Advances in Psychopharmacology : Predicting and Improving Treatment Response Editors Mark S. Gold, M.D. Director of Research Fair Oaks Hospital and Psychiatric Diagnostic Laboratories of America Summit, New Jersey R. Bruce Lydiard, Ph.D., M.D. Associate Director of Research Fair Oaks Hospital Summit, New Jersey John S. Carman, M.D. Director of Research Brawner Psychiatric Institute Atlanta, Georgia Boca Raton London New York CRC PresCs isR anC im Pprrinets osf ,t hIenc. TaylorB &o Fcraan cRis Gartooupn, ,a nF ilnoforrimdaa b usiness First published 1984 by CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 Reissued 2018 by CRC Press © 1984 by CRC Press, Inc. CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works This book contains information obtained from authentic and highly regarded sources. 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Mental disorders—Drug therapy QV 77 A255] RC483.A33 1984 615’.78 83-7695 ISBN 0-8493-5680-6 A Library of Congress record exists under LC control number: 83007695 Publisher’s Note The publisher has gone to great lengths to ensure the quality of this reprint but points out that some imperfections in the original copies may be apparent. Disclaimer The publisher has made every effort to trace copyright holders and welcomes correspondence from those they have been unable to contact. ISBN 13: 978-1-315-89043-2 (hbk) ISBN 13: 978-1-351-06953-3 (ebk) Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com INTRODUCTION IMPROVING AND PREDICTING RESPONSE TO PSYCHOTROPIC MEDICATIONS The current generation fo widely effective psychotropic drugs were developed - often fortuitously and always empirically - during the decade following World War 11. Most of the subsequent 25 years have been spent ni generating and testing theories on the etiology fo the major mental disturbances, based ni large part on their response to these agents. Pharmacology provided both the impetus antdh e principal lines fo evidence for the dopamine hypothesis of schizophrenia and the noradrenergic and indoleaminergic hypotheses fo mania and depression. Only ni recent years have a few groups fo investigators admitted a degree fo scientific nihilism ni this search for etiologies and focused their explorations on a far more pragmatic concern how to predict which subgroup fo patients with a particular psychiatric diagnosis - will respond to a particular pharmacological agent. Researchers had neglected clinicians and clinical research issues for so long that few, fi any, groups were looking for ways to predict response or improve response rate. Admittedly the stability fo a given predictor is, over a period fo time, obfuscated by changing diet, concurrent medications, compliance, etc. However, the potential rewards fo finding accurate predictors have become increasingly obvious. First, there si a variable latency period prior to behavioral response, and nearly a month at therapeutic blood levels must pass before nonresponse can be categorically ascertained ni patients treated with neu- roleptics, lithium, and antidepressants. Accordingly, accurate predictors fo which patient will not respond would obviate ultimately ineffective drug trials that, yb delaying effective treatment, would cost patients continued suffering, incapacitation, hospitalization expenses, and risk fo harm to themselves or others. Second, 10 to 50% fo patients with primary psychiatric illness who "respond" during open trials fo psychotropic drugs would have responded equally well to placebo or recovered spontaneously. Growing awareness fo and concern about iatrogenic morbidity of psychotropic drugs underscores the importance fo selecting those patients ni whom a trial fo active drug would either be unnecessary or ineffective. Studies should ideally correlate predictor variables withd rruegs ponse aass sessed ni the same patient during na adequate double-blind placebo-crossover trial fo the agent ni question. Response should be ascertained by such a design, with a control group receiving only placebo (without a control group proposed, "predictors" fo lithium response utilizing such behavioral measurements as the MMPI or SCL-90 may merely describe those patients with a better natural course fi lefutn treated or thoser esponding tpol acebo). Third, corao llary to prediction fo therapeutic response would be the prediction fo side effects (e.g., which patients on neuroleptics might be especially likely to develop tardive dyskinesia, or which manic patients on lithium might develop nephro- or neurotoxicity). Prevention (or mini- mizing) fo side effects and maximizing therapeutic efficacy are increasingly possible in clinical settings. Drug trials in which a possible predictor is to be assessed must utilize valid and reliable procedures to assess a clinically significant response and must administer the drug for an adequate duration (e.g., 1 month for most neuroleptics or thymoleptics) and at adequate dosages (e.g., 150 to 300 mglday for most tricyclics) commonly accepted as an "adequate" trial. Ideally, any such study should be monitored not only by dosage but also by blood levels in order to assure adequate absorption and compliance (e.g., HPLC or mass spectro- metric assay fo tricyclic antidepressants, the radioreceptor assay for neuroleptics, platelet MAO level for monoamine oxidase inhibitors, and atomic absorption or plasma emission spectroscopy for lithium). The ideal predictor of response should be readily available and rapidly and inexpensively quantifiable, either before the patient begins treatment, or early (day l to 5) in the course fo treatment. Symptom-descriptive predictors fo a behavioral response run particular risk fo being redundant reiterations rather than true predictors; and when these are correlated with response to an open trial, they run particular risk fo predicting the type of person responding to placebo or remitting spontaneously. We shaplrle sent data usingn euroendocrine testing( including tDheex amethasSounpep res- sion and TRH tests), the RBCISerum ratio of lithium ion, Lithium Efflux, Platelet Serotonin Transporter, and the cranial CT scan as predictors fo response to antidepressants, lithium, and major tranquilizers, respectively. Before we begin with this exercise we will focus on reducing heterogeneity in diagnostic groups. Improved medical and psychiatric diagnosis by themselves reduce diagnostic heterogeneity and improve response of psychopharma- cological treatment. Knowing homtwao k e psyac hiatric diagnosis (still to this day a diagnosis fo exclusion)d emands a rigorous process which will be reviewed at great length. Thereafter we will focus on the major medications used in general practice, family practice, and psychiatry from the point of view of who should receive this medication and how we can optimize response. Psychiatrists have traditionally relied on the clinical interview to make diagnostic and treatment decisions. As is true in other branches fo medicine, a careful andc omplete history is fo utmost importance in evaluating the patient with psychiatric complaints. Over the last 01 to 51 years, however, the importance of clinical laboratory and diagnostic testing has increased greatly. The psychiatrist of the 1980s and beyond will need to become familiar with ther ecentd evelopments thiens e areas ni ordteor provide the safesta nd most efficacious treatment possible for his or her patients. There are several reasons for the burgeoning field fo diagnostic and laboratory testing. Psychotropic drugs for the treatment of major depression, bipolar illness, schizophrenia, and anxiety disorders are relatively effective and specific. Because of this, the need for accurate diagnosis is increased. A number fo tests are available which allowp hysicians morec ertainty ni clinical diagnosis, in the need for medication, and even ni the choice of a particular agent. The response rate to some medications can be greatly improved fi blood levels are monitored and dosages tailored for the individual patient. With the increased use fo drug treatment comes thien creased prevalence of side effects. Lithium-induced thyroid raendndya slf unction emphasizes the need for periodic medical evaluation; tardive dyskinesia highlights the im- portance fo accurate diagnosis before exposing patients to the risk of potentially irreversible damage. Psychiatry si now returning to its position as the subspecialty fo medicine, and there si much interest ni the overlap between "medical" and "psychiatric" disorders, and the subsequent questions ni differential diagnosis. An example is the interplay between thyroid function and affective disorders. Finally, after years of neglect yb psychiatrists, substance abuse is being recognized as an important disease complex and confounding factor in psychiatric diagnosis. Advances such as GCIMS and radioimmunoassay procedures for detection and quantification fo low drug levels help the physician recognize and treat the substance abuser who may present with an affective or psychiatric syndrome. It is our hope that this book will be a useful manual to physicians who are trying to reduce the risk and maximize the benefits when prescribing psychopharmacologica1 treatments. THE EDITORS Mark S. Gold, M.D., si director fo research at Fair Oaks Hospital, Summit, N.J. He holds similar positions with 800-Cocaine, Psychiatric Diagnostic Laboratories fo America, ni Summit, New Jersey, and Regent Hospital, ni New York City. Dr. Gold alsoi s consultant to the World Health Organization substance abuse program and the Yale University School fo Medicine substance abuse unit. Dr. Gold received his B.A. degree ni psychology in 1971 from Washington University, in St. Louis, Missouri, and his doctor fo medicine ni 1975 from the University fo Florida College fo Medicine, Gainesville. He became Neurobehavioral Fellow at Yale University School fo Medicinea nd Chief Resident in the department fo psychiatry at the Yale University School of Medicine. Thereafter, Dr. Gold served on the faculty of Yale University School fo Medicine. A Phi Beta Kappa, Dr. Gold was awarded the American Psychiatric Association Foun- dation's Fund Annual Prize for his research in opiate addiction (1981-82). Dr. Gold was the senior author on the discovery paper reporting the invention fo the first effective non- opiate treatment for narcotics addicts in the history fo medicine (Patent No. 4,312,878). He also received the 1982 Presidential Award from the National Association fo Private Psy- chiatric Hospitals for his leadership in research and discoveries which have led to the understanding, treatment, and prevention fo mental illness. Dr. Gold si a member fo several professional organizations, including the American Psychiatric Association, the Society of Neuroscience and the American Association for the Advancement fo Science. He is also co-editor fo the Psychiatry Letter, Advances In Alcohol and Substance Abuse and the International Journal of Psychiatry in Medicine, and serves on the review board of several prestigious medical journals, including The Journal of the American Medical Association and The American Psychiatric Association Journal. Dr. Gold has lectured throughout the United States, and Eastern and Western Europe. He hasa uthored or co-authored more than 200 papers, mainly dealing witthhr ee areas fo research interest: identification and treatment fo drug abuse ni the work settindge;v elopment and use fo biological measures in psychiatric diagnosis and treatment, and the use fo drug therapy ni the treatment fo patients with depression. Dr. Gold teaches and lectures at universities throughout the United States and Europe. He has lectured in England, Germany, Austria, Sweden, France and the Netherlands in addition to lectures at Yale, Harvard, Brown, Columbia, Cornell, Emory and other universities. Dr. Gold, in addition to this research and clinical work, maintains an active schedule fo public service lectures to prevent drug abuse. Dr. Gold has spoken at high schools throughout the New York-New Jersey-Connecticut metropolitan area and appeared on national television shows such as 1ihP Donahue, John Davidson, PM Magazine, Today Show, Good Morning America, and Dick Cavett, on the subject of drug abuse and its prevention. Dr. Gold is the founder and Medical Director fo 800-Cocaine, the nation's first national cocaine Hotline. 800-Cocaine provides factual in- formation about cocaine and its effects to cocaine users, parents, and concerned loved ones. Dr. Gold and 800-Cocaine have been covered on ABC, NBC, and CBS network television and radio as well as United Press, Associated Press, and Time Magazine. Robert Bruce Lydiard, Ph.D., M.D., is Associate Director of Research at Fair Oaks Hospital in Summit, New Jersey. Prior to joining the Fair Oaks Hospital staff, Dr. Lydiard was Instructor in Psychiatry at Harvard Medical School and Attending Physician in the Department fo Psychiatry at St. Elizabeth's Hospital, Boston. After receiving his B.A. (psychology), Ph.D. (pharmacology), and (in 1977) his M.D. from the University of Min- nesota in Minneapolis, Dr. Lydiard took his internship at Salem Hospital in Salem, Mas- sachusetts, and his residency in psychiatry at Massachusetts General Hospital in Boston. From to1 980 198 1, he was Chief Resident ni the Psychopharmacology Unit at Massachusetts General, after which he received several research fellowships, including the Ethel Dupont- Warren Fellowship Award ni Psychiatry (Harvard), a clinical and research fellowship( Mas- sachusetts General), and a National Research Service Award (National Institute of Mental Health). Dr. Lydiard's research centers on psychopharmacology and psychoneuroendocri- nology, and includes work on biologic markers for affective disorders. John Scott Carman, M.D., si Director, Adult Treatment Service, Brawner Psychiatric Institute in Smyma, Georgia, and Clinical Assistant Professor in Psychiatry and Psycho- pharmacology at Emory University in Atlanta, Georgia. Dr. Carman graduated in 1967 from the University fo Notre Dame, Notre Dame, Indiana with a B.S. degree ni Chemistry (magna cum laude). He obtained his M.D. degree in 1971 from the State University of New York Upstate ni Syracuse, where he was a New York State Regents Scholar ni Medicine. nI 1974 he completed his psychiatric residency at the University fo North Carolina at Chapel Hill. From then until 1978, he was a clinical associate at the National Institute fo Mental Health ni Bethesda, Maryland, and Washington, D.C. From 1978 to 1981 he was na Associate Professor in Psychiatry at the University fo Alabama in Birmingham where he was also Adult Inpatient Service Coordinator and Director fo the Psychopharmacology Clinic. Dr. Carman is a member fo the American Medical Association, American Psychiatric Association, the Society of Biological Psychiatry and the International Society of Psychoneuroendocrinology. Among other awards, he has received the A. E. Bennett Award from the Society fo Biological Psychiatry for outstanding clinical research in psychobiology and the Curt P. Richter award from the International Society fo Psychoneuroendocrinology. He is board certified in Psychiatry. He has presented over 03 lectures at national or international meetings and has produced more than 70 publications in clinical psychobiologic research. His current major research interests include biological predictors fo psychotropic drug response and the influence fo calcium and calcitropic hormones on bipolar affective disorder. CONTRIBUTORS John S. Carman, M.D. Carl L. Hamlin, M.D. Director Associate Director, Adult Treatment Service Outpatient Research Unit, Brawner Psychiatric Institute Fair Oaks Hospital, Summit, New Jersey; and Atlanta, Georgia Clinical Assistant Professor Department fo Psychiatry Charles Dackis, M.D. UMD-Rutgers Medical School Associate Director, Neuropsychiatric Evaluation Services, New Jersey Fair Oaks Hospital, Summit, New Jersey; and Instructor, Clinical Psychiatry, R. Bruce Lydiard, Ph.D., M.D. Columbia Presbyterian Medical Center Associate Director of Research New York, New York Fair Oaks Hospital Summit, New Jersey Todd kliW Estroff, M.D. Assistant Director Neuropsychiatric Evaluation Unit Robert Moreines, M.D. Fair Oaks Hospital Assistant Director, Summit, New Jersey Adult Inpatient Services Fair Oaks Hospital lrI Extein, M.D. Summit, New Jersey Medical Director Falkirk Hospital Central Valley, New York H. Rowland Pearsall, M.D. CO-DirectOourt,p atient Services Frederick C. Goggans, M.D. Fair Oaks Hospital Director, Neuropsychiatric Summit, New Jersey Evaluation Service, Psychiatric Institute of Fort Worth; and A. L. C. Pottash, M.D. Clinical Instructor, Medical Director, Regent Hospital Department fo Psychiatry, (New York, New York); University fo Texas Health Science Medical Director, PANJ, Center at Dallas Fair Oaks Hospital (Summit, New Jersey); Texas Medical Director, Mark S. Gold, M.D. Psychiatric Diagnostic Laboratories Director fo Research of America; Fair Oaks Hospital Psychiatrist-in-Chief, Falkirk Hospital Summit, New Jersey (Central Valley, New York) TABLE OF CONTENTS DIAGNOSIS DNA TREATMENT RESPONSE Chapter 1 Psychiatric Diagnosis: The State fo the Art.. ............................................. 1 Robert Moreines, Irl Extein, and Mark S. dloG Chapter 2 Psychiatric Misdiagnosis ................................................................ 33 Todd W. Estroff and Mark .S Gold Chapter 3 Thyroid Failure and Clinical Misdiagnosis .............................................. 67 Mark .S Gold and John .S Carman PSYCHIATRIC MEDICATION DNA TREATMENT RESPONSE Chapter 4 Antidepressants: Predicting ResponseiMaximizing Efficacy ............................. 83 Irl Extein, .A L. C. Pottash, Mark .S Gold, Richard Goggans, and R. Bruce Lydiard Chapter 5 The Serotonin Subtype fo Depression .................................................. 107 Charles .A Dackis and Mark S. Gold Chapter 6 Lithium: Predicting ResponseiMaximizing Efficacy .................................... 21 1 .R Bruce Lydiard and H. Rowland Pearsall Chapter 7 MAO Inhibitors: Predicting ResponseIMaximizing Efficacy.. .......................... 157 Robert Moreines, and Mark .S Gold Chapter 8 Antipsychotics: Predicting ResponseiMaximizing Efficacy ............................. 179 R. Bruce Lydiard, John .S Carman, and Mark .S Gold Chapter 9 Anxiolytics: Predicting ResponseiMaximizing Efficacy.. .............................. ,225 Cary Hamlin and Mark .S Gold SPECIAL CLINICAL PROBLEMS Chapter 10 Alcoholism ............................................................................ .277 Charles .A Dackis and Mark .S Gold Chapter 11 Narcotic Addiction .................................................................... ,289 Mark .S Gold, Charles .A Dackis, .A L. C. Pottash, and R. Bruce Lydiard NOISULCNOC Chapter 12 The Role fo the Laboratory in Psychiatry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .307 kraM S. Gold, A. L. C. Pottash, John S. Carman, and R. Bruce draidyL Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .3 19