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Alignment Change in Iranian Languages: A Construction Grammar Approach Geoffrey L. J. Haig Mouton de Gruyter Alignment Change in Iranian Languages ≥ Empirical Approaches to Language Typology 37 Editors Georg Bossong Bernard Comrie Yaron Matras Mouton de Gruyter Berlin · New York Alignment Change in Iranian Languages A Construction Grammar Approach by Geoffrey L. J. Haig Mouton de Gruyter Berlin · New York MoutondeGruyter(formerlyMouton,TheHague) isaDivisionofWalterdeGruyterGmbH&Co.KG,Berlin. (cid:2)(cid:2)Printedonacid-freepaperwhichfallswithintheguidelinesofthe ANSItoensurepermanenceanddurability. LibraryofCongressCataloging-in-PublicationData Haig,Geoffrey. Alignment change in Iranian languages : a construction grammar approach/GeoffreyL.J.Haig. p.cm.(cid:2)(Empiricalapproachestolanguagetypology;37) Includesbibliographicalreferencesandindex. ISBN978-3-11-019586-6(cloth:alk.paper) 1. Iranian languages (cid:2) Verb. 2. Iranian languages (cid:2) Ergative constructions. 3.Iranianlanguages(cid:2)Transitivity. 4.Iranianlan- guages(cid:2)Tense. I.Title. PK6035.H35 2008 4911.5(cid:2)dc22 2007047473 BibliographicinformationpublishedbytheDeutscheNationalbibliothek TheDeutscheNationalbibliothekliststhispublicationintheDeutscheNationalbibliografie; detailedbibliographicdataisavailableintheInternetathttp://dnb.d-nb.de. ISBN 978-3-11-019586-6 ISSN 0933-761X ©Copyright2008byWalterdeGruyterGmbH&Co.KG,D-10785Berlin. Allrightsreserved,includingthoseoftranslationintoforeignlanguages.Nopartofthisbook may be reproduced or transmitted in any form or by any means, electronic or mechanical, includingphotocopy,recordingoranyinformationstorageandretrievalsystem,withoutper- missioninwritingfromthepublisher. PrintedinGermany. Acknowledgements Workonthisbookgoesbackalmostadecade,andhasbeendependentonthe supportofalargenumberofpeopleandinstitutions.Itismygreatpleasureto acknowledgetheirvariouscontributionshere,inveryroughchronologicalor- der.Beforedoingso,letmefirstexpressmygratitudetothosenativespeakers of Iranian languages who with unfailing patience and good humour so will- ingly shared their knowledge with me: Ismet Ramm, Sadiq Basid, Behrooz Shojai, Parwin Mahmutweyssi, Abdullah Incekan, Ergin Opengin, Mehmet S¸erifDerince,andmanyotherswhoprefertoremainanonymous. A two-year research position (1999–2001) funded by the Deutsche For- schungsgemeinschaft (Grant number Mo 728/2-1) enabled me to begin seri- ously investigating alignment in Iranian. I am deeply indebted to the project supervisor, UlrikeMosel, for herencouragement, rigour and unfailing spirit, which have been a continuing source of inspiration ever since. A short vis- iting fellowship at the Research Centre for Linguistic Typology (La Trobe University) in2003 helped meclarify manyoftheideasbehind chapter two; IwouldliketothankAlexandraAikhenvaldandBobDixonfortheirgeneros- ity in providing such a stimulating research environment and infrastructure. The fruits of those earlier endeavours were submitted to the Philosophische FakultätoftheUniversityofKielasaHabilitationsschrift (Haig2004a), and I am indebted to the members of the commission for their critical input: Ul- rike Mosel, Ludwig Paul, Harald Thun and Jarich Hoekstra. In the interven- ing years I began to delve deeper into the history of the Iranian languages in search of answers to some of the unresolved issues. However, historical Iranian philology is extremely rugged terrain for the uninitiated; without the assistance of several experienced guides I would doubtless have gone hope- lesslyastray.Inparticular,LudwigPaulhasbeen,andcontinuestobeaboun- tiful source of knowledge on historical Iranian linguistics. Bo Utas, Agnes Korn and Prods Oktor Skjærvø also made very significant contributions in theinterpretation ofthehistorical data,whichIgratefully acknowledge here. Thereal breakthrough inbringing this book intoitsfinalform wasmade possible through a six-month research fellowship from the Swedish Col- legium for Advanced Study (SCAS) in Uppsala (2005–2006). At that won- derful institution I not only found the time, but also the company and the vi Acknowledgements resources to extend the data base to include a reasonable selection of West Iranian languages, and partial coverage of Middle Iranian. In particular, I would like to thank Björn Wittrock, Barbro Klein and all the staff of SCAS forprovidingsuchamarvellouslyinvigorating environment, andLarsJohan- sonandÉvaCsatófororganizingtheinterdisciplinaryresearchgroup.During my time at SCAS, Don Stilo initiated me into the study of the minority lan- guagesofIran,andhasbeenmymentoronmoremattersthanIcaretoname since.AmongmyothercolleaguesatSCAS,ProdsOktorSkjærvø,Christiane Bulut,BoUtas,CarinaJahaniandSergeAxonovalsocontributedindifferent waystoshapingtheideasputdownhere,thoughtheymaynotrecognizetheir respectivecontributions, orevenagreewithwhatIhavemadeofthem.Later versions of the manuscript benefited enormously from the critical input of NicoleNau,SzymonSłodowicz,AgnesKorn,ThomasJuegel,ShaharShirtz, DeniseBailey,ParwinMahmutweyssi,GerardoDeCaro,BehroozShojaiand ananonymousreviewerfromMoutondeGruyter.Partsofthebookwerepre- sentedatvariousvenues,andIwouldlikethanktheaudiencesthereformuch critical discussion: the Research Centre for Linguistic Typology, La Trobe University, Melbourne (March 2003); LENCA 2, Kazan (May 2004); the Workshop on the Evolution of Syntactic Relations, Mainz (Feb. 2004); the Workshop on Case at Uppsala University (Jan. 2006); the FirstInternational Conference on Iranian Linguistics in Leipzig (June 2005), and the Second International Conference onIranianLinguistics inHamburg(August2007). The staff at Mouton de Gruyter were extremely helpful throughout the publishingprocess,inparticularUrsulaKleinhenzandWolfgangKonwitsch- ny. Christoph Eyrich mastered countless difficulties in the final formatting with admirable patience and professionalism, and Allison Peirse and Stefan Schnell did a fine job of proofreading the manuscript at very short notice. Finally,awordofgratitudetomyfamilyfortheirunflaggingsupport,asource of great comfort across many years of what at times has been fairly solitary labour. Contents Acknowledgements v Abbreviations ix 1 Introduction 1 1.1 Aimsandassumptions . . . . . . . . . . . . . . . . . . . . . . 1 1.2 TheIranianlanguages . . . . . . . . . . . . . . . . . . . . . . . 4 1.3 AlignmentintheIraniancontext . . . . . . . . . . . . . . . . . 6 1.4 Constructions andsyntax . . . . . . . . . . . . . . . . . . . . . 15 2 AlignmentinOldIranian 23 2.1 Themana¯ kartamconstruction . . . . . . . . . . . . . . . . . . 26 2.2 Implications fordiachronic syntax . . . . . . . . . . . . . . . . 32 2.3 Whatisapassive? . . . . . . . . . . . . . . . . . . . . . . . . . 36 2.4 Re-assessing them.k.construction . . . . . . . . . . . . . . . . 41 2.5 Thesemantics oftheGenitive . . . . . . . . . . . . . . . . . . . 55 2.6 Summingupthealternatives . . . . . . . . . . . . . . . . . . . 82 2.7 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 3 WesternMiddleIranian 89 3.1 MiddleIranian . . . . . . . . . . . . . . . . . . . . . . . . . . . 89 3.2 PastTransitiveConstructions . . . . . . . . . . . . . . . . . . . 92 3.3 Thecasesystem . . . . . . . . . . . . . . . . . . . . . . . . . . 95 3.4 Caseandperson . . . . . . . . . . . . . . . . . . . . . . . . . . 101 3.5 Pronominalclitics . . . . . . . . . . . . . . . . . . . . . . . . 105 3.6 Cliticsexpressing corearguments . . . . . . . . . . . . . . . . . 112 3.7 Pasttransitive verbs . . . . . . . . . . . . . . . . . . . . . . . . 117 3.8 SummaryofMiddleIranian . . . . . . . . . . . . . . . . . . . . 128 4 CasesystemsinWestIranian 131 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 131 4.2 Threeprocesses . . . . . . . . . . . . . . . . . . . . . . . . . . 133 4.3 Innovated objectmarkers . . . . . . . . . . . . . . . . . . . . . 152 viii Contents 4.4 TheTatic-typelanguages . . . . . . . . . . . . . . . . . . . . . 160 4.5 Explanations forchange . . . . . . . . . . . . . . . . . . . . . . 172 4.6 Caseandanimacy . . . . . . . . . . . . . . . . . . . . . . . . . 179 4.7 Towardsasolution . . . . . . . . . . . . . . . . . . . . . . . . 193 4.8 Summaryofcase . . . . . . . . . . . . . . . . . . . . . . . . . 197 5 Kurdish(NorthernGroup) 201 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201 5.2 Overviewofthemorphosyntax . . . . . . . . . . . . . . . . . . 204 5.3 Thecanonical ergativeconstruction . . . . . . . . . . . . . . . . 213 5.4 Deviations fromcanonical ergativity . . . . . . . . . . . . . . . 224 5.5 Summaryofdeviations . . . . . . . . . . . . . . . . . . . . . . 255 5.6 EvidencefromBad¯ına¯n¯ı . . . . . . . . . . . . . . . . . . . . . 256 5.7 SummaryoftheNorthernGroup . . . . . . . . . . . . . . . . . 273 6 TheCentralgroup 277 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 277 6.2 Suleimanimorphosyntax . . . . . . . . . . . . . . . . . . . . . 277 6.3 Pasttransitive constructions . . . . . . . . . . . . . . . . . . . . 288 6.4 Aligningcaseandagreement . . . . . . . . . . . . . . . . . . . 301 6.5 SummaryoftheCentralGroup . . . . . . . . . . . . . . . . . . 304 6.6 Desire,Obligation, Possession, andErgativity . . . . . . . . . . 305 7 Conclusions 311 7.1 Abriefsynopsis . . . . . . . . . . . . . . . . . . . . . . . . . . 311 7.2 Arealpressureandalignment change . . . . . . . . . . . . . . . 317 7.3 AlignmentinIndo-European . . . . . . . . . . . . . . . . . . . 320 7.4 Onexplanations forchange . . . . . . . . . . . . . . . . . . . . 323 Appendix 333 A.1 CaseinOldPersian . . . . . . . . . . . . . . . . . . . . . . . . 333 A.2 Changingrulesofcliticplacement . . . . . . . . . . . . . . . . 334 References 339 Subjectindex 359 IndexofIranianlanguages 365 Indexofnon-Iranianlanguages 367 Abbreviations A Subjectoftransitiveverb LOC Locative A-past Aofpasttenseverbform M Masculine A-pres Aofpresenttenseverbform MED Medium(MiddleVoice) ABS Absolute MHG MiddleHighGerman ACC Accusative m.k. mana¯ kartam(construction) Adj Adjective NEG Negation ADP Adposition NCS Non-CanonicalSubject Bad¯ın. Bad¯ına¯n¯ı(dialectofKurdish, NHG NewHighGerman NorthernGroup) NP Nounphrase CLC Clitic N Noun COP Copula O Objectoftransitiveverb DAT Dative O-past Oofpasttenseverbform DEF Definite O-pres Oofpresenttenseverbform Det. Determiner OBL Oblique DIR Direct(case) PTC PastTransitiveConstruction DIREC Directional PL Plural DOM DifferentialObjectMarking PLUP Pluperfect EXCL Exclamatory PP Prepositionalphrase F Feminine PST Past FUT Fut PTCPL Participle GEN Genitive PROG Progressive IMP Imperative RECIPR Reciprocal IND Indicative REFL Reflexive INDEF Indefinite s Singular INNOBJ Innovatedobjectmarker S Subjectofintransitiveverb INTERR Interrogative SAP SpeechActParticipant IRR Irrealis TAM Tense,AspectandModality IZ Izafeparticle TSA TenseSensitiveAlignment IZF FeminineIzafeparticle V Verb IZM MasculineIzafeparticle VP Verbphrase IZP PluralIzafeparticle 1s/2s/3s Firstpersonsingular/ Kurm. Kurmanji(alternativename Second.../Third... forNorthernGroup,Kurdish)

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The Iranian languages, due to their exceptional time-depth of attestation, constitute one of the very few instances where a shift from accusative alignment to split-ergativity is actually documented. Yet remarkably, within historical syntax, the Iranian case has received only very superficial covera
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