WO RLD OR GAN ISATIO N F OR ANIMAL HEALTH OrganisationMondialedelaSantéAnimaleWorldOrganisationforAnimalHealthOrganizaciónMundialdeSanidadAnimal AQUATIC ANIMAL HEALTH CODE Eleventh Edition, 2008 FirstEdition,1995 Second Edition,1997 ThirdEdition,2000 FourthEdition,2001 FifthEdition,2002 SixthEdition,2003 SeventhEdition,2004 EighthEdition,2005 NinthEdition,2006 TenthEdition,2007 OIE AquaticAnimalHealth Code EleventhEdition,2008 ISBN 978-92-9044-714-6 © Copyright WORLD ORGANISATION FORANIMAL HEALTH2008 12,ruedeProny,75017Paris,FRANCE Telephone:33-(0)144151888 Fax:33-(0)142670987 Electronicmail:[email protected] WWW:http://www.oie.int All World Organisationfor Animal Health (OIE) publications are protected by international copyright law. Extracts may be copied, reproduced, translated, adapted or published in journals, documents, books, electronic media and anyother medium destined for thepublic, for information, educational or commercial purposes, provided prior written permission has been granted by the OIE. The designations and denominations employed and thepresentationof thematerial inthis publicationdo notimply the expression of any opinionwhatsoeveronthe partof theOIE concerning thelegalstatusof anycountry,territory,city or area or of its authorities, or concerning thedelimitationof its frontiersand boundaries. The views expressed in signed articles are solely the responsibility of the authors. The mentionof specific companies or products of manufacturers, whetheror not thesehavebeen patented,does not implythatthese havebeenendorsed or recommended bytheOIE inpreferenceto othersof asimilarnaturethatarenotmentioned. C ONT ENT S Foreword vii Guideto theuseof theAquaticAnimalHealthCode ix PART1 GENERALPROVISIONS SECTION 1.1. GENERAL DEFINITIONS Chapter1.1.1. Definitions 3 SECTION 1.2. NOTIFICATION SYSTEMS Chapter1.2.1. Notificationof diseasesand epidemiologicalinformation 17 Chapter1.2.2. Criteriafor listing aquaticanimaldiseases 20 Chapter1.2.3. Diseaseslisted bytheOIE 23 SECTION 1.3. OBLIGATIONS AND ETHICS IN INTERNATIONAL TRADE Chapter1.3.1. Generalobligations 25 Chapter1.3.2. Certificationprocedures 28 SECTION 1.4. RISK ANALYSIS Chapter1.4.1. Generalconsiderations 31 Chapter1.4.2. Guidelinesfor import riskanalysis 34 Chapter1.4.3. Evaluationof CompetentAuthorities 40 Chapter1.4.4. Zoning and compartmentalisation 42 SECTION 1.5. IMPORT/EXPORTPROCEDURES Chapter1.5.1. Recommendationsfor safetransportof aquaticanimalsand aquatic 47 animalproducts Chapter1.5.2. Aquaticanimalhealthmeasuresapplicablebefore and atdeparture 51 Chapter1.5.3. Aquaticanimalhealthmeasuresapplicableduring transitfrom the 53 placeof departureintheexporting countryto theplaceof arrivalin theimporting country Chapter1.5.4. Frontierpostsintheimporting country 55 Chapter1.5.5. Aquaticanimalhealthmeasuresapplicableonarrival 56 Chapter1.5.6. Measuresconcerning internationaltransportof aquaticanimaldisease 58 agentsand pathologicalmaterial SECTION 1.6. CONTINGENCY PLANS Chapter1.6.1. Guidelinesfor contingencyplanning 61 SECTION 1.7. FALLOWING Chapter1.7.1. Guidelinesfor fallowing inaquaculture 65 PART2 RECOMMENDATIONS APPLICABLETOSPECIFICDISEASES SECTION 2.1. DISEASES OF FISH Chapter2.1.1. Epizootichaematopoieticnecrosis 69 Chapter2.1.2. Infectioushaematopoieticnecrosis 75 Chapter2.1.3. Oncorhynchusmasouvirusdisease(Salmonid herpesvirustype2disease) 81 Chapter2.1.4. Spring viraemiaof carp 84 Chapter2.1.5. Viralhaemorrhagicsepticaemia 90 Chapter2.1.6. Channelcatfishvirusdisease(Herpesvirusof Ictaluridae type1) 96 Chapter2.1.7. Viralencephalopathyand retinopathy 97 Chapter2.1.8. Infectiouspancreaticnecrosis 98 Chapter2.1.9. Infectioussalmonanaemia 99 Chapter2.1.10. Epizooticulcerativesyndrome 105 2008©OIEAquaticAnimalHealth Code iii Contents Chapter2.1.11. Bacterialkidneydisease(Renibacteriumsalmoninarum) 111 Chapter2.1.12. Entericsepticaemiaof catfish(Edwardsiellaictaluri) 112 Chapter2.1.13. Piscirickettsiosis(Piscirickettsia salmonis) 113 Chapter2.1.14. Gyrodactylosis(Gyrodactylussalaris) 114 Chapter2.1.15. Red seabream iridoviraldisease 121 Chapter2.1.16. Whitesturgeoniridoviraldisease 127 Chapter2.1.17. Koiherpesvirusdisease 128 SECTION 2.2. DISEASES OF MOLLUSCS Chapter2.2.1. InfectionwithBonamia ostreae 135 Chapter2.2.2. InfectionwithBonamia exitiosa 141 Chapter2.2.3. InfectionwithHaplosporidium nelsoni 147 Chapter2.2.4. InfectionwithMarteiliarefringens 153 Chapter2.2.5. InfectionwithMikrocytos mackini 159 Chapter2.2.6. InfectionwithPerkinsusmarinus 165 Chapter2.2.7. InfectionwithPerkinsusolseni 170 Chapter2.2.8. InfectionwithXenohaliotiscaliforniensis 175 SECTION 2.3. DISEASES OF CRUSTACEANS Chapter2.3.1. Taurasyndrome 181 Chapter2.3.2. Whitespotdisease 187 Chapter2.3.3. Yellowhead disease 192 Chapter2.3.4. Tetrahedralbaculovirosis 197 Chapter2.3.5. Sphericalbaculovirosis 203 Chapter2.3.6. Infectioushypodermaland haematopoieticnecrosis 208 Chapter2.3.7. Crayfishplague(Aphanomyces astaci) 213 Chapter2.3.8. Spawner-isolated mortalityvirusdisease 214 Chapter2.3.9. Infectiousmyonecrosis 215 Chapter2.3.10. Whitetaildisease 220 SECTION 2.4. DISEASES OF AMPHIBIANS Chapter2.4.1. InfectionwithBatrachochytriumdendrobatidis 225 Chapter2.4.2. Infectionwithranavirus 231 PART3 APPENDICES SECTION 3.1. BLOOD SAMPLING AND VACCINATION Appendix 3.1.1. Hygienicprecautions 239 SECTION 3.2. INACTIVATION OF PATHOGENS Appendix 3.2.1. Generalrecommendationsondisinfection 241 Appendix 3.2.2. Disinfectionof aquacultureestablishments 243 SECTION 3.3. AQUATICANIMAL HEALTH SURVEILLANCE Appendix 3.3.1. Guidelinesfor aquaticanimalhealthsurveillance 245 SECTION 3.4. WELFARE OF FARMED FISH Appendix 3.4.1. Introductionto guidelinesfor thewelfare of farmed fish 275 SECTION 3.5. AQUATICANIMAL FEED Appendix 3.5.1. Guidelinesonthecontrolof aquaticanimalhealthhazardsinaquatic 277 animalfeed PART4 MODEL INTERNATIONALAQUATICANIMALHEALTHCERTIFICATES SECTION 4.1. INTERNATIONAL HEALTH CERTIFICATES FOR LIVE AQUATICANIMALS Appendix 4.1.1. Livefishand gametes 289 Appendix 4.1.2. Livemolluscsand gametes 293 iv 2008©OIEAquaticAnimalHealthCode Contents Appendix 4.1.3. Livecrustaceans 297 SECTION 4.2. INTERNATIONAL HEALTH CERTIFICATES FOR DEAD AQUATICANIMALS Appendix 4.2.1. Dead fish 301 Appendix 4.2.2. Dead crustaceans 305 2008©OIEAquaticAnimalHealth Code v FOREWOR D The aim of the Aquatic Animal Health Code (hereafter referred to as the ‘AquaticCode’) is to assure the sanitary safety of international trade in aquatic animals (fish, molluscs, crustaceans and amphibians) and their products. This is achieved through the detailing of health measures to be used by the Veterinary Administrations or other Competent Authorities of importing and exporting countries to avoid the transfer of agents pathogenic for animals or humans, while avoiding unjustified sanitary barriers. The health measures in the AquaticCode(in the form of standards, guidelines and recommendations) have beenformally adoptedby theOIE InternationalCommittee,the general assembly ofallDelegatesof OIEMembers, whichconstitutes the organisation’s highest decision-making body. This 11th edition incorporates the modifications to the Aquatic Code agreed by the OIE International Committeeduring the76th General Session in May 2008. Theseincluderevisedchapters on the following subjects: definitions, diseases listed by the OIE, obligations and ethics in international trade, import risk analysis, recommendations for safe transport of aquatic animals and aquatic animal products, infectious myonecrosis, white tail disease, infection with Mikrocytosmackini andgyrodactylosis (Gyrodactylussalaris).As well, two new chapters on infection with Batrachochytrium dendrobatidis and infection with ranavirus and three new appendices on welfare of farmed fish, control of aquatic animal health hazards in aquatic animal feed and aquatic animal health surveillance were adoptedandhave been added tothis edition of the AquaticCode. The development of these standards, guidelines and recommendations is the result of the continuous work of one of the OIE’s Specialist Commissions, the OIE Aquatic Animal Health Standards Commission (hereafter referred to as the ‘Aquatic Animals Commission’). ThisCommission, which comprises five elected members and twoobserversexperienced in the fields of methods for surveillance, diagnosis, control and prevention of infectious aquatic animal diseases, meets twice yearly to address its work programme. The Commission also draws upon the expertise of internationally renowned specialists to prepare draft texts for new chapters of the AquaticCode or revise existing chapters in light of advances in veterinary science. The views of the Delegates of Members are systematically sought through the circulation of draft and revised texts. As well, the Aquatic Animals Commission collaborates closely with the OIE Terrestrial Animal Health Standards Commission on issues needing a harmonised approach, and with the Biological Standards Commission and the Scientific Commission for Animal Diseases to ensure the Aquatic Animals Commission is using the latest scientific informationinitswork. The value of the Aquatic Code lies in the fact that measures published in it are the result of consensus among the Competent Authorities of OIE Members. The World Trade Organization (WTO) Agreement on the Application of Sanitary and Phytosanitary Measures (SPS Agreement) conferred on the OIE new responsibilities under international law by specifying ‘the standards, guidelines and recommendations developed under the auspices of the OIE’ as the international standards for animal health and zoonoses. The SPS Agreement is aimed at establishing a multilateral framework of rules and disciplines to guide the development, adoption and enforcement of sanitary measures in order to minimisetheir negative effects oninternational trade.Essentially, two options are available to Members to provide a scientific justification for an import health measure. The first, and most encouraged by the WTO, is for Competent Authorities to base their import health measures on the OIE’s international standards, guidelines and recommendations. Where these do not exist, or in cases where a government chooses to apply stricter measures, the importing country must be able to show that its measure is based on a scientific assessment of the potential health risks. Guidelines for conducting risk analyses are described in the Aquatic Code. The Aquatic Code thusformsan integralpart oftheregulatory referencesystem establishedby the WTO. The Aquatic Code is published annually in the three official OIE languages (English, French and Spanish). The contents ofthe AquaticCodeareavailableon the OIEWebsiteat http://www.oie.int. TheUsers’ Guide, whichfollows the foreword,isdesigned to help Competent Authorities and other interested parties to use the various chapters of the Aquatic Code efficiently and effectively, and to promote equitable access by all developing and developed countriestotheworld market in animals and animal products,according to their animalhealthstatus. 2008©OIEAquaticAnimalHealth Code vii Foreword We wish to thank former and present Members of the Aquatic Animals Commission, who have contributed to producing this book and itscompanionvolume, the Manualof DiagnosticTestsfor AquaticAnimals, for their hard work. Dr P. de Kinkelinisthanked for his initiating role, asit wasunder hischairmanship of the Commission that work on the two books wasbegun. Special thanks are also expressed to those scientificexperts in different Memberswho providedcomments and information, and finally the staff of the OIE Headquarters for their dedication in producing this 11th edition of the AquaticCode. DrB.Vallat Dr Eva-MariaBernoth Director General President WorldOrganisation for Animal Health Aquatic Animals Commission MembersoftheOIEAquaticAnimalsCommission, 2003-2008: President:Dr Eva-Maria Bernoth Vice-President:Prof. Barry Hill Secretary General:Dr RicardoEnriquez Members: Dr Franck BertheandProf. Eli Katunguka-Rwakishaya June2008 viii 2008©OIEAquaticAnimalHealthCode GUIDE T O T HE USE OF THE A QUA TIC ANIMA L HEALTH CODE A. Introduction 1. The purpose of this guide is to assist the Veterinary Administrations and/or other Competent Authorities of OIE Members to use the Aquatic Animal Health Code (hereafter referred to as the ‘Aquatic Code’) in developing their animal health measures applicable to imports and exports of aquatic animals and aquatic animal products. 2. The recommendationsineach of the chapters in Part 2 of the AquaticCodeare designedtoprevent the disease in questionbeing introducedinto the importing country,taking into account thenatureofthe commodity and the aquatic animal health status of the exporting country. This means that, correctly applied, the recommendations ensure that the intended importation can take place with an optimal level of animal health security, incorporating the latest scientificfindings and available techniques. 3. The recommendations in the AquaticCode make referenceonly to the animal health situation in the exporting country, and assume that the disease is either not present in the importing country or is the subject of a control or eradication programme. Therefore, when determining its import measures, an importing country should do so in a way that is consistent with the principle of national treatment and the other provisions of the WTO SPS Agreement. An importing country is always free to authorise the importation of animalsor animal productsinto its territory under conditions either more or less stringent than those recommended by the Aquatic Code, but this must be based on a scientific risk analysis and done in accordance with the country's obligations under the SPS Agreement. 4. To avoid confusion, key terms and expressions used in the Aquatic Codeare definedin Chapter 1.1.1.When preparing model international aquatic animal health certificates, the importing country should endeavour to use thesetermsandexpressionsinaccordancewiththedefinitions givenintheAquaticCode. 5. At the head of each chapter relating to a specific disease (in Part 2 of the Aquatic Code), there is an article clearly describing the scope ofeach chapter. 6. In many of the Aquatic Code chapters, the use of diagnostic tests is recommended. In each case, a reference in the first article of the chapter is made to the relevant section in the OIE Manual of Diagnostic Tests for AquaticAnimals(hereafter referredtoasthe‘AquaticManual’). 7. Section 1.3. of the Aquatic Code deals with obligations and ethics in international trade. Veterinary Administrations and/or other Competent Authorities should have a sufficient number of copies of the Aquatic Code to allow all veterinarians directly involved in such trade to familiarise themselves with the contents. In addition, diagnostic laboratories should be fully conversant with the technical recommendations in the Aquatic Manual. 8. When, in some parts of this Aquatic Code, the term ‘under study’ is applied to an Article or part of an Article,themeaning is that thetext has not beenadopted by the OIE International Committeeandisnot part of the AquaticCode.Accordingly, that recommendationneeds not be applied by Members. 9. The complete text of the Aquatic Code has been made available on the OIE Web site (address: http://www.oie.int)to ensure wider access. B. Disease Information, the Bulletin and World AnimalHealth These three OIE publications inform Veterinary Administrations and/or other Competent Authorities on the animal health situationworld-wide. Importing countriescan thus have an overview of theanimalhealthstatus, disease occurrence and control programmes in exporting countries. If it considers the data available at the international level to be insufficient, the importing country shouldcontact the exporting country directly,or through OIE Headquarters, toobtainadditionalinformation. 2008©OIEAquaticAnimalHealth Code ix Guideto theuseoftheAquaticAnimalHealthCode C. International Health Certificates 1. An international aquatic animal health certificate is a document, drawn up by the exporting country in accordance with the terms of Chapter 1.3.1. and Chapter 1.3.2. of the AquaticCode, describing the aquatic animal health requirements for the exported commodity. The assurance given to the importing country that diseases will not be introduced through the importation of aquatic animals or aquatic animal products depends on the quality of the exporting country’s aquatic animal health infrastructure and the rigour with which international aquatic animal healthcertificates are issued in the exporting country. 2. International veterinary certificates are intended to facilitate safe trade and should not be used to impede it by imposing unjustified health conditions. In all cases, the exporting country and the importing country should refer to the health conditions recommended in the AquaticCode before agreeing on the terms of the certificate. They should alsorespect their rights and obligations under the SPS Agreement. 3. The steps tobefollowed when drafting international aquaticanimal health certificatesareasfollows: a) list the diseases against which the importing country isjustifiedin seeking protection; b) list the health requirements for each of these diseases, which can be determined by referring to the relevant articles in theAquatic Code; the AquaticCode provides for various levels of sanitary status in thecase of many diseases: diseasefreecountry, zone,compartment or aquaculture establishment; c) usethe model international aquatic animal health certificates presented in Part 4 of theAquatic Codeas a general framework, adapting the contents and form of the paragraphs as required, for example by devoting more space todetailsoftheoriginof theconsignment. 4. As stated in Article 1.3.2.2. of the Aquatic Code, it is important that international aquatic animal health certificates be kept as simple as possible and be clearly worded, so as to avoid any misunderstanding of the requirements of importing countries.The same article gives advice on how to draft certificates so as to ensure the validity oftheir contentsandprevent forgery. D. Notes of Guidance for Importers and Exporters In order to avoid any misunderstanding of the requirements, it is often advisable to prepare notes of guidance to assist importers and exporters. The notes should set out all the conditions concerning importation measures to be applied before and after importation, aswell as during transport and unloading, legal obligationsand operational procedures. The attention of exporters should also be drawn to the relevant International Air Transport Association (IATA) rulesfor thecarriage ofaquatic animals and aquatic animal productsby air. The notes of guidance should alsoset out in detailthe health certification requirements to be included in the documents accompanying the consignment to itsdestination. x 2008©OIEAquaticAnimalHealthCode
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