BECOMING A TEACHER THROUGH ACTION RESEARCH - - - - - - - - - - - - - - - - - - - - - - - - This page intentionally left blank BECOMING A TEACHER THROUGH ACTION RESEARCH - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -- - - - - Process, Context, and Self-Study Third Edition D K P K C ONNA ALMBACH HILLIPS AND EVIN ARR Third edition published 2014 by Routledge 711 Third Avenue, New York, NY 10017 and by Routledge 2 Park Square, Milton Park, Abingdon, Oxon OX14 4RN Routledge is an imprint of the Taylor & Francis Group, an informa business © 2014 Taylor & Francis The right of Donna Kalmbach Phillips and Kevin Carr to be identified as authors of this work has been asserted by them in accordance with sections 77 and 78 of the Copyright, Designs and Patents Act 1988. All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. Trademark notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. First edition published 2006 by Routledge Second edition published 2010 by Routledge Library of Congress Control Number: 2013954529 ISBN: 978–0–415–66049–5 (pbk) ISBN: 978–1–315–86749–6 (ebk) Typeset in Utopia by Swales & Willis Ltd, Exeter, Devon TABLE OF CONTENTS IX ACKNOWLEDGMENTS XI INTRODUCTION: BECOMING A TEACHER THROUGH ACTION RESEARCH—AN INTRODUCTORY GUIDE AND INVITATION xvii Introduction to the Cultural Context Activities xviii Introduction to the Self-Study Activities 1 BECOMING A STUDENT TEACHER-ACTION RESEARCHER 2 Images of Teacher and Researcher 5 Exploring “Action” and “Research” 9 Philosophical Underpinnings of Action Research 13 Research Worlds, Research Lives: Forms of Action Research 20 Frameworks for Action Research Commonly Used by Preservice Teachers 22 Being a Student Teacher-Action Researcher 28 Reconstruction: What I Understand Now About Action Research 30 Content and Process Questions 31 Self-Study 1.1: Personal Interview 32 Cultural Context 1.1: To Deconstruct 34 Cultural Context 1.2: Images of School and Society 2 DISCOVERING AN AREA OF FOCUS 39 Introduction and Overview 40 Exploring Areas of Interest: Listening to Self 40 Explore your School Context: Listening to your Setting 44 Building a Research Community: Colleagues, Coursework, and Literature 53 Formulating a Critical Question 56 Sharpening Your Critical Question 59 Dissecting Your Critical Question 60 Summary 61 Content and Process Questions 62 Self-Study 2.1: Images of Self as Student Teacher-Researcher 64 Cultural Context 2.1: Getting to Know Your Classroom Culture 67 Cultural Context 2.2: Analyzing School Documents 3 ACTION RESEARCH METHODOLOGY 69 Introduction to Data Collection Methods 73 Trustworthy Data Collection 75 Data Collection Methods 77 Purpose and Data Collection 79 Understanding Triangulation 83 Bringing it all Together: Your Research Data Compilation 89 Problematizing Practice: Applying the Key Concepts of Data Collection 93 Synthesizing the Act of Data Collection 94 Content and Process Questions 95 Self-Study 3.1: Personal Perspective and Reading the Classroom V CONTENTS 97 Cultural Context 3.1: The Art and Craft of Negotiation 99 Cultural Context 3.2: When “New” Information Changes the Design 4 ACTION RESEARCH DESIGN 101 Introduction to Action Research Design 102 The Action Research Design 102 The Context of the Study: Setting, Participants, and Researcher 103 The Context of the Study: The Story Behind the Action Research Project 104 Insight from Distant Colleagues (Literature Review) 104 Methodology: How the Problem, Dilemma, and/or Issue Will Be Addressed 107 Meaningful Results and Sharing 107 Analyzing and Deconstructing the Action Research Design for Cultural Competency 110 Summary 110 Content and Process Questions 111 Self-Study 4.1: Rethinking your Action Research Design Through a Cultural Proficiency Lens 113 Self-Study 4.2: The Action Research Design and Cultural Proficiency 116 Cultural Context 4.1: Context Matters 5 ONGOING DATA ANALYSIS 117 Introduction and Overview of Data Analysis and Interpretation 118 Shared Concepts of Ongoing Data Analysis and Final Data Interpretation 122 A Cycle for Ongoing Data Analysis 123 Informal Ongoing Analysis 127 Organizing Data for Ongoing Analysis 133 Formal Ongoing Analysis and the Reflective Pause 140 Resisting Conclusions: Going with the Questions, the Dilemmas, and the Conflict 142 Changing Courses: Using Ongoing Analysis to Redirect and/or Refine the Action Research Study 144 Content and Process Questions 145 Self-Study 5.1: The Teacher-Researcher as Strategic Intervention 147 Self-Study 5.2: The Student Teacher-Researcher and Classroom Management 148 Self-Study 5.3: Scaffolding the Learning 151 Cultural Context 5.1: Practicing Deconstruction and Trustworthiness During Ongoing Data Analysis 6 FINAL DATA INTERPRETATION 153 Final Data Interpretation: Introduction and Overview 156 General Steps for Data Interpretation 161 Data Interpretation Illustrated: Liri’s Journey Through Data Interpretation 166 Drafting Synthesis Statements 169 Other Views of Data Interpretation: Alternative Scaffolds and Variations on These Scaffolds 170 One Last Look at Criteria for Trustworthiness 172 Content and Process Questions 173 Self-Study 6.1: A Cautionary Tale of Data Interpretation: Pamela’s Story and the Case for Self-Reflexivity 175 Cultural Context 6.1: The Numbers Tell the Story 178 Cultural Context 6.2: Reading Empirical Research VI CONTENTS 7 TELLING THE STORY OF YOUR ACTION RESEARCH 185 Telling Your Story 186 How Should Action Research Sound? The Cultural Context of Academic Work 188 Guidelines for Going Public With Your Action Research 190 Developing Personal and Professional Style and Voice 192 Moving from Data Interpretation to Public Presentation 193 The Research Paper: Writing Your Story 201 The Portfolio: Showing Your Story 203 Using Art Forms to Represent Your Story 204 Using Posters and Brochures to Display Your Story 205 Celebrating and Sharing: Find Joy and Humility Through Action Research 206 Content and Process Questions 8 LIVING ACTION RESEARCH AS A PROFESSIONAL EDUCATOR 207 Looping Back and Articulating What You Know 208 Reviewing Major Themes of Student Teacher Action Research 208 Reviewing Action Research Technique 210 Reconsidering Triangulation 210 Action Research and Your First Year of Teaching 213 Action Research, Energy, Enthusiasm, and Loving Your Job as a Teacher 217 Becoming an Agent of Change Through Action Research 220 Forming a Vision, Creating a Plan 221 Beginning Again (and Always) 223 APPENDIX A: Personal Paradigm Self-Test/Scoring Guide 224 APPENDIX B: Data Set/Teacher Images 225 APPENDIX C: Data Set/Teacher Gifts 226 APPENDIX D: Dissecting and Re-Formulating Your Critical Question 227 APPENDIX E: Data Collection Tools Explored 248 APPENDIX F: General-Purpose Research Design Template 250 APPENDIX G: Gaining Permissions/Letter Template 252 APPENDIX H: Practice Data Set 258 APPENDIX I: Analytic Memos 267 APPENDIX J: Strategies for Thinking About Data 272 GLOSSARY 276 REFERENCES 285 INDEX VII This page intentionally left blank ACKNOWLEDGMENTS A thing done or given in recognition of something received; a declaration or avowal of one’s act of a fact to give it legal validity . . . an open declaration of something (as a fault or the commission of an offense) about oneself . . . see CONFESSION. (Merriam-Webster Online Dictionary, 2005) And so we acknowledge . . . that we have been given much by many and are unable to make a complete account for this generosity; we cannot trace completely the wonder of rhizomic lines leading to people, places, and situations influencing the writing of this book, or of the many discourses playing, seducing, and commanding our written words. We confess to writ- ing this textbook while living somewhere in a zone of contradiction (Whitehead, 1989), prac- ticing inquiry not only as stance (Cochran-Smith & Lytle, 1999) but as a run, a ride, a trek, and as a resting place—as a koan whose answer we have not yet worked through. We wrote the first edition of this book in the act of doing life; we wrote the second edi- tion of this book during the act of doing a re-visioning of both the text of the book and the text of our lives. We come to the third edition of this book at a time of doing re-imaging of our lives and understanding that text/life has never been a binary. We come to the writing searching deeper, listening more carefully, questioning more directly, feeling the urgency of becoming: “A line of becoming is not defined by points it connects . . . on the contrary, it passes between points, it comes up through the middle” (Deleuze & Guattari, 1980/1987, p. 293). And we con- fess: The “points” of first, second, and third edition are illusionary and we do not know all of the where and what and who and how that have passed through in it/our becoming. We write this third edition in the company of students, former, current, and those stu- dents still to come, who challenge our thinking, our way of being, our comfortable and habit- ual zones of teaching. We write this book in acknowledgment that the world of teaching and becoming teacher is in upheaval: national standards and testing, merit pay, “data-driven,” violence shattering illusions of safety–all are altering landscapes, creating pressure points and fissures, and urgency for teachers who are critical and creative thinkers and leaders; question- ers and visionaries; advocates of children and adolescents; dreamers and believers in what school might become. The words of Archbishop Oscar Romero, “We are prophets of a future not our own” still whisper from our walls and we find a new commitment to these words, to our students and we confess: we do not know where their words, concerns, and passions become our words, concerns and passions and therefore encompass the text of this book. We write this third edition in the middle and beginning of introducing new programs, developing innovative curriculum for learning to teach differently, with community part- ners who require us to practice the words of this book, critical-self-reflexivity-in-action- research, even as we write. These new colleagues, these altered visions of what “teaching” IX