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F. K. Lehner J. L. Urai (Eds.) Aspects of Tectonic Faulting Springer Berlin Heidelberg New York Barcelona Hong Kong London Milan Paris Singapore Tokyo F. K. Lehner J. L. Urai (Eds.) ASPECTS OF TECTONIC FAULTING In Honour of Georg Mandl With 88 Figures, 6 in color Springer Florian K. Lehner Institute for Geology and Paleontology University of Salzburg Hellbrunner Strasse 34 5020 Salzburg, Austria Janos L. Urai Geologie - Endogene Dynamik RWTH Aachen Lochnerstrasse 4-20 D-52056 Aachen, Gennany Text Editing and Layout: Wouter van der Zee Geologie - Endogene Dynamik RWTH Aachen Lochnerstrasse 4-20 D-52056 Aachen, Gennany ISBN 3-540-65708-8 Springer-Verlag Berlin Heidelberg New York Cataloging-in-Publication data applied for Die Deutsche Bibliothek -CIP-Einheitsaufnahme Aspects of tectonic faulting: in honour of Georg MandllF. K. Lehner; J. L. Urai (ed.). - Berlin; Heidelberg; New York; Barcelona; Hong Kong; London; Milan; Paris; Singapore; Tokyo: Springer, 2000 ISBN 3-540-65708-8 This work is subject to copyright. All rights are reserved, whether the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in any other way, and storage in data banks. Duplication of this publication or parts thereof is pennitted only under the provisions of the German Copyright Law of September 9, 1965, in its current version, and pennission for use must always be obtained from Springer-Verlag. Violations are liable for prosecution under the German Copyright Law. Springer-Verlag is a company in the BertelsmannSpringer publishing group. © Springer-Verlag Berlin Heidelberg 2000 The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regula tions and therefore free for general use. Cover design: design & production GmbH, Heidelberg, Germany Cover photo: Segmented normal fault in a sand-day layered sequence near Miri, Sarawak Malaysia. (photo by Wouter van der Zee). Typesetting: Camera ready by W. van der Zee Printed on acid-free paper SPIN 10552253 32f3l33as-5 4 3 2 I 0 Editors' Preface This Volume brings together twelve contributions to a symposium held in hon our of GEORG MANDL at the University of Graz, Austria on December 1-2, 1995, in the year of his 70th anniversary. It is a tribute to a formidable scientist colleague and friend and a gift of gratitude to an inspiring leader and great in stigator. A man, who began as a theoretical physicist, made fundamental contri butions to the theory of transport processes in porous media and the mechanics of granular materials, but in his forties turned to structural geology and the me chanics of tectonic faulting - a subject that has since remained at the center of his interests and the understanding of which was substantially advanced by Georg Mandl's work. In addressing different aspects of tectonic faulting, mostly if not entirely from a theoretician's or modeler's point of view, the contribu tions to this Volume reveal some of the astonishing richness of the subject, the corresponding diversity in approaches and also challenges that lie ahead. They aptly evoke the broad scientific culture brought by Georg Mandl to the study of his favourite subject, a culture he had acquired in the course of a career in a nowadays rare environment of industrial research and which interested readers will find sketched in the Biographical Note included in this Volume. As such, as well as in their own right, the papers contributed to this Festschrift should be of interest to a wider community of Earth scientists. As Editors, we wish to thank all contributors for their participation in this project, with special appreciation of patience displayed in coping with certain 'rate-controlling steps'. Our thanks go to Professor Eckart Wallbrecher and Professor Gunter Ried muller and to their staff for providing financial support and for preparing and hosting the Symposium. Wouter van der Zee has produced a camera-ready copy of the book and for this we owe him a special word of gratitude. Finally, we gratefully acknowledge the generous support given to this project by the man agement of the Shell International Exploration & Production at Rijswijk, The Netherlands. F. K. LEHNER 1. L. URAl GEORG MANDL Biographical Note GEORG MANDL was born on the 27th of July 1925 in Feldkirch in Vorarlberg, Austria, as the first of the three sons of Dr. Georg and Franziska Mandl. His father was a lawyer, who carne from a Viennese family and moved to Feld kirch, the home of Georg's mother. Georg and his brothers enjoyed a comforta ble and protected childhood in the private quarters of a hotel inherited and managed by his mother. Georg appears to have had an early interest in biology, but, in his own words: "no interest at all in geography and maps", a preference, it seems, for exploring the inner workings of things and little interest in mere "topographic facts". The intellectually formative years of upper high school at the 400 years old Gymnasium at Feldkirch were enriched by his close friendship with Werner Greub, the future renowned algebraist. In the exchanges with his friend, Georg appears to have recognized and defined his preference for natural philosophy. While his friend was to enrich its language - mathematics - he would use the same language to formulate and discover hitherto unknown relations among na ture's objects. "Coming to grips with things" became Georg's challenge, begin ning with the catching of bats in Feldkirch's old bell tower in a manner that is said to have been admired by his mathematical friend. Georg's childhood and youth coincided with the dramatic second half of the short-lived first Austrian Republic and the second World war. Having earned the Matura at the natural sciences branch of the Feldkirch Gymnasium in 1943, he was drafted in 1944 to serve in a radio communication unit of the Wehr macht. At a critical moment, he fell ill with Hepatitis and on being temporarily discharged from service, he saluted his captain with a rather daring, Austrian style "Habe die Ehre!" (I have the honour) that left little doubt as to where he stood. Georg entered the University of Innsbruck to study theoretical physics in the Spring of 1946, but after a semester he moved to Vienna, where H. Thirring, W. Glaser and J. Radon were his teachers in theoretical physics and mathe matics. He completed his studies in 1951 and wrote his doctoral dissertation on "The Foundation of Geometrical Optics on Maxwell's Field Theory". From 1953 to 1954 Georg worked for Siemens & Halske as a project engineer for control systems, while looking for a position elsewhere in research. For a young Austrian physicist in those days this also meant to consider going abroad. The opportunity to do so arose for Georg and Berta Unterberger in 1954 on the very day of their wedding, when, on a recommendation by Profes sor van der Waerden of ETH Zurich, Georg was offered a position as a re search physicist in the Koninklijke Shell Laboratorium Amsterdam. Georg and Berta moved to Amsterdam, for Georg the start of a long and fruitful career as a scientist with Shell Research and for the young couple the beginning of a cosmopolitan life. Holland and the open and informal way of its friendly peo- VIII Biographical Note pie appealed to them. They soon founded a circle of friends for a lifetime and acquired the impeccable Dutch that Georg loves to embellish with colourful ex amples of its rich treasure of proverbs and sayings. He was to be outdone in this only by his daughter Barbara, who was born and raised in Holland and who shares many of her father's tastes and interests, later becoming ,a theoreti cal physicist herself. The Koninklijke/Shell Laboratorium Amsterdam, also known as KSLA, and its mathematics and theoretical physics department, headed by Professor Oos terhof at the time of Georg Mandl's entry, went through a golden age in the fif ties and early sixties. It owed its outstanding reputation to a tradition in which staff members and managers alike were accomplished scientists with close links to academia, indeed often holding professorships in nearby universities. An important area of research was the theory of transport processes in porous materials, on which Georg set out to work. Apart from his theoretical collea gues, among whom were H. Beckers, H.C. Brinckman, J.H. Kruizinga, and H.J. Merck, Georg also encountered an exceptionally strong group involved in the study of hydrocarbon recovery processes, including D.N. Dietz, L.J. Klinkenberg, P. van Meurs, C. van der Poel and others, whose work had an enormous impact on the field and advanced the practice of petroleum reser voir engineering decisively. As one of Georg's early contributions to this area, one finds - rather fittingly - a derivation of Darcy's Law from the Stokes Equations, unfortunately published only in abstract form. The actual report in volved the use of the so-called 'averaging theorem' and emphasized the fact that in the course of such a 'derivation' of Darcy's Law one had to invoke cer tain statistical properties of a porous medium, the precise geometrical nature of which was typically left unspecified, except for assuming it to be of such a kind as to justify the neglect of certain correlation terms in the averaged, macroscopic equations of motion. In a major publication from that period, co authored by G. Mandl and J.H. Kruizinga, the theory of immiscible two-phase flow through a porous medium was developed in a very complete manner, em ploying the method of characteristics, and providing experimental evidence of the predicted spontaneous appearance of saturation jumps. In 1960 Georg and many of his colleagues moved from Amsterdam to Rijs wijk near The Hague into the newly founded Koninklijke/Shell Exploratie en Produktie Laboratorium (KSEPL), which was to focus on R&D related to Shell's upstream activities. At Rijswijk, the group working on oil recovery pro cesses under the leadership of J. van Heiningen embarked on a very compre hensive and ambitious programme of research. Scaled physical analogue experi ments on model oil fields were the principal tool for studying oil recovery pro cesses in these days. Unlike their modem digital counterparts, these analogue computers provided an excellent opportunity for young investigators to acquire physical insight and build intuition. Steam injection was considered an effec tive way to accelerate and enhance recovery from heavy-oil reservoirs; the 'steam drive' process was soon to be tested in the Dutch Schoonebeek field and 'steam soak' stimulation was applied on a large scale in Venezuela. These engineering developments prompted Georg to continue his collaboration with Biographical Note IX Jan Kruizinga, now on the theory of heat and mass transport in steam-drive processes. Their work provided an elegant quantitative description of a steam zone advancing through a porous formation. In 1963 Georg moved to the Shell Bellaire Research Laboratories in Hous ton, Texas, as an exchange scientist under Shell's internal 'sabbatical leave' program, which was developed to promote the communication between US and European research staff. The two years at Houston turned out to be tremen dously stimulating for Georg and had a decisive influence on his career. Among other things in his luggage, he carried his work on steam drive pro cesses and set out to improve on that theory, testing it against an impressive set of experiments that were performed by his new colleague Charley Volek. Their joint paper, published in the SPE Journal, became a milestone in the field of heat and mass transfer processes in porous media. While still at Rijswijk, Georg had already turned to problems of coupled flow and deformation in porous geological materials. In a careful micromechan ical analysis, building upon earlier work of Terzaghi and Heinrich & Desoyer and published 1964, he clarified the significance of different macroscopic stress concepts and the role - if any - of buoyancy effects in porous media. The Houston interlude could not have come at a better moment for Georg. While enjoying the academic priviledges of a member of the theoretical department headed by A. Ginzburg, he found himself next-door to John Handin's outstand ing experimental rock mechanics group and, even more important, he also found an interest in quantitative models of geological structures among structural geologists, nurtured by their former director M. King Hubbert. A true pioneer of this new trend at the Bellair lab was Helmer Ode, author of a number of highly influencial papers on the theory of faulting and on folding of stratified viscoelastic layers, and collaborator on a theory of gravity instabilities in two-layer salt! overburden systems with Maurice Biot who at that time worked as a consultant for Shell. Ode had documented the application of various branches of solid mechanics to problems in structural geology in a number of reports that were written in a scholarly style. To a mature theoretician, the clear message to be read from these reports was however that comparatively little had been accomplished so far and that much more remained to be done in this field. Helmer Ode's message appears to have been received by Georg with great enthusiasm. Field trips to the Rocky Mountains were arranged to "discover the boundary conditions". What he saw, was simply awsome to a theoretical physi cists mind. Mere facts and "topography" on one hand and key observations, re vealing the truth of or refuting some conjectured mechanism on the other: where was the dividing line? Obviously, field trips had to be taken only now and then, to avoid confusion ... Upon returning to The Netherlands and KSEPL, Georg was asked by its di rector J. van Heiningen to set up a research section within the Geology Depart ment, named Geomechanics - Structural Geology. The work of this new group was to advance the quantitative, mechanical understanding of geological pro cesses and structures relevant to the exploration and production of hydrocar bons. This project was to become Georg Mandl's unique contribution to a now X Biographical Note vanished industrial research culture, promoted and supported by a generation of farsighted research directors for almost twenty years until 1984, when Georg retired from his duties as section head in order to concentrate on the writing of his "Mechanics of Tectonic Faulting". This book can be read as an account of the major accomplishments of Georg's group over the years. It also puts on re cord a level of competence and understanding that was attained by its members and was communicated to structural geologists throughout Shell by means of a continuing education system. The title of Georg's book reflects the early choice of a main theme for his group. In the beginning, questions concerning the theoretical foundations of a theory of frictional plasticity stood in the foreground, especially questions con cerning the kinematics of frictional plastic flow which bears directly on the ge ometry of faults, when these are seen as velocity discontinuities. These prob lems were addressed in a characteristically thorough theoretical study, coau thored by R. Fernandez-Luque, who had become interested in the micromecha nics of granular materials. Also in this first period belongs the now classical experimental investigation, with L.N.J. de Jong and A. Maltha, into the me chanics and structural evolution of shear zones in granular materials. For the first time, a number of characteristics of tectonic shear zones were observed un der controlled conditions in a large ring-shear apparatus. Focussing on the role of faults in hydrocarbon migration and trapping, the evolution of fault zone hy draulic properties was investigated experimentally in the same apparatus, while simultaneously undertaken field studies produced valuable insights into the ori gin of clay smears in synsedimentary faults. The frequent field trips to fault ex posures that were undertaken by Georg's group in those days were usually pre pared for by R. Spijer, senior and for a while only geologist in the group, and its "scientific censor". Bob Spijer's sharp and witty contributions to the on going process of conjecture and refutation, which tended to emphasize the sec ond, was the kind of "needling" that Georg must have found stimulating, since he always enjoyed it and continues to do so. Bob would return from a "vaca tion in the Haselgebirge", to pull Georg's leg, and Georg was delighted at being taught stratigraphy in this unforgettable manner. Next to fundamental studies directed towards a better understanding of fric tional-plastic material response and related experimental and field work, the nu merical modeling of tectonic faulting became a major theme of the group. Clas sical slip-line theory for Coulomb-plastic materials was applied in a series of papers on the theory of listric growth faults in overpressured sediments with W. Crans. Work by J.N. Thomas, J.Y. Walters and H.W.M. Witlox on improved elasto-plastic finite-element schemes resulted in some of the first numerical studies of tectonic faulting as a shear localization phenomenon. Efforts in this direction by members of Georg's section provided a realistic assessment of the capabilities and potential of finite element modeling in this problem area. They also prompted a resurrection of sandbox experiments as physical analogue models of different styles of tectonic faulting. While one had to be mindful of the fact that not all criteria of similitude of model and prototype were satisfied in sandbox experiments, the close match of complex natural fault systems and

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