalOrganization NM NuclearMaterial NNWS Non-NuclearWeaponsState NPT TreatyontheProliferationofNuclearWeapons NSG NuclearSuppliersGroup NUMBAT NuclearMaterialBalancesandTracking NW NuclearWeapons NWS NuclearWeaponsState OPCW OrganisationfortheProhibitionofChemicalWeapons PIL PhysicalInventoryListing PIV PhysicalInventoryVerification PKI PublicKeyInfrastructure PNNL PacificNorthwestNationalLaboratory SAFKA Finland’snationalsafeguardsdatabase SCM SupplyChainManagement SIX SecureInformationExchange SLAFKA SharedLedgerSAFKA SLUMBAT SharedLedgerNUMBAT STUK FinnishRadiationandNuclearSafetyAuthority TPS TransactionsPerSecond UNSC UnitedNationsSecurityCouncil UNSCR UnitedNationsSecurityCouncilResolution UNSW UniversityofNewSouthWales URL UniformResourceLocator WEF WorldEconomicForum WMD WeaponsofMassDestruction WTO WorldTradeOrganization

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