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468 Pages·1983·10.17 MB·English
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BIOMASS ENERGIES Resources, Links, Constraints MODERN PERSPECTIVES IN ENERGY Series Editors: David J. Rose, Richard K. Lester, and John Andelin ENERGY: The Conservation Revolution John H. Gibbons and William U. Chandler STRUCTURAL MATERIALS IN NUCLEAR POWER SYSTEMS J. T. Adrian Roberts BIOMASS ENERGIES: Resources, Links, Constraints Vaclav Smil BIOMASS ENERGIES Resources, Links, Constraints VACLAV SMIL The University of Manitoba Winnipeg, Manitoba, Canada PLENUM PRESS · NEW YORK AND LONDON Library of Congress Cataloging in Publication Data Smil, Vaclav. Biomass energies. (Modern perspectives in energy) Bibliography: p. Includes index. 1. Biomass energy. I. Title. II. Series. TP360.sS4 1983 662'.8 83-9611 ISBN -13 :978-1-4613-3693-8 e-ISBN-13:978-1-4613-3691-4 DOl: 10.1007/978-1-4613-3691-4 ©1983 Plenum Press, New York Sof tcover reprint of the hardcover I st edition 1983 A Division of Plenum Publishing Corporation 233 Spring Street, New York, N.Y. 10013 All rights reserved No part of this book may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, microfilming, recording, or otherwise, without written permission from the Publisher SETTING THE STAGE Men occupy a very small place upon Earth .... All humanity could be piled up on a small Pacific islet. The grown-ups, to be sure, will not believe you when you tell them that. They imagine they fill a great deal of space. They fancy themselves as important as the baobabs. You should advise them, then, to make their own calculations. They adore figures, and that will please them. But do not waste your time on this extra task. It is unnecessary. You have, I know, confidence in me. -ANTOINE DE SAINT-ExUPERY The Little Prince This book originated with a letter from David Rose, editor of Plenum's "Modern Perspectives in Energy" series, suggesting that I contribute a volume on energy in the poor countries. As I had just finished editing a book and writing a string of papers on that topic, I proposed doing a book on biomass energy instead. Professor Rose agreed-and soon I was putting in order a jumble of writing, thinking, and research I had done previously on some aspects of biomass energy, and laying out plans for the systematic coverage of such a fascinating, multifaceted topic. I may have some appropriate pro-biomass credentials-ranging from more lectures on plant morphology and physiology than I would care to take, to the membership in the Biomass Energy Institute; from spending my adolescent summers splitting huge piles of wood to feed our stoves through the snowy winters in the Bohemian Forest, to more recent scholarly pursuits-but I have voiced largely doubting and critical opinions: this book is their considered interdisciplinary summation. Being interdisciplinary, it stresses limitations, complexities, uncer tainties, links, and consequences. I believe that these considerations, rather than detailed descriptions of experimental technologies or repeat ed comparisons of dubious cost estimates, are fundamental to answer ing the key questions: Is it worth it? To what the extent should it be used? What would be the real cost? Where should we concentrate our efforts? Where should we abstain? A better understanding of these opportunities, options, and limita v vi PREFACE tions is not possible without first putting the problem into a wider con text. Consequently, before proceeding with detailed critical topical cov erage of individual biomass energy sources, uses, and effects, I will extend this preface with a few pages of rather personal reflections (I will use the same device in closing the book: after providing concise topical summaries in Chapter 8, I will conclude with some essayistic musings on renewable energetics, plants, people, and a scientist's responsibility). Interest in biomass energies is just a part of a broader global trend toward renewable energetics, a trend which has evolved speedily after the crude oil price escalation started in 1973. Yet one must be reminded that for the rich countries fossil fuels are, and for a long period shall remain, the foundation of an affluent civilization, while throughout the poor world the reliance of most people on biomass energies for everyday subsistence has brought many damaging environmental and social ef fects; that the reality of sharp price rises for crude oil (actually not so sharp once adjusted for inflation) should not be misconstrued as an "energy crisis"; that the rise of renew abies and the claims made on their behalf by countless enthusiasts look so much better on paper than in reality; and that the potential of biomass energies, an essential ingre dient of renewable scenarios, has been judged more with proselytizing zeal than with critical detachment. Solar energy stored in fossil fuels-organic mineraloids with minor quantities of inorganic contaminants-is the mainstay of modern indus trial civilization. Global, and most national, quantities of fossil fuels are not known with any satisfactory degree of certainty: their accounting, comprising the basic division into resources and reserves and their sub categories, involves an often-confusing array of internationally nonstan dardized terminology. By far the largest amount of past photosynthesis has been se questered in solid fuels, predominantly in different varieties of coals. Total global coal resources are well over 10 trillion metric tons (t) and recoverable reserves are no smaller than 60 billion t (World Energy Con ference, 1974). Estimates of ultimately recoverable world resources of crude oils range very widely, from lows of less than 200 billion t to highs of nearly 2 trillion t (Albers et a1., 1973). Here the rapid postwar expan sion of crude oil reserves-more than tenfold since 1945--illustrates well the process of "making" reserves out of resources through exploration and development, as well as the hazards inherent in estimating the economically available deposits. Whatever the global crude oil resources might be, there is no doubt that even greater masses of oils are locked in nonfluid hydrocarbons with a wide variety of organic content. However, oil shales and oil sands SETTING THE STAGE vii typically yield only small amounts of oil per unit of raw material and their always-difficult processing is still economically prohibitive. As with the crude oils, estimates for ultimately recoverable quantities of natural gas display a wide range, from a low of some 100,000 km3 to a high of more than 1 million km3 (Albers et al., 1973). When the best currently available data on recoverable resources of all fossil fuels are converted to a common energy equivalent, the total is nearly 3.5 x 1022 L with solid fuel storing roughly half of this energy, crude oil and natural gas about one-fifth, and nonfluid hydrocarbons the rest (World Energy Conference, 1974). Spatially, most of this recoverable energy is stored in North America (about half) and Asia (one-third, including the USSR). North America's primacy is due to its vast deposits of coat natural gas, oil shales, and tar sands, while Asia (including the USSR) contains about two-thirds of the world's crude oil reserves. Although all kinds of fossil fuels have been known and locally uti lized since antiquity, their large-scale commercial recovery dates only from the 19th century. Global production of coal exceeded 100 million t in the 1850s and 500 million t during the 1890s; by that time coal still supplied 95% of all fossil energies; its dominance slipped only slightly during the first decades of this century, from about 90% at the outbreak of World War I to about 75% at the beginning of World War II. After ward the rise of hydrocarbons was swift: by the late 1950s crude oil and natural gas supplied as much energy as coat and by 1970 they provided two-thirds of the total flow; this share remained about constant during the 1970s. In absolute terms there has been an order-of-magnitude increase in fossil fuel consumption during the past century-and another order-of magnitude rise since then, from about 2.2 x 1019 J in 1900 to some 2.6 x 1020 J in 1980. Coal consumption grew about 3.5 times, but crude oil use rose more than 150 times and natural gas flow expanded about 180 times. All the advances of industrial civilization have been bound, directly or indirectly, to the ready availability of relatively inexpensive fossil fuels-but it must not be forgotten that for most of the world's people fossil fuels are neither easily accessible nor cheap. In fact the bulk of the global population, living in the poor countries, is largely untouched by modern energy flows and continues to rely on the animate energies of human muscle and draft animals for motive power (in places supple mented by water and wind), and on a variety of plant fuels for the thermal energy needed in households and local manufacturing. No precise figures on the consumption of forest fuels (stem and branch wood, bark, roots, leaves, shrubs), crop residues (cereal straws, viii PREFACE corn stover, cane bagasse, cotton and jute stalks, tuber and legume vines), and dry animal dung are available-and probably never will be, as most of the collection is done by the users themselves and only a part of these fuels enters some commercial exchanges. My estimates, based on a wide variety of the best current evidence, suggest that these fuels burnt annually in the poor countries contain energy equivalent to nearly 900 million t of crude oil (Smil, 1979a). As the poor world's consumption of modern commercial energies now sur passes 1.3 billion t of oil equivalent, two-fifths of its total fuel use is supplied by wood, straw, and dung, and in most of the poor countries, and for most of their inhabitants, this dependence is much higher than the global average. Among the most populous poor nations the share of traditional fuels in the total consumption is nearly nine-tenths in Bangladesh, four fifths in Nigeria, two-thirds in Indonesia, and about half in India; on the other hand in Brazil and in China the share is around one-third. But because all these values are national averages they do not convey the distinction between urban and rural energy consumption: the latter is almost solely dependent on traditional fuels, not only in the world's poorest areas (Bangladesh, Ethiopia, the Sahel), but also in China, India, Indonesia, or Brazil. And in most of the poor world's countryside, daily consumption of biomass fuels is only between 5 and 20 MJ per capita, barely enough to cook two simple meals and perhaps to warm a room for a few hours. An approximate division of the poor nations shows that the primary energy supply in some 60 countries with nearly 700 million people (42 of these countries, with over 300 million inhabitants, are in Africa) still comes predominantly from traditional fuels and that less than a tenth of the poor world's population lives in the nations that have shifted into fossil-fueled energetics. In terms of absolute numbers, wood, crop resi dues, or dung remain the principal or sale fuels for just over 2 billion people, or half the global population. Modern energies, especially the convenient and versatile liquid fuels, started to make discernible contributions to the poor world's pri mary energy supply only in the early 1950s, but the subsequent growth was rapid: consumption of refined oil products increased by an order of magnitude within just two decades. Similarly, between the early 1950s and the early 1970s the rich world's consumption of crude oil grew nearly fivefold and it provided about three-fifths of all the new supplies. But these trends were not destined to continue throughout the 1970s. Abrupt reversal of the price trend for crude oil after the Yom Kippur War of October 1973 was the beginning of unprecedented rapid changes SETTING THE STAGE ix in the global energy market. For decades preceding the early 1970s the real price of crude oil had been decreasing: in terms of 1970 dollars Saudi Arabian light crude oil cost around $4.00 per barrel in the early 1950s; it sank below $3.00 a decade later, and was a mere $1.60 in 1970 (Odell and Vallenilla, 1978). Posted prices of Middle Eastern oil still stood at just $3.01 per barrel in September 1973. The first sudden wave of OPEC price increases, coupled with inef fective but worrisome export embargoes by Arab oil exporters, brought the official average annual sale price to $11.28 in 1974. This nearly four fold rise ushered in the years of "energy crisis" manifested by economic recessions, deteriorating balances-of-payments, and temporary fuel shortages in oil-importing nations, by the rising might of OPEC, and by ceaseless worries about the future of a global civilization running out of energy. These trends were only reinforced by the second period of sud den crude oil price increases, prompted by the collapse of the imperial regime in Iran, that brought the average OPEC sale price to $30.87 in 1980 and $34 in 1982. In the eight years between fall 1973 and fall 1981 crude oil prices thus rose a bit over elevenfold. Rich countries have had their economic growth rates cut sharply-double-digit inflation became a norm and unemployment rose-while most poor countries have devoted rapidly rising shares of their often-meagre foreign earnings to oil purchases and have cut down modernization plans predicated on the availability of reasonably priced liquid fuels. Uncertainties about the future (especially in contrast with the fast-growth decades of the 1950s and 1960s) grew, and the need for solutions became urgent. And solutions have been offered, hastily, repeatedly, enthusi astically-and uncritically, too often with scant regard for realities that do not resemble the overwhelmingly mislabeled and misunderstood developments of the 1970s. Indeed developments of that decade pre sented perhaps more a challenging opportunity than a regrettable col lapse of stability. To begin with, the crude oil price rises have not been as large as figures in current monies indicate: after the initial increases in 1973 and 1974 the average official OPEC sale price actually fell, when adjusted for inflation, by about 13% between 1974 and 1978; the eleven fold rise between 1973 and 1982 shrinks to (a still considerable) less than-sevenfold increase. Mistaking temporary oil supply difficulties in some rich nations for an impending exhaustion of energy resources is an overreaction not worthy even of Sunday newspaper magazines. Bemoaning the end of an era in countries whose inhabitants continue to consume several metric tons of liquid fuels a year per capita-wasting most of it in the process- x PREFACE is a damning commentary on irrational behavior rather than a sympa thy-evoking cry. For the rich world there is, without any doubt, no energy crisis: energy conservation potentials in our wasteful societies are, without exaggeration, fabulous (Gibbons and Chandler, 1981, give a fine account); beyond them lie abundant resources of fossil fuels other than crude oil-and even crude oil resources are undoubtedly far greater than many conservative estimates would lead us to believe (Grossling, 1976). For poor countries the situation is fundamentally different in the sense that most of them have to expand their total energy consumption substantially to improve the lives of their growing populations and to modernize their economies. However, as most of the hydrocarbon basins in the poor countries are yet to be drilled for oil and gas with an intensity approaching the rich countries' exploration efforts, the output of these highest quality fossil fuels can be greatly expanded in many nations that were producing little or no oil and gas before 1973 (coun tries such as Mexico, Malaysia, Egypt, and the Philippines have moved into this category during the 1970s), and coal resources, largely unap praised, are by no means negligible. Reduction of wasteful oil consump tion in the rich countries would also make more liquid fuels available to the poorer importers, and the energy conservation potential in the poor countries is relatively no smaller than in the rich societies. Yet in spite of the fact that the developments of the 1970s had nothing to do with absolute scarcity of fossil energy resources, they were misunderstood precisely in that way by much of the public and by more than few ruling bureaucracies. The response has been predictable: if we are "running out" of fossil fuels, especially oil, we must act quickly and decisively to replace them with renewable energies. At a more so phisticated level, the huge investments needed to develop new hydro carbon and coal resources and technologies, and the adverse environ mental effects of fossil fuel combustion (the CO problem and acid rain, 2 above all), have been added to the depletion threat to stress the inev itability of turning toward the renewables. A veritable downpour of renewable energy wonders descended on scientific publications and the public media alike: direct solar radiation was to be captured by contrivances ranging from simple black boxes on roofs for heating bath water, to computerized mirror arrays that reflect the sun's rays to a central tower for electricity generation by steam; tides and waves showing impressive theoretical potential were to be tapped by dual-flow turbines and innovative conversion devices; wind was to turn egg-beaters, blade rotors, and sail mills atop hills or proposed mon strous towers; thermal differences in the warm ocean were to generate

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tions is not possible without first putting the problem into a wider con­ text. Consequently, before proceeding with detailed critical topical cov­ erage of individual biomass energy sources, uses, and effects, I will extend this preface with a few pages of rather personal reflections (I will use
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