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Analysis, Design and Construction of Foundations Analysis, Design and Construction of Foundations Yung Ming Cheng Chi Wai Law Leilei Liu First edition published 2021 by CRC Press 2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN and by CRC Press 6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742 © 2021 Yung Ming Cheng, Chi Wai Law, and Leilei Liu CRC Press is an imprint of Informa UK Limited The right of Yung Ming Cheng, Chi Wai Law, and Leilei Liu to be identified as authors of this work has been asserted by them in accordance with sections 77 and 78 of the Copyright, Designs and Patents Act 1988. All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. For permission to photocopy or use material electronically from this work, access www .copyright . com or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. For works that are not available on CCC please contact mpkbookspermis- sions@ tandf. co. uk Trademark notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. British Library Cataloguing-in-Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging‑in‑Publication Data Names: Cheng, Y. M., author. | Law, Chi Wai, author. | Liu, Leilei, author. Title: Analysis, design and construction of foundations / Yung Ming Cheng, Chi Wai Law, Leilei Liu. Description: First edition. | Boca Raton: CRC Press, 2021. | Includes index. Identifiers: LCCN 2020020476 (print) | LCCN 2020020477 (ebook) | ISBN 9780367255572 (hbk) | ISBN 9780367558567 (pbk) | ISBN 9780429293450 (ebk) | ISBN 9781000194029 (adobe pdf) | ISBN 9781000194036 (mobi) | ISBN 9781000194043 (epub) Subjects: LCSH: Foundations. Classification: LCC TA775.C465 2021 (print) | LCC TA775 (ebook) | DDC 624.1/5--dc23 LC record available at https://lccn. loc. gov/ 2020020476 LC ebook record available at https://lccn. loc. gov/ 2020020477 ISBN: 978-0-367-25557-2 (hbk) ISBN: 978-0-429-29345-0 (ebk) Typeset in Sabon by Deanta Global Publishing Services, Chennai, India Contents Preface xi Acknowledgements xv Authors xvii 1 Introduction to geotechnical analysis, site investigation and in‑situ tests 1 1.1 Introduction to geotechnical analysis and design 1 1.2 Problems in computational analysis 13 1.3 Site investigation methods 22 1.3.1 Auger boring 30 1.3.2 Percussion boring 30 1.3.3 Rotary boring 30 1.3.3.1 Open hole drilling 32 1.3.3.2 Rotary core drilling 32 1.3.4 Wash boring 33 1.4 Soil and rock sampling 34 1.4.1 Sampling quality 34 1.4.2 Samplers 36 1.4.2.1 Block sample 36 1.4.2.2 Open tube sampler 36 1.4.2.3 Non-return valve 37 1.4.2.4 Split barrel standard penetration test sampler 37 1.4.2.5 Thin-walled stationary piston sampler 38 1.4.2.6 Rotary core samples 38 1.5 Presentation of site investigation results and geotechnical investigation report 39 1.6 Laboratory tests vs in-situ tests 44 1.7 In-situ tests 45 1.7.1 Standard penetration test (SPT) 46 v vi Contents 1.7.2 Vane shear test (VST) 49 1.7.2.1 Vane shear test for clay 50 1.7.3 Cone penetration test (CPT) 52 1.7.4 Pressuremeter test (PMT) 56 1.7.5 Dilatometer test (DMT) 58 1.7.6 Other in-situ tests 61 1.8 Geophysical exploration 63 1.9 Rock as an engineering material 64 1.9.1 Brief discussion about rock types 64 1.9.2 Joints and discontinuity in the rock 66 1.9.3 Description of rock 67 1.9.4 Test for rock specimens 68 Appendix: Cavity expansion Analysis for Pressuremeter Test 71 References 78 Further reading 79 2 Ultimate limit state analysis of shallow foundations 81 2.1 General descriptions and types of shallow foundations 81 2.2 Failure modes of shallow foundations on the soil 83 2.3 Bearing capacity of a shallow foundation on the soil 87 2.4 Applications of bearing capacity factors for shallow foundation designs on the soil 100 2.5 Use of design codes 102 2.6 Bearing capacity from plasticity theory 103 2.6.1 Boundary conditions in a bearing capacity problem 112 2.7 Bearing capacity using a finite element method 117 2.8 Bearing capacity using a distinct element method 118 2.9 Plate load test 122 References 126 Further reading 128 3 Serviceability limit state of shallow foundation 129 3.1 Introduction 129 3.2 Stress and displacement due to point load, line load and others 130 3.3 Settlement of foundations for simple cases 151 3.4 Consolidation and creep settlement 154 3.5 Axi-symmetric consolidation 168 3.5.1 Use of sand drain/wick drain 172 3.5.2 Vacuum preloading 173 Contents vii 3.6 Use of foundation codes 175 3.7 Computation methods 177 Appendix A: Programme for 1D consolidation 179 Appendix B: Extension to 2D and 3D Biot consolidation 213 Bibliography 218 4 Analysis and design of footing, raft foundation and pile cap 219 4.1 Use of classical rigid design method for simple footing 219 4.1.1 Classical rigid analysis 222 4.2 The Winkler spring model for foundation analysis 226 4.3 Analysis of raft foundation 229 4.4 Plate analysis of a raft foundation 236 4.5 Design to a 3D stress field 243 4.6 Design by strut-and-tie model 249 4.7 Continuum subgrade model 252 4.8 Computer modelling of complicated raft foundations 257 4.9 Illustration 264 References 269 Further reading 269 5 Excavation and lateral support system (ELS) 271 5.1 Types of retaining systems 271 5.1.1 Sheet pile wall system 273 5.1.2 Soldier pile wall system 275 5.1.3 Caisson wall system 276 5.1.4 Diaphragm wall system 278 5.1.5 Secant pile wall system 281 5.1.6 Pipe pile wall system 281 5.1.7 PIP wall system 281 5.1.8 Method of excavation 284 5.2 Lateral earth pressure for an ELS 288 5.3 Soil lateral earth pressure 288 5.3.1 At-rest earth pressure coefficient 288 5.3.2 Rankine earth pressure 289 5.3.3 Coulomb earth pressure 291 5.3.4 Discussion of 2D earth pressure theory 294 5.3.5 3D lateral earth pressure 295 5.3.6 Axi-symmetric lateral earth pressure 298 5.4 Groundwater tables during excavation 307 5.4.1 Free surface seepage flow 311 viii Contents 5.5 Analysis and design of the ELS 314 5.5.1 Subgrade reaction model 315 5.5.2 2D/3D finite element/difference methods 316 5.5.2.1 Classical method of analysis 321 5.5.2.2 Cantilever case 322 5.5.2.3 Free/fixed earth method for one layer of a strut 325 5.5.2.4 Depth of penetration required 329 5.5.3 Equivalent earth pressure 331 5.6 Ground settlement 332 5.7 Basal stability problem in clay 334 5.8 Monitoring scheme 334 5.8.1 Importance of IoT monitoring and instantaneous analysis 337 References 339 Further reading 340 6 Pile engineering 343 6.1 Classification of piles 343 6.2 Installation of piles 344 6.3 Analysis and structural design of a single pile – vertical and horizontal loads 346 6.3.1 Steel pile by driving or jacking/bore and socket 349 6.3.2 Small diameter bore pile 349 6.3.3 Large diameter bore pile 351 6.3.4 Mini-pile 352 6.4 Geotechnical design of pile 353 6.4.1 Static formula 353 6.4.2 Dynamic formulae 362 6.5 Lateral load analysis 378 6.5.1 Ultimate analysis 378 6.5.2 Lateral deflection of pile 381 6.6 Pile settlement of a single pile and a pile group 390 6.7 Classical pile group analysis 398 6.8 Negative skin friction 403 6.9 Static load test on the pile 403 6.10 Pile integrity tests 405 6.11 Low strain echo test 405 6.12 Typical test procedure 406 6.13 Vibration test 406 6.14 Large strain test 408 Contents ix 6.15 Coring test 408 References 410 Further reading 410 7 Slope stability analysis and stabilisation 413 7.1 General introduction 413 7.2 Definition of the factor of safety 417 7.3 Slope stability analysis – the limit equilibrium method 419 7.3.1 Rigorous limit equilibrium formulation 422 7.3.1.1 Solution procedure 424 7.3.2 Interslice force function 425 7.3.3 The Janbu rigorous method 428 7.3.4 The Sarma method 431 7.4 Simplified method of analysis 435 7.5 Numerical examples of slope stability analysis 439 7.5.1 Morgenstern–Price (Spencer) method 450 7.5.2 The Janbu rigorous method 453 7.5.3 The Sarma method 455 7.6 Miscellaneous considerations on slope stability analysis 457 7.6.1 Acceptability of the failure surfaces and results of the analysis 457 7.6.2 Tension crack 458 7.6.3 Earthquake 459 7.6.4 Water and seepage 459 7.6.5 Saturated density of the soil 462 7.6.6 Moment point 462 7.6.7 Use of soil nailing/reinforcement 463 7.6.8 Failure to converge 466 7.6.9 Location of the critical failure surface 469 7.6.10 3D analysis 469 7.7 Limit analysis methods 470 7.7.1 Introduction to limit analysis 470 7.7.2 Discontinuity layout optimisation 471 7.7.3 Some results from discontinuity layout optimisation 473 7.8 Finite element analysis of slope stability 477 7.9 Distinct element method 482 7.9.1 The force-displacement law and law of motion 486 7.9.2 Limitations of distinct element method 487 7.9.3 Case studies for slope stability analysis using PFC 488 7.10 Location of the critical failure surface 490

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