A N I N T R O D U C T I O N T O S U S T A I N A B L E D E V E L O P M E N T SSuussttaaiinn DDeevv..iinnddbb 11 0022//1100//22000077 0099::3300::5533 SSuussttaaiinn DDeevv..iinnddbb 22 0022//1100//22000077 0099::3300::5577 A N I N T R O D U C T I O N T O S U S T A I N A B L E D E V E L O P M E N T Peter P. Rogers • Kazi F. Jalal • John A. Boyd Published by Glen Educational Foundation, Inc. EARTHSCAN SSuussttaaiinn DDeevv..iinnddbb 33 0022//1100//22000077 0099::3300::5577 First published by Earthscan in the UK and USA in 2008 Copyright © Glen Educational Foundation, Inc., 2008 All rights reserved ISBN: 978-1-84407-520-6 (hardback) 978-1-84407-521-4 (paperback) Preliminary production work by Island Publishing House, Inc., Philippines Editing by Stephen J. Banta, David Sheniak, and Anita Feleo Formatting by Segundo P. dela Cruz Jr., Zenaida S. Antonio, and Dyosa Marie S. Antonio Information technology by Joseph Reyes and Roberto S. Anselmo Design and layout by Felix Mago Miguel Layout Assistant: Susan Lascano-Dungan Final typesetting by JS Typesetting Ltd, Porthcawl, Mid Glamorgan Printed and bound in the UK by Cromwell Press, Trowbridge Cover design by Susanne Harris Materials sourced from the Asian Development Bank are reproduced with its permission. For more information on development in Asia and the Pacific, see www.adb.org. Materials were also sourced from the United Nations System, including the World Bank. Some pictures were provided by Asian Development Bank (Chapters 1, 2, 4, 5, 6, 7, 8, 9, 10, 11, 12. and 15) and Felix Mago Miguel (Chapters 3, 13, and 14). For a full list of publications please contact: Earthscan 8–12 Camden High Street London, NW1 0JH, UK Tel: +44 (0)20 7387 8558 Fax: +44 (0)20 7387 8998 Email: [email protected] Web: www.earthscan.co.uk 22883 Quicksilver Drive, Sterling, VA 20166-2012, USA Earthscan publishes in association with the International Institute for Environment and Development A catalogue record for this book is available from the British Library Library of Congress Cataloging-in-Publication Data Rogers, Peter P., 1937- An introduction to sustainable development / Peter P. Rogers, Kazi F. Jalal, John A. Boyd. p. cm. Includes bibliographical references and index. ISBN-13: 978-1-84407-521-8 (hbk.) ISBN-13: 978-1-84407-520-1 (pbk.) 1. Sustainable development. 2. Environmental policy. I. Jalal, Kazi F. II. Boyd, John A., 1942- III. Title. HC79.E5R63134 2007 338.9’27—dc22 2007039463 The paper used for this book is FSC-certified and totally chlorine-free. FSC (the Forest Stewardship Council) is an international network to promote responsible management of the world’s forests. SSuussttaaiinn DDeevv..iinnddbb 44 0022//1100//22000077 0099::3300::5577 CONTENTS Foreword 7 Preface 10 Acknowledgments 13 Authors and Contributors 15 Abbreviations and Acronyms 16 Chapter 1 From Malthus to Sustainable Development Some Intellectual Underpinnings (and a Disclaimer) 20 Why Sustainability? 22 Nine Ways to Achieve Sustainability 23 Economics as the Dismal Science 28 Population, Resources, Environment, and Sustainability 29 Sustainability on the Highway Produced by Three Key Sources of Energy 35 A Look Forward 39 Chapter 2 Challenges of Sustainable Development Concept of Sustainability 42 Factors Governing Sustainable Development 47 Linkages Among Sustainable Development, Environment, and Poverty 50 Determinants of Sustainable Development 65 Case Studies on Sustainable Development 79 Chapter 3 Global Environmental Issues Population, Income, and Urbanization 84 Health Care 87 Food, Fisheries, and Agriculture 87 Materials and Energy Flows 92 Transportation: The Automobile Industry 96 Precautionary Principle 98 Forestry 99 Water Resources 99 Valuation of Nature’s Services 101 Coping with Global Problems 103 NNEEWW 0000 pprreelliimmss..iinndddd 55 0022//1100//22000077 1144::0088::4477 Chapter 4 Sustainable Development Indicators Need for Indicators 106 Statistical Procedures 111 Emissions, Diffusion, and Impact Model 112 Aggregating Indicators 116 Other Weighting Systems 119 Use of Principal Component Analysis 123 Three Environmental Quality Indices 123 Summary 132 Annex 133 Chapter 5 Environmental Assessment National Environmental Policy Act of 1969 140 Environmental Impact Assessment 143 Project Categories Based on Environmental Impacts 147 Impact Identification Methods 147 Environmental Impact Assessment Process 149 Chapter 6 Environmental Management: Trends and Policies Milestones in Environmental Management 158 Revisiting Complex Issues 162 Sector Policies Concerning the Environment 163 Environmental Impact Assessment (EIA) 171 Institutional Framework for Environmental Management 174 Achievements in Environmental Management 174 People’s Perception of the Environment 174 Why is the Environment Bad? 176 Millenium Development Goals 177 Conclusion 182 Chapter 7 Legislation, International Law, and Multilateral Environmental Agreements Definitions 184 Sources of International Law 186 The Four Questions In the Context of International Law 188 Multilateral Environmental Agreements (MEAs) 201 Some Early Contributions to Environmental Law and Sustainable Development by Lawyers, Scholars, and Judges 210 Conclusion 213 NNEEWW 0000 pprreelliimmss..iinndddd 66 0022//1100//22000077 1144::0088::4477 Chapter 8 Social Dimensions and Policies Eradication of Poverty 219 Participatory Development 228 Consensus Building 231 Nongovernment Organizations (NGOs) 233 Gender and Development 235 Involuntary Resettlement 239 Indigenous Peoples (IPs) 242 Social Exclusion 245 Social Analysis 247 Social Development Indicators (SDIs) 251 Conclusion 257 Chapter 9 The Economics of Sustainability Evolution of Economic Thinking About the Environment and the Role of Different Economic Factors 260 Concepts of Welfare 262 Public Goods, Common Property, and Private Goods 272 Summary 274 Chapter 10 Sustainability: Externalities, Valuation, and Time Externalities Valuation 277 Approaches to Valuation 282 Economics Assessment of Sustainable Projects 287 Categories of Costs 290 Economic Life of a Project 291 Economic Assessment of Sustainable Plans and Projects 292 Economic Assessment of Investments in Climate Change Mitigation 293 Summary 297 Chapter 11 Natural Resource Accounting National Income: Definitions and Limitations 300 Genuine Progress Indicator (GPI) 303 Human Development Index (HDI) 307 World Bank’s Wealth of Nations 307 Genuine Savings 310 Summary of National Sustainability Accounting 312 NNEEWW 0000 pprreelliimmss..iinndddd 77 0022//1100//22000077 1144::0088::4477 Chapter 12 The Role of International Financial Institutions Development and Environment at the World Bank 314 Integrating Environment and Poverty Reduction 318 Environment and Growth 321 Millennium Development Goals and the World Bank 325 Attacking Poverty Through Sustainable Development 328 World Bank Experience and Goals 330 Corporate Social Responsibility: The Triple Bottom Line 341 Developed Countries and Sustainable Development 343 Chapter 13 International Cooperation Organizations Responsible for Sustainable Development 346 Reform and Revitalization of Global Organizations 348 World Summit on Sustainable Development 353 Role of Non-State Actors in Sustainable Development 358 NGOs and Social Entrepreneurs 362 Financing Sustainable Development 364 Cooperation Between Regions 366 Peoples’ Earth Charter 367 Conclusion 368 Chapter 14 Sustainable Development: Crisis, Conflict, and Compromise Crisis 370 Role of Natural Resources and the Environment 371 Conflict 374 Compromise 379 Summary 381 Epilogue 385 References 389 Index 407 NNEEWW 0000 pprreelliimmss..iinndddd 88 0022//1100//22000077 1144::0088::4477 FOREWORD T he concept of sustainable development has been evolving for more than 30 years. The 1972 United Nations (UN) Conference on the Human Environment in Stockholm, Sweden, contrib uted to this evolution by emphasizing that protection of the human environment is a crucial element in the developm ent agenda. As a result of that conference, the United Nations Environment Programme Secretariat was established to promote international environmental cooperation. On the national front, countries through out the world began to set up or improve their respective environmental institutions. Earlier, in 1970, the United States had already established the Environ mental Protection Agency for a cleaner, healthier country. In 1987, the World Commission on Environment and Development, chaired by then Prime Minister of Norway Gro Harlem Brundtland, issued a report entitled Our Common Future. Also known as the Brundtland Report, this landmark document suggests that creating separately existi ng environmental institutions is not enough because environmental issues are an integral part of all development policies. They are crucial to economic considerations and sector policies and should be integrated as part of energy decisions, social issues, and other aspects of development work. The next milestone in the evolution of sustainable development occurred at the 1992 UN Confer ence of Environment and Development in Rio de Janeiro, also known as the Earth Summit. Its major contribution was to give equal importance to the environment and developm ent. It endorsed Agenda 21, both a think piece and a program of action governing human activities with an impact on the environment. It also endorsed the Rio Declaration on Environment and Development, and the Statement of Forest Principles. Most importantly, the Earth Summit helped finalize the UN Climate Change Convention and the Biodiversity Convention, both signed by a great number of heads of state. The UN Climate Change Convention and the recently ratified Kyoto Protocol have made significant contributions to the evolution of sustainable development. Article 4 of the UN Climate Change Convention pro- vides that “the Parties [to that Convention] have the right to, and should, promote develop ment.” The Kyoto Protocol’s Clean Development Mechanism is designed in part to assist partici pa ting developing countries “in achieving sustainable development.” At the 2002 World Summit on Sustainable Development held in Johannesburg, South Africa, heads of state and world leaders committed to implement Agenda 21. They also decided to carry out a plethora of partnerships to promote sustainable development. These endeavors in our com- mon cause have made sustainable development a part of everybody’s vocabulary and agenda. Once of concern only to environm ental specialists, sustainable development has become a conc ept that concerns everyone. 9 SSuussttaaiinn DDeevv..iinnddbb 99 0022//1100//22000077 0099::3300::5577