Running head: BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES Behavioral Interventions that Treat Aggression: Employees’ Implementation Experiences within Adult Psychiatric Settings by Alyse C. Donovan B.A., Loyola University Maryland, 2009 M.S., Antioch University New England, 2015 DISSERTATION Submitted in partial fulfillment for the degree of Psychology in the Department of Clinical Psychology at Antioch University New England, 2017 Keene, New Hampshire BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES ii Department of Clinical Psychology DISSERTATION COMMITTEE PAGE The undersigned have examined the dissertation entitled: BEHAVIORAL INTERVENTIONS THAT TREAT AGGRESSION: EMPLOYEES’ IMPLEMENTATION EXPERIENCES WITHIN ADULT PSYCHIATRIC SETTINGS presented on June 23, 2017 by Alyse C. Donovan Candidate for the degree of Doctor of Psychology and hereby certify that it is accepted*. Dissertation Committee Chairperson: Martha Straus, Ph.D. Dissertation Committee members: David Hamolsky, Psy.D. Daniel Lambert, Ph.D. Accepted by the Department of Clinical Psychology Chairperson George Trembly, Ph.D. on June 23, 2017 * Signatures are on file with the Registrar’s Office at Antioch University New England BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES iii Acknowledgments A special thank you to all of the talented individuals who choose to work within adult inpatient psychiatric settings. Without your daily hard work and dedication to improving patient care this project would not have been possible. To my dissertation committee: Thank you, Dr. Hamolsky, for sparking my interest in systems interventions. Thank you, Dr. Lambert, for your supervision and guidance on my first behavioral plan I wrote for an inpatient setting. Thank you, Dr. Straus, for your words of encouragement, humor, and continual support throughout this project, and my five-year graduate school journey. BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES iv Table of Contents List of Tables ................................................................................................................................. vi Abstract ........................................................................................................................................... 1 Behavioral Interventions That Treat Aggressive Behavior: Employees Implementation Experiences within Adult Psychiatric Settings ............................................................................... 3 Physical Aggression is a Problem in Psychiatric Inpatient Settings ........................................... 3 Aggression in Inpatient Psychiatric Settings Leads to Injury of Staff Members ........................ 3 Instances of Patient Aggression Predict Negative Staff Work Performance .............................. 5 Patient Demographics and Diagnosis Predict Aggressive Behavior .......................................... 5 Hospital Environment and Treatment Factors Predict Aggressive Acts .................................... 6 Behavioral Theory Conceptualizes the Function of Aggression ................................................ 9 Behavioral Interventions are Effective at Reducing Aggression in Inpatient Settings ............. 10 Behavioral Plans Only Work When Implemented Correctly ................................................... 12 Components of Implementation for Evidence-Based Practices ................................................ 13 The Transition from Evidence-Based Practice to Treatment Program is Complex .................. 16 Statement of Purpose ................................................................................................................ 18 Research Questions ................................................................................................................... 18 Method .......................................................................................................................................... 18 Study Design ............................................................................................................................. 18 Methodology: Interpretive Phenomenological Analysis .......................................................... 19 Sampling and Recruitment ........................................................................................................ 20 Measures ................................................................................................................................... 21 Procedures ................................................................................................................................. 23 Issues of Trustworthiness .......................................................................................................... 26 Data Analysis ............................................................................................................................ 28 Results ........................................................................................................................................... 30 Demographic Data .................................................................................................................... 30 Employees’ Roles in Implementation of Behavioral Interventions .......................................... 30 Current Training Within the Treatment Program ..................................................................... 34 Process for Development of Behavioral Interventions ............................................................. 35 Process to Monitor Staff Members’ Behavioral Plan Implementation Skill Level .................. 36 Current Facilitators of Behavioral Plan Implementation .......................................................... 37 Current Barriers to Behavioral Plan Implementation ............................................................... 40 Employees’ Motivations to Continue Behavioral Plan Implementation .................................. 42 Employees’ Emotional Experiences During Behavioral Plan Implementation ........................ 44 Employee Recommendations to Improve Behavioral Plan Implementation ............................ 46 Discussion ..................................................................................................................................... 54 Dependability and Reliability ................................................................................................... 55 Transferability ........................................................................................................................... 56 Limitations ................................................................................................................................ 58 Behavioral Plan Implementation Needs Assessment ................................................................ 59 Previous Training and Attitudes Toward Behavioral Plan Implementation ............................. 63 Areas for Further Investigation ................................................................................................. 64 Researcher Biases Emerged During Data Collection ............................................................... 65 BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES v Conclusion .................................................................................................................................... 68 References ..................................................................................................................................... 74 Appendix A: Demographic Form ................................................................................................. 79 Appendix B: Recruitment Letter ................................................................................................... 80 Appendix C: Semi-structured Interview Outline .......................................................................... 81 Appendix D: Informed Consent Document .................................................................................. 82 Appendix E: Data Collection Permission Letter ........................................................................... 84 BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES vi List of Tables Appendix F: Data Table ................................................................................................................ 85 BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES 1 Abstract When adults hospitalized within inpatient psychiatric settings engage in aggressive behavior, it can have detrimental psychological and physical effects on not only other patients, but on hospital employees. Several adult psychiatric inpatient facilities have successfully reduced rates of patient aggression through the implementation of behavioral interventions. While there is much research on factors that lead to successful implementation of evidence based interventions, the literature had not yet explored the subjective experience of employees who are asked to implement behavioral plans in adult psychiatric settings. This study utilized Interpretive Phenomenological Analysis to gain an understanding of employees’ perceptions of barriers and facilitators to implementation of behavioral plans that target patient aggression. Participants were employees within maximum and intermediate security units within a forensic state psychiatric hospital. The results express the behavioral plan implementation needs for the studied treatment program. These needs include: (a) an increase in communication between all disciplines involved with behavioral plan implementation; (b) an increase in the number of floor staff members and consistent unit assignments; (c) more direct involvement from behavioral technicians; (d) more nurses trained on behavioral interventions, (e) an increase in direct involvement of authors of behavioral plans and behavioral technicians with floor staff members and patients; (f) designated time for staff to complete various implementation tasks; (g) required behavioral theory competency standards for case managers before behavioral plan authorship is allowed; (h) continued trainings on behavioral theory and practice for all staff; (i) a formal data collections system to measure patient behaviors over time; and (j) a formal data collection system to determine staff fidelity to behavioral plan implementation. Keywords: adult psychiatric inpatient, aggression, behavior plans, behavioral interventions BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES 2 This dissertation is available in open access at AURA: Antioch University Repository and Archive, http://aura.antioch.edu/ and OhioLINK ETD Center, https://edt.ohiolink.edu BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES 3 Behavioral Interventions That Treat Aggressive Behavior: Employees’ Implementation Experiences within Adult Psychiatric Settings Risk of physical injury from patient aggression is a significant problem for individuals who work within psychiatric inpatient settings. While there are evidence-based behavioral treatments for aggressive behavior, these treatments are not always implemented as intended. This dissertation is a qualitative study that sought to understand the successes and struggles psychiatric hospital employees have when implementing behavioral plans with patients who have aggressive behavior. Physical Aggression is a Problem in Psychiatric Inpatient Settings A meta analysis of adult inpatient aggression research published between 1960 and 2009 found that 16.92% of United States psychiatric patients engaged in some form of aggressive act within one month of admittance to a psychiatric hospital (Bowers et al., 2011). Physical aggression is defined as any act that is intended to cause another person physical pain (Anderson & Bushman, 2002). The most common types of physical aggression reported in psychiatric inpatient settings include: “biting, kicking, hitting, scratching, grabbing, pinching, spitting, or pulling hair” (Jansen, Dassen, & Groot Jebbink, 2005). Aggression can be further classified as hostile or instrumental. Hostile aggression is “impulsive, thoughtless (i.e., unplanned), driven by anger, having the ultimate motive of harming the target, and occur[s] as a reaction to some perceived provocation” (Anderson & Bushman, 2002, p. 29). Conversely, instrumental aggression is proactive and premeditative, with the perpetrator hoping to accomplish a goal other than harming the victim through their aggressive action (Anderson & Bushman, 2002). Aggression in Inpatient Psychiatric Settings Leads to Injury of Staff Members The job-related violent crime rate for psychiatrists and mental health professionals is BEHAVIORAL PLAN IMPLEMENTATION EXPERIENCES 4 more than five times the rate for all other occupations, with 68.2 incidents reported per 1000 workers per year (Friedman, 2006). For mental health custodial workers, the incident rate is even higher, with 69.0 per 1000 workers experiencing a job-related violent crime per year (Friedman, 2006). Of those employees that required time away from work in 2014 due to an occupational injury or illness, 52% of psychiatric aids, 46% of psychiatric technicians, and 75% psychiatrists cited being physically injured by mental health care patient as the source of their injury (U.S. Department of Labor, 2015). In a similar vein, Privitera, Weisman, Cerulli, Tu, and Groman (2005) surveyed employees of a psychiatric hospital and found that 34% of clinicians and 8% of non-clinicians had experienced assaults from patients. Staff that had close and frequent contact with patients, including nurses, physicians, and advanced practice nurses, were the staff members most likely to be assaulted by patients (Privitera et al., 2005), with one in four psychiatric nurses being injured by assaultive patients each year (Quanbeck, 2006). This research also highlighted the concern that surveyed employees greatly under-reported aggressive incidents to hospital administration; in fact, employees only filed incident reports for 50% of aggressive incidents experienced. Therefore, it is likely psychiatric hospitals may have inaccurate records of how many assaults by patients actually occur on a daily basis (Privitera et al., 2005). Possible reasons for nursing staff underreporting assaultive patient behaviors included: expectations that experiencing patient aggression was part of the job; the employee did not sustain a serious injury; beliefs that patients did not intend to cause harm; belief that filing a report is too hard or time consuming; belief that administration would not take action based upon a filed report; and lack of procedures requiring reporting of aggressive incidents (Snyder & Chen, 2007).
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