AIR UNIVERSITY AU-2 Guidelines for Command A Handbook on the Leadership of Airmen for Air Force Squadron Commanders Prepared by Air Command and Staff College Air University Press Maxwell Air Force Base, Alabama February 2008 00-Newfrontmatter.indd 1 2/8/08 10:50:48 AM ISBN 978-1-58566-144-2 Disclaimer Opinions, conclusions, and recommendations expressed or implied within are solely those of the author and do not necessarily represent the views of Air University, the United States Air Force, the Department of Defense, or any other US government agency. Cleared for public release: distribution unlimited. Air University Press 131 West Shumacher Avenue Maxwell AFB AL 36112-5962 http://aupress.maxwell.af.mil ii 00-Newfrontmatter.indd 2 2/8/08 10:50:49 AM Contents Chapter Page DISCLAIMER. . . . . . . . . . . . . . . . . . . . . ii FOREWORD . . . . . . . . . . . . . . . . . . . . . vii PREFACE. . . . . . . . . . . . . . . . . . . . . . . . ix 1 tAkINg COMMAND. . . . . . . . . . . . . . . . 1 What Is Command? . . . . . . . . . . . . . . 2 Becoming Aware of Responsibilities . . 5 Preparing for Command with Commanders Connection . . . . . . . . . 7 Making the Most of Your Preparatory time. . . . . . . . . . . . . . . 8 the Change of Command Process. . . . 10 Making the Right First Impression . . . 13 key Leadership Positions within Your Squadron . . . . . . . . . . . . . . . . 14 Familiarizing Yourself with Base Agencies . . . . . . . . . . . . . . . . . . . . . 18 Vision. . . . . . . . . . . . . . . . . . . . . . . . . 28 Squadron goals . . . . . . . . . . . . . . . . . 32 Your First Commander’s Call . . . . . . . 33 Assessing Your Squadron’s Strengths and Weaknesses . . . . . . . . . . . . . . . 35 Making a Difference: Leaving a Legacy. . . . . . . . . . . . . . . . . . . . . . . 37 Advice to Commanders. . . . . . . . . . . . 39 2 LEADINg AND DEVELOPINg AIRMEN. . 43 Leading versus Managing. . . . . . . . . . 44 Leadership by Walking Around. . . . . . 46 Leading in the Midst of Change . . . . . 48 Enlisted Specialty training. . . . . . . . . 49 Enlisted Professional Military Education. . . . . . . . . . . . . . . . . . . . 54 Enlisted Promotions. . . . . . . . . . . . . . 56 Enlisted Assignments. . . . . . . . . . . . . 58 Officer Professional Military Education. . . . . . . . . . . . . . . . . . . . 60 Officer Promotions . . . . . . . . . . . . . . . 63 iii 00-Newfrontmatter.indd 3 2/8/08 10:50:49 AM CONtENtS Chapter Page Officer Assignments . . . . . . . . . . . . . . 65 Leading Civilians . . . . . . . . . . . . . . . . 69 Feedback . . . . . . . . . . . . . . . . . . . . . . 73 Officer and Enlisted Evaluations. . . . . 75 Awards and Decorations. . . . . . . . . . . 78 Building Future Leaders. . . . . . . . . . . 80 Squadron Mentorship Program. . . . . . 83 3 COMMANDINg EXPEDItIONARY FORCES . . . . . . . . . . . . . . . . . . . . . . . . 85 Overview of the Air and Space Expeditionary Force . . . . . . . . . . . . 86 Air and Space Expeditionary Force key Roles and Responsibilities. . . . . 88 Unit type Code Overview . . . . . . . . . . 92 Air and Space Expeditionary Force Reporting tool Management . . . . . . 94 Status of Resources and training Systems . . . . . . . . . . . . . . . . . . . . . 96 Air and Space Expeditionary Force training and Exercises . . . . . . . . . . 100 Online Air and Space Expeditionary Force Resources . . . . . . . . . . . . . . . 104 Shortfalls, Waivers, and Reclamas . . . 106 First Seven Days of Deployed Command. . . . . . . . . . . . . . . . . . . . 109 Post-Deployment Issues and Concerns. . . . . . . . . . . . . . . . . . . . . 111 4 COMMANDER’S PROgRAMS. . . . . . . . . 117 Safety Programs. . . . . . . . . . . . . . . . . 118 Operational Risk Management . . . . . . 121 traffic Safety Program . . . . . . . . . . . . 125 Security Programs . . . . . . . . . . . . . . . 128 Antiterrorism and Force Protection Program . . . . . . . . . . . . . . . . . . . . . 132 Environmental Management. . . . . . . . 135 Air Force Emergency Management Program . . . . . . . . . . . . . . . . . . . . . 137 Nuclear Weapons Personnel Reliability Program . . . . . . . . . . . . . 141 iv 00-Newfrontmatter.indd 4 2/8/08 10:50:49 AM CONtENtS Chapter Page Military Equal Opportunity and treatment Program. . . . . . . . . . . . . 144 Drug testing and the Urinalysis Program . . . . . . . . . . . . . . . . . . . . . 145 Dormitory Management Program . . . . 149 Fitness Program. . . . . . . . . . . . . . . . . 150 Human Immunodeficiency Virus Program . . . . . . . . . . . . . . . . . . . . . 153 Leave, Passes, Compensatory time, and Permissive temporary Duty Assignment Programs . . . . . . . . . . . 156 Unit Budget . . . . . . . . . . . . . . . . . . . . 162 government Purchase Card Program . . . . . . . . . . . . . . . . . . . . . 165 government travel Card Program. . . . 168 Individualized Newcomer treatment and Orientation Program. . . . . . . . . 170 Informal Recognition . . . . . . . . . . . . . 172 Commander’s Call . . . . . . . . . . . . . . . 173 5 MAINtAININg StANDARDS AND ADMINIStERINg DISCIPLINE . . . . . . . . 177 Nonjudicial Disciplinary Options . . . . 178 Courts-Martial Charges . . . . . . . . . . . 185 Pretrial Confinement . . . . . . . . . . . . . 186 Arrest by Civilian Authorities . . . . . . . 187 Rights of Suspects . . . . . . . . . . . . . . . 189 Investigations and Inquiries . . . . . . . . 192 Searches and Inspections. . . . . . . . . . 193 Line-of-Duty Determination . . . . . . . . 195 Report of Survey. . . . . . . . . . . . . . . . . 197 Absent Without Leave. . . . . . . . . . . . . 200 Unprofessional Relationships . . . . . . . 201 Homosexual Conduct. . . . . . . . . . . . . 203 Standards of Ethical Conduct. . . . . . . 205 Financial Responsibility . . . . . . . . . . . 206 Protest and Dissident Activities . . . . . 208 Base Driving Privileges. . . . . . . . . . . . 210 Airman Reassignment Restrictions (Deferments) . . . . . . . . . . . . . . . . . . 211 Selective Reenlistment . . . . . . . . . . . . 212 v 00-Newfrontmatter.indd 5 2/8/08 10:50:49 AM CONtENtS Chapter Page 6 AIRMEN AND FAMILY ASSIStANCE. . . . 215 Leading Airmen and Families in times of Distress. . . . . . . . . . . . . . . 216 Air Force Readiness Edge and the Integrated Delivery System . . . . . . . 217 key Spouse Program. . . . . . . . . . . . . . 219 American Red Cross Resources. . . . . . 221 Alcohol and Drug Abuse Prevention and treatment Program . . . . . . . . . 222 Exceptional Family Member Program and the Special Needs Assignment Consideration Process. . . . . . . . . . . 224 Health and Wellness Center . . . . . . . . 225 Mental Health Flight. . . . . . . . . . . . . . 226 Chaplain Resources . . . . . . . . . . . . . . 228 Sexual Assault Prevention and Response Program. . . . . . . . . . . . . . 230 Health Insurance Portability and Accountability Act. . . . . . . . . . . . . . 231 Critical Incidents . . . . . . . . . . . . . . . . 232 Death of a Unit Member . . . . . . . . . . . 233 Violence Involving a Unit Member. . . . 235 7 COMPLIANCE AND INSPECtIONS. . . . . 239 Preparing for Inspections . . . . . . . . . . 240 Self-Inspection Program . . . . . . . . . . . 241 Readiness Exercises. . . . . . . . . . . . . . 243 Staff Assistance Visits . . . . . . . . . . . . 245 Formal Inspections. . . . . . . . . . . . . . . 247 Post-Inspection Activities . . . . . . . . . . 251 Documenting and Sharing Best Practices. . . . . . . . . . . . . . . . . . . . . 253 Appendix 1 Commander’s transition Checklist . . . . 255 2 How to keep Your Boss Happy. . . . . . . . 267 vi 00-Newfrontmatter.indd 6 2/8/08 10:50:50 AM Foreword Congratulations on your selection as a squadron commander! As you take the guidon and say “I assume command,” you make a commitment unlike any other in the Air Force. the authority vested in you sets you apart from other Air Force leaders. Con- sequently, you must exemplify the highest standards of integ- rity, professionalism, and character. Remember, your squadron is a direct reflection of you and your leadership. Your role as a squadron commander is demanding and multi- faceted. It is essential to get out of your office and connect with your Airmen wherever their duties take them. You must build relationships and set and enforce standards. While performing your mission, whether at home station or deployed, your Airmen look to you for decisiveness and direction and to provide the necessary training and equipment. When faced with tragedy or challenging personal strife, they turn to you for compassion and empathy. During situations that deteriorate good order and dis- cipline or violate the Uniform Code of Military Justice (UCMJ), your Airmen expect you to take action and punish as you deem appropriate and without bias. When the Airmen in your squad- ron earn awards or promotions, they look forward to your praise and recognition. Being a commander is an incredibly rewarding, tremendous responsibility. Your assigned Airmen, civilians, and contractors deserve your very best effort day in and day out; our Air Force’s future depends on it. this book, Guidelines for Command, is the result of countless hours of research and contains the collective thoughts and les- sons learned from many previous commanders. It has a wealth of information to assist you during your tenure as a commander. Use it in conjunction with your personal leadership skills, your base’s subject-matter experts, and your fellow commanders to lead our Airmen to new heights. Again, congratulations and best wishes as you embark upon the incredible journey of command! t. MICHAEL MOSELEY general, USAF Chief of Staff vii 00-Newfrontmatter.indd 7 2/8/08 10:50:50 AM 00-Newfrontmatter.indd 8 2/8/08 10:50:50 AM Preface Squadron command is often described as the best job in the Air Force. It is also one of the most demanding. Commanders are entrusted with incredible power—in terms of legal authority and personal influence—and it is critical you honor that trust by commanding effectively with balance, purpose, and dedication. As the commander, it is your responsibility to set the tone, establish priorities, and take the lead. As you meet your daily challenges, remember that ultimately command is not about you or how skilled you are in your Air Force specialty. Command is about accomplishing the mission and taking care of your Air- men. this guide will help you on your way. there is no “all-encompassing” checklist or “how-to guide” for command—no manual could hope to be so comprehensive. How you lead your squadron depends on your experience, ideas, goals, values, and willingness to learn. Your past performance has demonstrated that you are up to the task—if not, you would not have been selected for command. Even so, you will not know everything before you start, and the job will always be a learning endeavor. You can, however, take advice and learn from other commanders’ experiences to make you a better, more effective leader. that is the intent of this publication—to advance the practice of command. this book, in conjunction with the Com- manders Connection, the professional forum for squadron com- manders, does just that. the following articles and tips are not regulations you must follow, nor should they be your sole source of information. they are only guides based on the experiences and lessons learned from a diverse group of Air Force leaders. Used properly and supplemented with other sources, these guides help prepare you to effectively meet the needs of the mission, while taking care of your people. We hope you find the information here useful. thoughtfully applied, it will make you a more effective commander. Obviously there are many programs, experiences, and issues we could not capture in one document. to remedy this problem, we encour- age you to join the Commanders Connection (https://acsc.sqcc .maxwell.af.mil), where you will find an up-to-date electronic ver- sion of this book and a forum to ask questions, share your knowl- edge, and receive advice from current and former squadron-level leaders. ix 00-Newfrontmatter.indd 9 2/8/08 10:50:50 AM PREFACE We greatly appreciate the support of the following Air Univer- sity organizations located at Maxwell AFB, Alabama: Air Com- mand and Staff College (ACSC), Ira C. Eaker College for Profes- sional Development, Commanders’ Professional Development School, and Air University Press for their assistance in making this revised publication a reality. Without their support this project would not have been possible. good luck in your command! x 00-Newfrontmatter.indd 10 2/8/08 10:50:50 AM
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