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Anionic Polymerization Kinetics, Mechanisms, and Synthesis In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. Anionic Polymerization Kinetics, Mechanisms, and Synthesis James E. McGrath, EDITOR Virginia Polytechnic Institute and State University Based on a symposium sponsored by the Division of Polymer Chemistry at the 179th Meeting of the American Chemical Society, March 24-28, 1980. ACS SYMPOSIUM SERIES 166 AMERICAN CHEMICAL SOCIETY WASHINGTON, D. C. 1981 In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. Library of Congress CIP Data Anionic polymerization. (ACS symposium series; ISSN 0097-6156; 166) Includes index. 1. Polymers and polymerization—Congresses. I. McGrath, James Ε. II. American Chemical Society. Division of Polymer Chemistry. III. American Chemi­ cal Society. IV. Series. QD380.A54 541.3'93 81-14911 ISBN 0-8412-0643-0 AACR2 ACSMC8 166 1-594 1981 Copyright © 1981 American Chemical Society All Rights Reserved. The appearance of the code at the bottom of the first page of each article in this volume indicates the copyright owner's consent that reprographic copies of the article may be made for personal or internal use or for the personal or internal use of specific clients. This consent is given on the condition, however, that the copier pay the stated per copy fee through the Copyright Clearance Center, Inc. for copying beyond that permitted by Sections 107 or 108 of the U.S. Copyright Law. This consent does not extend to copying or transmission by any means—graphic or electronic—for any other purpose, such as for general distribution, for advertising or promotional purposes, for creating new collective work, for resale, or for information storage and retrieval systems. The citation of trade names and/or names of manufacturers in this publication is not to be construed as an endorsement or as approval by ACS of the commercial products or services referenced herein; nor should the mere reference herein to any drawing, specification, chemical process, or other data be regarded as a license or as a conveyance of any right or permission, to the holder, reader, or any other person or corporation, to manufacture, repro­ duce, use, or sell any patented invention or copyrighted work that may in any way be related thereto. PRINTED IN THE UNITED STATES OF AMERICA In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. ACS Symposium Series M. Joan Comstock, Series Editor Advisory Board David L. Allara James P. Lodge Kenneth B. Bischoff Marvin Margoshes Donald D. Dollberg Leon Petrakis Robert E. Feeney Theodore Provder Jack Halpern F. Sherwood Rowland Brian M. Harney Dennis Schuetzle W. Jeffrey Howe Davis L. Temple, Jr. James D. Idol, Jr. Gunter Zweig In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. FOREWORD The ACS SYMPOSIUM SERIES was founded in 1974 to provide a medium for publishin format of the Series parallels that of the continuing ADVANCES IN CHEMISTRY SERIES except that in order to save time the papers are not typeset but are reproduced as they are sub­ mitted by the authors in camera-ready form. Papers are re­ viewed under the supervision of the Editors with the assistance of the Series Advisory Board and are selected to maintain the integrity of the symposia; however, verbatim reproductions of previously published papers are not accepted. Both reviews and reports of research are acceptable since symposia may embrace both types of presentation. In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. PREFACE T his book is based on an international symposium on anionic polymeriza­ tion. The need for such a symposium grew out of discussions between myself and other members of the Polymer Division Executive Committee, about two years earlier. At that time I pointed out that we had not had a symposium dealing with the subject since 1962! Clearly, much new scien­ tific and important technologica that time. Anionic polymerization dates back at least to the early part of this century. Indeed, sodium-initiated butadiene polymers were investigated as potential synthetic rubbers many years ago. Unfortunately, the derived, high 1,2 microstructure shows a T of about 0°C. Electron transfer g initiators also were studied by Scott in 1936. The mid 1950's can be pinpointed perhaps as one of the golden eras of anionic polymerization (and, indeed, polymer science). Certainly, the discovery reported by Firestone that lithium-initiated polyisoprene had a structure quite similar to Hevea (natural rubber) should be noted. In addition, of course, one needs to comment on the important discovery by Professor Szwarc, M. Levy, and R. Milkovich that electron-transfer initia­ tion by alkali metal polynuclear aromatic complexes could produce non- terminated living polymers of predictable molecular weights. These novel macromolecular carbanions were further shown to be capable of initiating other monomers to produce well-defined block polymers and to undergo reactions with reagents (e.g. carbon dioxide and ethylene oxide) that could provide functional end groups. In 1957 the Phillips Petroleum Company commercialized perhaps the first styrene-butadiene diblock copolymers. Many groups around the world began to intensively investigate kinetics, mechanisms, and synthesis possibilities of anionic polymerization. Here one should at least mention Professor Morton and his students at Akron (which include myself), Drs. Bywater and Worsfold in Canada, Professor Rempp and his many colleagues in France, and Professor Schulz in Germany. Many other scientists have contributed also to what we currently know about the subject but space prevents us from reviewing their efforts. A few books and many reviews on anionic polymerization have appeared in the literature. Indeed, the contributors to the symposium and to this book also have written most of these! Briefly, one must cite the classic book of Professor Szwarc in 1968 and his later edited volumes on xi In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. ion pairs. In addition, many of us have benefited from important reviews by Dr. Bywater and Professors Fetters and Rempp, among others. Cur­ rently, I am aware that Professor Morton has a new book that will be published soon. One of the most important discoveries relating to synthesis and physical behavior was made by Dr. Milkovich while at the Shell Develop­ ment Co. He and his colleagues showed that triblock copolymers containing polystyrene-polydiene-polystyrene blocks in appropriate sizes could behave as a physically cross-linked but linear thermoplastic elastomer. Thus Dr. Milkovich was involved with two very crucial discoveries in this field. Interestingly, he received his M. S. degree at Syracuse with Professor Szwarc and his Ph.D. at Akron with Professor Morton. I was pleased that Dr. Milkovich accepted m invitatio t b plenar speake t th symposium, along with Professor The symposium was, and this book is, truly an international contribu­ tion. There are papers from Australia, Belgium, Canada, France, Germany, Japan, Kuwait, Poland, the United Kingdom, and the United States. Invitations also were sent to U.S.S.R. scientists, but, unfortunately, none could attend. Nearly all of the papers presented at the symposium are published in this book. A few manuscripts were not received or were withdrawn for various reasons. The publication time was somewhat longer than initially perceived. I take responsibility for this and thank those authors who submitted manuscripts very promptly for their patience! Those currently actively involved in anionic polymerization will recog­ nize that despite the extensive progress that has been made over the past 25 years, many kinetic, mechanistic, and even synthetic aspects have not been elucidated fully. Thus, it should not be surprising that there are opposing points of view. In the past, controversies have occurred, and although I tried to minimize this factor, I was not completely successful in this regard. However, I was pleased that all of the speakers came to the same room and also contributed to this volume. A few of the papers may be a bit strong; however, I have decided to let the scientific community come to their own decisions on these matters. This book contains very useful new work as well as critical reviews of specific areas. The scope is quite broad and ranges from ion pair structures to various features of the kinetics, mechanisms, and synthesis. Importantly, there are several fine industrial contributions that comple­ ment the academic studies. I hope that this book will be of interest and utility to students and scientists in academia, government, and industry. I would like to thank all of the authors for their contributions to this book. I also would like to gratefully acknowledge the invaluable assistance of the ACS staff. Finally, the secretarial expertise provided by Debbie Farmer and Donna Perdue was indispensable. xii In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. The financial support of the symposium by The Firestone Tire and Rubber Co., Gulf Oil Chemicals Co., the 3M Co., the Shell Development Co., and the Polymer Materials and Interfaces Laboratory of our Univer­ sity was extremely helpful. JAMES E. MCGRATH Chemistry Department and Polymer Materials and Interfaces Laboratory Virginia Polytechnic Institute and State University Blacksburg, Virginia April 1981 xiii In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981. 1 Living and Dormant Polymers: A Critical Review MICHAEL SZWARC New York Polymer Center, New York State College of Environmental Science and Forestry, Syracuse, NY 13210 A brief historical polymers and its sideration of various mechanisms of anionic poly merizations. The pertinent papers presented in this meeting are surveyed. Special attention is devoted to polymerizations involving Li counterions proceeding in hydrocarbon solvents. It is stressed that living and dormant polymers participate in such reactions and the consequences of their presence are deduced. Our studies of anionic polymerization that led us to the concepts of living polymers and electron-transfer initiation re sulted from a conversation I had with Professor Sam Weissman in the Spring of 1955. He told me about his electron-transfer investigations, such as naphthalene-. + phenathrene -> naphthalene + phenanthrene-. As he talked, it occurred to me that electron- transfer to styrene ought to convert its C=C bond into what naively could be described as .C-C- . Then, the radical end should initiate radical polymerization while anionic polymerization would be simultaneously induced by the carbanionic end. Such a situa tion intrigued me, and I asked Sam whether he tried to transfer electron to styrene. His answer was brief: "No use, it poly merizes." I asked then whether he would approve of our looking into this problem and upon getting his consent, we started our work that summer. With the help of Moshe Levy and Ralph Milkovich, we developed the all-glass, high-vacuum technique and established that electron transfer to suitable monomers produces dimeric dianions by coup ling the radical ends, while the carbanions induce anionic poly merization. Moreover, under the stringent purity conditions of our experiments, the carbanions retain, virtually indefinitely, their capacity of growth. Hence, the polymerization leading to elongation of the previously formed chains may continue upon "feeding" them with additional monomers. Our extremely simple but highly convincing experiments were reported in 1956(1), and 0097-6156/81/0166-0001$05.00/0 © 1981 American Chemical Society In Anionic Polymerization; McGrath, J.; ACS Symposium Series; American Chemical Society: Washington, DC, 1981.

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