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Analysis and design of geotechnical structures Analysis and design of geotechnical structures Manuel Matos Fernandes First edition published 2020 by CRC Press 2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN and by CRC Press 6000 Broken Sound Parkway NW, Suite 300, Boca Raton, FL 33487-2742 © 2021 Taylor & Francis Group LLC CRC Press is an imprint of Taylor & Francis Group, LLC No claim to original U.S. Government works Printed on acid-free paper ISBN: 978-0-367-02662-2 (hbk) ISBN: 978-0-367-02663-9 (pbk) ISBN: 978-0-429-39845-2 (ebk) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the valid- ity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including pho- tocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. For permission to photocopy or use material electronically from this work, access www .copyright .com or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. For works that are not available on CCC please contact mpkbookspermissions @tandf .co .uk Trademark Notice: Product or corporate names may be trademarks or registered trademarks and are used only for iden- tification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Names: Fernandes, Manuel Matos, author. Title: Analysis and design of geotechnical structures / Manuel Matos Fernandes. Description: First edition. | Abingdon, Oxon ; Boca Raton, FL : CRC Press, 2020. | Includes bibliographical references and index. Identifiers: LCCN 2020009402 (print) | LCCN 2020009403 (ebook) | ISBN 9780367026639 (pbk) | ISBN 9780367026622 (hbk) | ISBN 9780429398452 (ebk) | ISBN 9780429676161 (adobe pdf) | ISBN 9780429676147 (mobi) | ISBN 9780429676154 (epub) Subjects: LCSH: Geotechnical engineering--Textbooks. Classification: LCC TA705 .F428 2020 (print) | LCC TA705 (ebook) | DDC 624.1/51--dc23 LC record available at https://lccn.loc.gov/2020009402 LC ebook record available at https://lccn.loc.gov/2020009403 Typeset in Sabon by Deanta Global Publishing Services, Chennai, India Contents Preface xix Author xxi 1 Geotechnical characterization: In situ testing 1 1.1 Introduction 1 1.2 Geotechnical investigation 2 1.2.1 Preliminary surface survey 2 1.2.2 Geophysical investigation 2 1.2.2.1 Introduction 2 1.2.2.2 Electrical resistivity method 3 1.2.2.3 Seismic refraction method 4 1.2.2.4 Spectral-analysis-of-surface-waves (SASW) method 5 1.2.2.5 Ground-penetrating radar (GPR) 6 1.2.3 Geomechanical investigation 7 1.2.3.1 Introduction 7 1.2.3.2 Trial pits and shafts 8 1.2.3.3 Borehole drilling 8 1.2.3.4 Rotary coring 9 1.2.4 Note on undisturbed soil sampling 11 1.2.4.1 Introduction 11 1.2.4.2 Direct sampling 12 1.2.4.3 Indirect sampling 12 1.2.4.4 Sampling of sands 14 1.3 In situ testing 16 1.3.1 Introduction 16 1.3.2 Standard penetration test (SPT) 17 1.3.2.1 Essential aspects of the equipment and test procedure 17 1.3.2.2 SPT corrections 19 1.3.2.3 Equipment calibration 21 1.3.2.4 Correlations of (N ) with soil properties and parameters 21 1 60 1.3.3 Cone penetrometer test (CPT/CPTu) 23 1.3.3.1 Essential aspects of the equipment and test procedure: measured parameters 23 1.3.3.2 Interpretation of results: soil classification charts 25 1.3.3.3 Correlations with soil characteristics and parameters 31 v vi Contents 1.3.4 Dynamic probing test (DP) 35 1.3.4.1 Essential aspects of the equipment and test procedure 35 1.3.4.2 Comment regarding the use of dynamic probing tests: interpretation of results 37 1.3.5 Vane shear test (VST) 38 1.3.5.1 Essential aspects of the equipment and test procedure 38 1.3.5.2 Interpretation of test results for deriving c 38 u 1.3.6 Plate load test (PLT) 41 1.3.6.1 Essential aspects of the equipment and test procedure 41 1.3.6.2 Interpretation of results 42 1.3.6.3 Final remark 45 1.3.7 Cross-hole seismic test (CHT) 45 1.3.7.1 Essential aspects of the equipment and test procedure 45 1.3.7.2 Interpretation of results 46 1.3.7.3 Final remark 47 1.3.8 Down-hole seismic tests 48 1.3.9 Self-boring pressuremeter test (SBPT) 49 1.3.9.1 Essential aspects of the equipment and test procedure 49 1.3.9.2 Interpretation of results 51 1.3.10 Ménard pressuremeter test (PMT) 53 1.3.10.1 Essential aspects of the equipment and test procedure 53 1.3.10.2 Interpretation of results 54 1.3.11 Flat dilatometer test (DMT) 56 1.3.11.1 Essential aspects of the equipment and test procedure 56 1.3.11.2 Interpretation of results 58 1.3.12 Tests for permeability characterization 59 1.3.12.1 Pumping tests 59 1.3.12.2 Borehole or Lefranc tests 60 1.4 Global overview on site characterization 63 1.4.1 Summary of in situ tests 63 1.4.2 In situ versus laboratory tests 66 1.4.2.1 Introduction 66 1.4.2.2 Advantages and limitations of laboratory tests 66 1.4.2.3 Advantages and limitations of in situ tests 66 1.5 Stiffness characterization by means of in situ and laboratory tests 67 1.5.1 General overview: definitions 67 1.5.2 Small is beautiful 68 1.5.3 Relation of the tests to the strain level in the soil 71 1.5.4 Methodology for characterization of soil stiffness for all strain levels 72 2 Overall stability of soil masses 77 2.1 Introduction 77 2.2 Introduction to limit analysis theory 78 2.2.1 Formulation: upper and lower bound theorems 78 Contents vii 2.2.2 Example of application – excavation with vertical face under undrained conditions 79 2.3 Limit equilibrium methods 81 2.3.1 Introduction 81 2.3.2 Method of slices: general formulation 82 2.3.3 Fellenius method 83 2.3.4 Simplified Bishop method 84 2.3.5 Spencer method 85 2.3.6 Comment 87 2.4 Stability of embankments on soft clayey soil 88 2.4.1 Introduction 88 2.4.2 Application of the method of slices in total stress analyses 90 2.4.3 Methods to improve stability conditions 91 2.4.3.1 Lateral stabilizing berms 91 2.4.3.2 Staged construction 92 2.4.3.3 Foundation soil reinforcement with stone columns 94 2.4.3.4 Reinforcement of the base of the embankment with geosynthetics 95 2.4.3.5 Use of lightweight aggregates as fill material 96 2.4.4 Comment 97 2.5 Unsupported cuts in clayey soil 97 2.5.1 Introduction: basic features 97 2.5.2 The question of safety and its evolution with time 99 2.5.3 Note about the maximum depth of tension cracks on the ground surface 101 2.5.4 Cuts under undrained conditions 102 2.5.4.1 Vertical cuts 102 2.5.4.2 Inclined face excavations 106 2.5.5 Excavations in drained conditions: effective stress analyses: Hoek and Bray charts 108 Annex A2.1 Stability analysis of embankments during staged construction 115 Annex A2.2 Stone column reinforcement of the foundation of embankments on soft soil 116 Annex A2.3 Method of Leroueil and Rowe (2001) for the stability analysis of embankments on soft soil with base reinforcement with geosynthetic 117 Annex E2 Exercises (resolutions are included in the Final Annex) 119 3 Basis of geotechnical design 123 3.1 Introduction 123 3.2 Variables and uncertainties in geotechnical design 123 3.3 Global safety factor method 126 3.3.1 Definition of global safety factor: typical values 126 3.3.2 Limitations of the global safety factor method 127 3.4 Limit state method and partial safety factors 129 3.4.1 General considerations 129 3.4.2 Distinct forms of application of the limit state method 131 viii Contents 3.5 Probabilistic methods 132 3.5.1 Safety margin, reliability index, and probability of failure 132 3.5.2 Application of probabilistic methods in geotechnical design 135 3.6 Introduction to Eurocode 7 – geotechnical design 136 3.6.1 The Structural Eurocodes: generalities 136 3.6.2 Design values of the actions, material properties, and geometric data 138 3.6.3 The question of the characteristic value of a geotechnical parameter 138 3.6.3.1 The concept of characteristic values of a structural and a geotechnical material parameter: Eurocode 0 versus Eurocode 7 138 3.6.3.2 The dependence on the structure and on the limit state under consideration 140 3.6.3.3 The dependence on the size of the ground region that affects a given limit state 141 3.6.4 Types of limit states 143 3.6.5 Verification of safety for STR and GEO limit states 144 3.6.6 The three design approaches 146 3.6.7 Comment about the justification for adopting a unit safety factor for the permanent actions 149 3.6.8 Final comment and perspectives 150 3.7 Application of LRFD: AASHTO Code (2012) 150 3.8 Note about Eurocode 8: definition of seismic action 152 Annex A3.1 Summary of some probabilistic concepts 156 Annex A3.2 Partial safety factors for the EQU, UPL AND HYD limit states, according to Eurocode 7 159 Annex A3.3 Design Approaches 1, 2 and 3 of Eurocode 7 for limit state types STR and GEO 161 A3.3.1 Partial safety factors on actions and the effect of actions 161 A3.3.2 Partial safety factors on material strengths and resistances 162 Annex A3.4 Resistance factors from LRFD bridge design specifications (AASHTO, 2012) 163 4 Consolidation theories and delayed settlements in clay 167 4.1 Introduction 167 4.2 Stress–strain relations in soils loaded under constrained conditions 167 4.2.1 Constrained loading: oedometer tests 167 4.2.2 Time effect: hydromechanical analogy 169 4.2.3 Load diagrams obtained in the oedometer test 170 4.2.4 Treatment of the compressibility curve 173 4.2.5 Parameters for the definition of the stress–strain relationships 174 4.2.6 Expressions for calculation of the consolidation settlement 176 4.2.7 Some practical issues 178 Contents ix 4.3 The Terzaghi consolidation theory 179 4.3.1 Base hypotheses: consolidation equation 179 4.3.2 Consolidation equation solutions 181 4.3.2.1 Layer with two draining boundaries 181 4.3.2.2 Layer with only one draining boundary 183 4.3.3 Consolidation settlement change over time 183 4.3.4 Estimation of c from oedometer tests 186 v 4.3.5 Settlement change taking into account construction time 187 4.4 Loading in general (non-constrained) conditions 188 4.4.1 Introduction: generalization of the hydromechanical analogy 188 4.4.2 Consolidation settlement calculation: classical method of Skempton and Bjerrum 190 4.4.3 Two- and three-dimensional consolidation 193 4.4.3.1 Biot theory results 193 4.4.3.2 Solutions of Terzaghi’s theory for any distributions of the initial excess pore pressure 196 4.5 Secondary consolidation 197 4.5.1 Introduction 197 4.5.2 Overconsolidation by secondary consolidation 197 4.5.3 Secondary consolidation settlement: conventional and Brazilian approaches 198 4.6 Acceleration of consolidation 201 4.6.1 Introduction 201 4.6.2 Preloading 201 4.6.2.1 Base scheme 201 4.6.2.2 Calculation of the temporary surcharge 203 4.6.2.3 Comment: control of secondary consolidation settlements 203 4.6.3 Vertical drains 205 4.6.3.1 General scheme: types of drains – installation 205 4.6.3.2 Radial consolidation 207 4.6.3.3 Smear effect 210 4.6.3.4 Calculation of the vertical drain network 211 4.6.4 Vacuum preloading 212 4.6.5 Note on the use of stone columns 213 4.7 Observation of embankments on soft soil 215 4.7.1 Installation points, equipment, and parameters to monitor 215 4.7.2 The Asaoka method 217 Annex A4.1 Deduction of Equations 218 A4.1.1 Equation 4.1 218 A4.1.2 Constancy of the ratio h/(1 + e) 218 Annex A4.2 Evaluation of s¢ by the Casagrande construction 219 p Annex A4.3 Treatment of log s¢–e curves by the Schmertmann construction 219 v Annex A4.4 Evaluation of the vertical consolidation coefficient, c 220 v A4.4.1 The Taylor method 220

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