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ACCURATE RESULTS IN THE CLINICAL LABORATORY A Guide to Error Detection and Correction SECOND EDITION Edited by A D , P D, DABCC MITAVA ASGUPTA H Professor ofPathology andLaboratory Medicine University ofTexasMcGovern MedicalSchool Houston,TX, UnitedStates J L. S , MD, P D ORGE EPULVEDA H Professor ofPathology and CellBiology Columbia University Vagelos College ofPhysicians andSurgeons NewYork, NY, UnitedStates List of contributors AmidAbdullah,MD University ofCalgaryandCalgary SusanJ.Hsiao,MD,PhD DepartmentofPathologyandCell LaboratoryServices, Calgary,AB,Canada Biology,ColumbiaUniversity IrvingMedicalCenter, MariaP.Alfaro,PhD Institute forGenomicMedicine, NewYork, NY,UnitedStates NationwideChildren’sHospital, Columbus,OH, LauraM.Jacobsen,MD DepartmentofPediatrics, Division UnitedStates ofEndocrinology,University ofFlorida,Collegeof ChrisAltomare,BS DRUGSCANInc.,Horsham,PA, Medicine,Gainesville, FL,UnitedStates UnitedStates KamishaL.Johnson-Davis,PhD Department ofPathology, LelandBaskin,MD UniversityofCalgaryandCalgary UniversityofUtahSchoolofMedicine,ARUPLaboratories, SaltLakeCity,UT,UnitedStates LaboratoryServices, Calgary,AB,Canada LindsayA.L.Bazydlo,PhD DepartmentofPathology, StevenC.Kazmierczak,PhD DepartmentofPathology, OregonHealth&ScienceUniversity,Portland,OR, UniversityofVirginia, Charlottesville,VA,UnitedStates UnitedStates JessicaM.Boyd,PhD DepartmentofPathologyand LaboratoryMedicine, CummingSchoolofMedicine, ElaineLyon,PhD Clinical ServicesLaboratory, HudsonAlphaInstitute forBiotechnology,Huntsville,AL, UniversityofCalgary,Calgary,AB,Canada;Calgary UnitedStates LaboratoryServices,Calgary,AB,Canada LarryA.Broussard,PhD DepartmentofClinicalLaboratory GwendolynA.McMillin,PhD DepartmentofPathology, Sciences,LouisianaStateUniversityHealthSciencesCenter, UniversityofUtahSchoolofMedicine,ARUPLaboratories, SaltLakeCity,UT,UnitedStates NewOrleans,LA,UnitedStates VioletaCha´vez,PhD DepartmentofPathology and ChristopherNaugler,MD UniversityofCalgaryand CalgaryLaboratory Services, Calgary,AB,Canada LaboratoryMedicine,UniversityofTexasMedicalSchoolat Houston,Houston,TX,UnitedStates ElenaG.Nedelcu,MD DepartmentofLaboratoryMedicine, AlexChin,PhD UniversityofCalgaryandCalgary UniversityofCaliforniaSanFrancisco,SanFrancisco,CA, UnitedStates LaboratoryServices, Calgary,AB,Canada AnthonyG.Costantino,PhD DRUGSCANInc.,Horsham, AndyNguyen,MD Department ofPathologyand LaboratoryMedicine, UniversityofTexasMcGovern PA,UnitedStates MedicalSchool,Houston, TX,UnitedStates AmitavaDasgupta,PhD,DABCC DepartmentofPathology andLaboratory Medicine,University ofTexasMcGovern OctaviaM.PeckPalmer,PhD DepartmentofPathology, UniversityofPittsburghSchoolofMedicine, Pittsburgh, MedicalSchool,Houston,TX, UnitedStates PA,UnitedStates;DepartmentofCriticalCareMedicine, PradipDatta,PhD SiemensHealthineers, Newark,DE, UniversityofPittsburghSchoolofMedicine,Pittsburgh,PA, UnitedStates UnitedStates;DepartmentofClinicalandTranslational RobertA.DeSimone,MD DepartmentofPathologyand Science,UniversityofPittsburghSchool,Pittsburgh,PA, LaboratoryMedicine, WeillCornell Medicine, UnitedStates NewYork-PresbyterianHospital, NewYork, NY, AmyL.Pyle-Eilola,PhD PathologyandLaboratory UnitedStates Medicine,NationwideChildren’sHospital,Columbus,OH, UttamGarg,PhD DepartmentofPathologyandLaboratory UnitedStates Medicine,Children’sMercyHospitalsandClinics, The S.M.HosseinSadrzadeh,PhD DepartmentofPathology UniversityofMissouri SchoolofMedicine, KansasCity, andLaboratory Medicine, CummingSchoolofMedicine, MO,UnitedStates UniversityofCalgary,Calgary,AB,Canada;Calgary NeilS.Harris,MD DepartmentofPathology,Immunology LaboratoryServices,Calgary,AB,Canada andLaboratoryMedicine,UniversityofFlorida,Collegeof JorgeL.Sepulveda,MD,PhD DepartmentofPathologyand Medicine,Gainesville, FL,UnitedStates CellBiology,ColumbiaUniversity VagelosCollegeof JoshuaHayden,PhD DepartmentofPathologyand PhysiciansandSurgeons,NewYork,NY,UnitedStates LaboratoryMedicine, WeillCornell MedicalCenter, NewYork, NY,UnitedStates xi xii LISTOFCONTRIBUTORS BrianRudolphShy,MD,PhD DepartmentofLaboratory GeorgeVlad,PhD DepartmentofPathology&CellBiology, Medicine,University ofCaliforniaSanFrancisco, ColumbiaUniversityCollegeofPhysiciansandSurgeons, SanFrancisco,CA,UnitedStates NewYork,NY,UnitedStates AaronStella,PhD University ofMassachusettsLowell, AmerWahed,MD Department of Pathology and Lowell,MA,UnitedStates Laboratory Medicine, University of Texas McGovern YvetteC.Tanhehco,PhD DepartmentofPathologyandCell Medical School, Houston, TX, United States Biology,ColumbiaUniversity IrvingMedicalCenter, WilliamE.Winter,MD Department ofPediatrics, Division NewYork-PresbyterianHospital, NewYork,NY, ofEndocrinology,UniversityofFlorida,Collegeof UnitedStates Medicine, Gainesville,FL, UnitedStates;Departmentof AshokTholpady,MD DepartmentofPathology and Pathology,ImmunologyandLaboratoryMedicine, UniversityofFlorida,CollegeofMedicine,Gainesville,FL, LaboratoryMedicine, UniversityofTexasMDAnderson CancerCenter,Houston,TX, UnitedStates UnitedStates ChristinaTrambas,MD,PhD ChemicalPathologist, AlisonWoodworth,PhD Pathology andLaboratory Medicine, UniversityofKentuckyMedicalCenter, ChemicalPathologyDepartment, MelbournePathology, Lexington, KY,UnitedStates Collingwood,VIC,Australia Foreword (from the first edition) Clinicians must make decisions from information showedthatwhenerrorsweremade75%stillproduced presented to them, both by the patient and ancillary results that fell within the reference interval (when resources available to the physician. Laboratory data perhaps they should not) [1]. Half of the other errors generally provide quantitative information, which were associated with results that were so absurd that may be more helpful to physicians than the subjective they were discounted clinically. Such results clearly information from a patient’s history or physical ex- should not have been released to a physician by the amination. Indeed, with the prevalent pressure for laboratory and could largely be avoided by a simple physicianstoseemorepatientsinalimitedtimeframe, review by human or computer before being verified. laboratory testing has become a more essential compo- However, the remaining 12.5% of errors produced re- nent of a patient’s diagnostic work-up, partly as a time- sults that could have impacted patient management. saving measure but also because it does provide The prevalence of errors may be less now than previ- information against which prior or subsequent test re- ously, since the quality of analytical testing has sults, and hence patients’ health, may be compared. improved, but the ramifications of each error are not Tests should be ordered if they could be expected to likely to be less. The consequences of an error vary provide additional information beyond that obtained depending on the analyte or analytes affected and from a physician’s first encounter with a patient and if whether the patient involved is an inpatient or outpa- the results could be expected to influence a patient’s tient. If the patient is an inpatient a physician, if care. Typically, clinicians use clinical laboratory testing suspicious about the result, will likely have the oppor- as an adjunct to their history taking and physical tunity to verify the result by repeating the test or other examination to help confirm a preliminary diagnosis, tests addressing the same physiological functions, although some testing may establish a diagnosis, for beforetakingaction. However, if theerroroccurswitha examplemoleculartestsforinbornerrorsofmetabolism. specimenfromanoutpatientcausinganabnormalresult Microbiological cultures of body fluids may not only to appear normal, that patient may be lost to follow-up establish the identity of an infecting organism, but also and present later with advanced disease. Despite the establish the treatment of the associated medical condi- greatpreponderanceofaccurateresultscliniciansshould tion. In outpatient practice clinicians primarily order always be wary of any result that does not seem to fit tests to assist them in their diagnostic practice, whereas withthepatient’sclinicalpicture.Itis,ofcourse,equally for hospitalized patients, in whom a diagnosis has important for physicians not to dismiss any result that typically been established, laboratory tests are primarily theydonotlikeasa“laboratoryerror”.Theunexpected used to monitor a patient’s status and response to result should always prompt an appropriate follow-up. treatment. Tests of organ function are used to look for The laboratoryhas a responsibility toensure thatphysi- drug toxicity and the measurement of the circulating cians have confidence in its test results while still concentrations of drugs with narrow therapeutic win- retainingahealthyskepticismaboutunexpectedresults. dows is done to ensure that optimal drug dosing is Normal laboratory data may provide some assur- achieved and maintained. The importance of laboratory ance to worried patients who believe that they might testing is evident when some physicians rely more on have a medical problem, an issue seemingly more laboratory data than a patient’s own assessment as to prevalent now with the ready accessibility of medical how he or she feels, opening them to the criticism of informationavailablethroughcomputersearchengines. treating the laboratory data rather than the patient. Yet both patients and physicians tend to become over- In the modern, tightly regulated, clinical laboratory reliant on laboratory information, either not knowing inadevelopedcountryfewerrorsarelikelytobemade, orignoringtheweaknessoflaboratorytests,ingeneral. withthemajoritylabeledaslaboratoryerrorsoccurring A culture has arisen of physicians and patients outside the laboratory itself. One study from 1995 believing that the published upper and lower limits of xiii xiv FOREWORD(FROMTHEFIRSTEDITION) the reference range (or interval) of a test define should be of pursuit of information rather than just normality. They do not realize that such a range has data. Laboratory information systems provide the po- probably been derived from 95% of a group of pre- tential to integrate all laboratory data that can then be sumed healthy individuals, not necessarily selected integrated with clinical and other diagnostic informa- with respect to all demographic factors or habits that tion by hospital information systems. were an appropriate comparative reference for a Laboratory actions to highlight values outside the particular patient. Even if appropriate, 1 in 20 in- referenceintervalontheircomprehensivereportsoftest dividualswouldbeexpectedtohaveanabnormalresult results to physicians with codes such as “H” or “L” for for a single test. In the usual situation in which many high and low values exceeding the reference interval tests are ordered together the probability of abnormal have tended to obscure the actual numerical result and resultsinahealthyindividualincreasesinproportionto tocementtheconceptthattheupperandlowerreference thenumberoftestsordered.Studieshavehypothesized limits define normality and that the presence of one of that the likelihood of all of 20 tests ordered at the same thesesymbolsnecessitatesfurthertesting.Theuseofthe timefallingwithintheirrespectivereferenceintervalsis reference limits aspublished decision limitsfor national only36%.Thestudiesperformedtoderivethereference programs for renal function, lipid or glucose screening limits are usually conducted under optimized condi- has again placed a greater burden on the values than tionssuchasthetimesincethevolunteerlastate,hisor theydeserve.Everymeasurementissubjecttoanalytical her posture during blood collection and, often the time error, such thatrepeateddeterminationswill not always of day. Such idealized conditions are rarely likely to be yield the same result, even under optimal testing con- attained in an office or hospital practice. ditions. Would it then be more appropriate to make Factors affecting the usefulness of laboratory data multiple measurements and use an average to establish mayariseinanyofthepreanalytical,analyticalorpost- the number to be acted upon by a clinician? analyticalphaseofthetestingcycle.Failurestoconsider Much of the opportunity to reduce errors (in the these factors do constitute errors. If these errors occur broadest sense) rests with the physicians who use test prior to collection of blood or after results have been results. Over-ordering leads to the possibility of more produced, while still likely to be labeled as laboratory errors. Inappropriate ordering, for example repetitive errors because they involve laboratory tests, the labo- ordering of tests whose previous results have been ratory staffs are typically not liable for them. Yet the normal, orordering the wrong test or wrong sequence staff does have the responsibility to educate those in- ofteststoelucidateaproblemshouldbeminimizedby dividuals who may have caused them to ensure that careful supervision by attending physicians of their such errors do not recur. If practicing clinicians were trainees involved in the direct management of their able to use the knowledge that experienced labo- patients. Laboratorians need to be more involved in ratorians have about the strengths and weaknesses of teaching medical students so that when they become tests it is likely that much more clinically useful infor- residents their test ordering practices are not learned mation could be extracted from existing tests. Outside from senior residents who had learned their habits the laboratory, physicians rarely are knowledgeable from the previous generation of residents. Blanket about the intra- and interindividual variation observed application of clinical guidelines or test order-sets has when serial studies are performed on the same in- probably led to much misuse of clinical laboratory dividuals. For some tests a significant change for an tests. Many clinicians and laboratorians have attemp- individual may occur when his/her test values shift ted to reduce inappropriate test ordering, but the from toward one end of the reference interval toward overall conclusion seems to be that education is theother.Thusatestvaluedoesnotnecessarilyhaveto themost effectivemeans.Unfortunately,theeducation exceed the reference limits for it to be abnormal for a needs to be continuously reinforced to have a lasting given patient. If the preanalytical steps are not stan- effect. The education needs to address the clinical dardized when repeated testing is done on the same sensitivity of diagnostic tests, the context in which person, it is more likely that trends in laboratory data they are ordered and their half-lives. Above all edu- may be missed. Thereis an onus on everyone involved cation needs to address issues of biological variation intestorderingandtestperformancetostandardizethe and preanalytical factors that may affect test values, processes to facilitate the maximal extraction of infor- possibly masking trends or making the abnormal mation from the laboratory data. The combined goal result appear normal and vice versa. xv FOREWORD(FROMTHEFIRSTEDITION) This book provides a comprehensive review of the should be of equal value to clinicians, as to labo- factors leading to errors in all the areas of clinical lab- ratorians, as they seek the optimal outcome from their oratory testing. As such it will be of great value to all care of their patients. laboratorydirectorsandtraineesinlaboratorymedicine Reference and the technical staff who perform the tests in daily practice. By clearly identifying problem areas,the book [1] GoldschmidtHMJ,LentRW.Grosserrorsandworkflowanalysis lays out the opportunities for improvement. This book intheclinicallaboratory.KlinBiochemMetab1995;3:131e49. DonaldS. Young MD, Ph.D Professor ofPathology andLaboratory Medicine University ofPennsylvania Perelman College of Medicine, Philadelphia, PA Elsevier Radarweg29,POBox211,1000AEAmsterdam,Netherlands TheBoulevard,LangfordLane,Kidlington,OxfordOX51GB,UnitedKingdom 50HampshireStreet,5thFloor,Cambridge,MA02139,UnitedStates Copyright©2019ElsevierInc.Allrightsreserved. Nopartofthispublicationmaybereproducedortransmittedinanyformorbyanymeans,electronicormechanical,including photocopying,recording,oranyinformationstorageandretrievalsystem,withoutpermissioninwritingfromthepublisher.Details onhowtoseekpermission,furtherinformationaboutthePublisher’spermissionspoliciesandourarrangementswithorganizations suchastheCopyrightClearanceCenterandtheCopyrightLicensingAgency,canbefoundatourwebsite:www.elsevier.com/ permissions. ThisbookandtheindividualcontributionscontainedinitareprotectedundercopyrightbythePublisher(otherthanasmaybenoted herein). Notices Knowledgeandbestpracticeinthisfieldareconstantlychanging.Asnewresearchandexperiencebroadenourunderstanding, changesinresearchmethods,professionalpractices,ormedicaltreatmentmaybecomenecessary. Practitionersandresearchersmustalwaysrelyontheirownexperienceandknowledgeinevaluatingandusinganyinformation, methods,compounds,orexperimentsdescribedherein.Inusingsuchinformationormethodstheyshouldbemindfuloftheirown safetyandthesafetyofothers,includingpartiesforwhomtheyhaveaprofessionalresponsibility. Tothefullestextentofthelaw,neitherthePublishernortheauthors,contributors,oreditors,assumeanyliabilityforanyinjuryand/ ordamagetopersonsorpropertyasamatterofproductsliability,negligenceorotherwise,orfromanyuseoroperationofany methods,products,instructions,orideascontainedinthematerialherein. LibraryofCongressCataloging-in-PublicationData AcatalogrecordforthisbookisavailablefromtheLibraryofCongress BritishLibraryCataloguing-in-PublicationData AcataloguerecordforthisbookisavailablefromtheBritishLibrary ISBN:978-0-12-813776-5 ForinformationonallElsevierpublicationsvisitourwebsiteat https://www.elsevier.com/books-and-journals Publisher:StacyMasucci AcquisitionEditor:TariBroderick EditorialProjectManager:MeganAshdown ProductionProjectManager:PunithavathyGovindaradjane CoverDesigner:MarkRogers TypesetbyTNQTechnologies Preface Clinical laboratory tests have significant impact on of biotin in the troponin assay. Because people take patient safety and patient management because more megadoses of biotin, this is a serious public health than70%ofallmedicaldiagnosisarebasedonlaboratory concern.Therefore,weaddedanewchapter(Chapter8). testresults.Physiciansrelyonhospitallaboratoriesfor Another new chapter (Chapter 16) is also added to obtaining accurate results and a falsely elevated or discussissuesoffalsenegativeresultsintoxicologydue falselylowervalueduetointerferenceorpre-analytical to the difficulty in detecting certain drugs such as syn- errorsmayhavesignificantinfluenceondiagnosisand thetic cathinone (bath salts) and synthetic cannabinoids management of patients. Usually, a clinician questions (spices). Chapter 27 is also added to discuss sources of the validity of a test result if the result does not match errors in flow cytometry. Moreover, Chapters 29e31 are with clinicalevaluation of thepatient and calls labora- alsonewlyaddedchaptersinthesecondedition. tory professionals for interpretation. However, clini- Theobjectiveofthissecondeditionbookistoprovide cally significant inaccuracies in laboratory results may acomprehensiveguideforlaboratoryprofessionalsand go unnoticed and mislead the clinicians into inappro- cliniciansregardingsourcesoferrorsandmisinterpreta- priate diagnostic and therapeutic approaches, some- tion in the clinical laboratory and how to resolve such times with very adverse outcomes. The first edition of errors and identify discordant specimens. Accurate lab- “Accurate Results in the Clinical Laboratory: A Guide oratoryresultinterpretationisessentialforpatientsafety. to Error Detection and Correction” was published by This book is intended as a practical guide to laboratory Elsevierin2013andwasintendedasaguidetoincrease professionals and clinicians who deal with erroneous awareness of both clinicians and laboratory pro- results on a regular basis. We hope this book will help fessionalsaboutthevarioussourcesoferrorsinclinical themtobeawareofsuchsourcesoferrorsandempower laboratory tests and what can be done to minimize or themtoeliminatesucherrorswhenfeasibleortoaccount eliminatesucherrors.Thefirsteditionof thebook had for known sources of variability when interpreting 22 chapters and was well received by readers. Due to changesinlaboratoryresults. successofthefirstedition,Elsevierrequestedasecond Wewouldliketothankallcontributorsfortakingtime editionofthebook.Inthisedition,wenotonlyupdated fromtheirbusyprofessionaldemandstowritechapters. all chapters of the first edition, but also added 9 new Withouttheirdedicatedcontributionsthisprojectwould chapters so that the second book could be a concise nevermaterialize.Wealsothankourfamiliesforputting but comprehensive guide for both clinicians and upwithusforthelastyearwhenwespentmanyhours laboratory professionals to detect errors and sources during weekends and evenings writing chapters and of misinterpretation in the clinical laboratory and to editingthisbook.Finallyourreaderswillbethejudgesof preventorcorrectsuchresults. the success of this project. If our readers find this book Recently, biotin interferences in immunoassays that useful,allthehardworkofcontributorsandeditorswill utilize biotinylated antibodies have been described berewarded. which may lead to wrong diagnosis of Grave’s disease RespectfullySubmitted due to falsely low TSH (sandwich assay that shows AmitavaDasgupta negative interference due to biotin) but falsely elevated Houston,TX T3, T4 and FT4 (competitive immunoassays showing JorgeL.Sepulveda positive biotin interferences). The Food and Drug NewYork,NY Administrationreportedafataloutcomeduetoafalsely low troponin value as a result of negative interference xvii C H A P T E R 1 Variation, errors, and quality in the clinical laboratory Jorge L. Sepulveda Department of Pathology and Cell Biology, Columbia University Vagelos College ofPhysicians and Surgeons, New York, NY, United States INTRODUCTION 5. The analytical assaymeasuredthe concentration of theanalytecorresponding to its “true” level Recent studies demonstrated that in vitro diagnostic (comparedtoa“goldstandard”measurement)within tests are performed in up to 96% of patients and that aclinically acceptable marginof error(the total up to 80% of clinical decisions involve consideration of acceptable analytical error(TAAE)). laboratory results [1]. In addition, approximately 6. The report reaching theclinician contained theright 40e94%ofallobjectivehealthrecorddataarelaboratory result,together with interpretative information,such results[2e4].Diagnosticerrorsaccountedfor26e78%of asa reference rangeand othercomments, aiding identifiedmedicalerrors[5]andnearly60%ofmalprac- clinicians in thedecision-making process. tice claims [6], and were involved in 17% of adverse Failureatanyofthesestepscanresultinanerroneous effects due to medical errors in one large study [7]. ormisleadinglaboratoryresult,sometimeswithadverse Undoubtedly, appropriate ordering and interpretation outcomes.Forexample,interferenceswithpoint-of-care ofaccuratetestresultsareessentialformajorclinicalde- glucosetestingduetotreatmentwithmaltosecontaining cisions involving disease identification, classification, fluids have led to failure to recognize significant hypo- treatment, and monitoring. Factors that constitute an glycemia and to mortality or severemorbidity[11]. accurate laboratory result involve more than analytical accuracyand can be summarized asfollows: 1. Therighttest,withtherightcostsandrightmethod, ERRORS IN CLINICAL LABORATORY wasorderedfortherightpatient,attherighttime,for therightreason[8]:theimportanceofappropriatetest selectioncannotbeminimizedasstudieshaveshown Errors can occur in all the steps in the laboratory thatatleast20%ofalltestordersareinappropriate[9], testing process, and such errors can be classified as upto68%oftestsordereddonotcontributetoimprove follows (see Table1.1): patientmanagement[10]andconverselytestswerenot 1. Pre-analytical steps, encompassing the decision to orderedwhenneededinnearly50%ofpatients[9]. test, transmission of theorderto the laboratory for 2. Therightsamplewascollectedontherightpatient,at analysis,patient preparationand identification, the correct time, with appropriate patient sample collection, andspecimen processing. preparation. 2. Analyticalassay,which producesalaboratory result. 3. Therighttechniquewasusedcollectingthesampleto 3. Post-analytical steps, involving the transmission of avoid contaminationwith intravenous fluids, tissue thelaboratorydatatotheclinicalprovider,whouses damage, prolongedvenousstasis, orhemolysis. theinformation fordecision making. 4. The sample was properlytransported to the laboratory,storedattherighttemperature,processed Although minimization of analytical errors has been for analysis, andanalyzed in a manner that avoids themainfocusofdevelopmentsinlaboratorymedicine, artifactual changesin the measuredanalyte levels. the other steps are more frequent sources of erroneous AccurateResultsintheClinicalLaboratory,SecondEdition 3 https://doi.org/10.1016/B978-0-12-813776-5.00001-7 Copyright©2019ElsevierInc.Allrightsreserved. 4 1. VARIATION,ERRORS,ANDQUALITYINTHECLINICALLABORATORY TABLE1.1 Typesoferrorintheclinicallaboratory. TABLE1.1 Typesoferrorintheclinicallaboratory.dcont’d PRE-ANALYTICAL ANALYTICAL Testordering (cid:129) Highanalyticalturnaround (cid:129) Testperformby time unauthorizedpersonnel (cid:129) DuplicateOrder (cid:129) Ordermisinterpreted(test (cid:129) Instrumentcausedrandom (cid:129) Resultsdiscrepantwithother (cid:129) Orderingprovidernot ordered<>intendedtest) error clinicalorlaboratorydata identified (cid:129) Inappropriate/outmodedtest (cid:129) Instrumentmalfunction (cid:129) Testingnotcompleted (cid:129) Orderedtestnotperformed ordered (cid:129) QCfailure (cid:129) Wrongtestperformed (includeadd-ons) (cid:129) Ordernotpulledbyspecimen (cid:129) QCnotcompleted (differentfromtestordered) collector POST-ANALYTICAL Samplecollection (cid:129) Reportnotcompleted (cid:129) Reportedquestionable (cid:129) Unsuccessfulphlebotomy (cid:129) Check-innotperformed(in (cid:129) Delayinreportingresults results,detectedby (cid:129) Traumaticphlebotomy theLIS) (cid:129) Criticalresultsnotcalled laboratory (cid:129) Patientcomplaintabout (cid:129) Wrongpatientpreparation (cid:129) Delayincallingcritical (cid:129) Reportedquestionable phlebotomy (e.g.,non-fasting) results results,detectedbyclinician (cid:129) Therapeuticdrugmonitoring (cid:129) Resultsreportedincorrectly (cid:129) Failuretoappendproper testtimingerror (cid:129) Resultsreportedincorrectly comment Specimentransport fromoutsidelaboratory (cid:129) Readbacknotdone (cid:129) Resultsreportedtowrong (cid:129) Resultsmisinterpreted (cid:129) Inappropriatesample (cid:129) Specimendamagedduring provider (cid:129) Failuretoactonresultsof transportconditions transport tests (cid:129) Specimenleakedintransit (cid:129) Specimendamagedduring OTHER centrifugation/analysis Specimenidentification (cid:129) Proficiencytestfailure (cid:129) Employeeinjury (cid:129) Productwastage (cid:129) Safetyfailure (cid:129) Specimenunlabeled (cid:129) Date/timemissing (cid:129) Productnotdeliveredtimely (cid:129) Environmentalfailure (cid:129) Specimenmislabeled:No (cid:129) Collector’sinitialsmissing (cid:129) Productrecall (cid:129) Damagetoequipment NameorIDontube (cid:129) Labelillegible (cid:129) Specimenmislabeled:No (cid:129) Twocontradictorylabels Nameontube (cid:129) Overlappinglabels (cid:129) Specimenmislabeled: (cid:129) Mismatchrequisition/label results. An analysis indicated that pre-analytical errors IncompleteIDontube (cid:129) Specimeninformation accountedfor62%ofallerrors,withpost-analyticalrep- (cid:129) Wrongspecimenlabel misreadbyautomatedreader resenting23%andanalytical15%ofalllaboratoryerrors (cid:129) Wrongnameontube [12]. The most common pre-analytical errors included (cid:129) WrongIDontube incorrectordertransmission(atafrequencyofapproxi- (cid:129) Wrongbloodtype mately 3% of all orders) and hemolysis (approximately Highpre-analyticalturnaroundtime 0.3% of all samples) [13]. Other frequent causes of pre- (cid:129) Delayinreceivingspecimen (cid:129) STATnotprocessedurgently analytical errorsinclude thefollowing: inlab (cid:129) Delayinperformingtest (cid:129) Patient identificationerror (cid:129) Tube filling error, emptytubes,missing tubes, or Specimenquality wrong sample container (cid:129) Specimencontaminatedwith (cid:129) Hemolyzed (cid:129) Sample contaminationorcollected frominfusion infusionfluid (cid:129) Clottedorplateletclumps route (cid:129) Specimencontaminatedwith (cid:129) Inadequatesampletemperature microbes (cid:129) Specimentoooldforanalysis Particularattentionshouldbepaidtopatientidentifi- Specimencontainers cationbecauseerrorsinthiscriticalstepcanhavesevere consequences, including fatal outcomes, for example, (cid:129) Nospecimensreceived/ (cid:129) Wrongpreservative/ due to transfusion reactions or misguided therapeutic Missingtube anticoagulant (cid:129) Specimenlostinlaboratory (cid:129) Insufficientspecimen decisions. To minimize identification errors, health (cid:129) Wrongspecimentype quantityforanalysis care systems are using point-of-care identification sys- (cid:129) Inappropriatecontainer/tube (cid:129) Tubefillingerror(toomuch tems, whichtypically involvethefollowing: type anticoagulant) (cid:129) Wrongtubecollection (cid:129) Tubefilingerror(toolittle 1. Handheld devices connected to the laboratory instructions anticoagulant) information systems (LIS) that can objectively (cid:129) Emptytube identifythe patientby scanning a patient-attached barcode, typically a wrist band. I. SOURCESOFERRORSINCLINICALLABORATORIES:ANOVERVIEW

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