Abstracts and Abstracting CHANDOS INFORMATION PROFESSIONAL SERIES Series Editor: Ruth Rikowski (email: [email protected]) Chandos’new series of books are aimed at the busy information professional.They have been specially commissioned to provide the reader with an authoritative view of current thinking. They are designed to provide easy-to-read and (most importantly) practical coverage of topics that are of interest to librarians and other information professionals.If you would like a full listing of current and forthcoming titles, please visit our website www.chandospublishing.com or email [email protected] or telephone +44 (0) 1223 891358. New authors:we are always pleased to receive ideas for new titles;if you would like to write a book for Chandos,please contact Dr Glyn Jones on email [email protected] or telephone number +44(0) 1993 848726. Bulk orders: some organisations buy a number of copies of our books. If you are interested in doing this, we would be pleased to discuss a discount. Please email [email protected] or telephone +44(0) 1223 891358. Abstracts and Abstracting A genre and set of skills for the twenty-first century T K IBOR OLTAY Chandos Publishing Oxford •Cambridge (cid:127)New Delhi Chandos Publishing TBAC Business Centre Avenue 4 Station Lane Witney Oxford OX28 4BN UK Tel:+44 (0) 1993 848726 Email:[email protected] www.chandospublishing.com Chandos Publishing is an imprint of Woodhead Publishing Limited Woodhead Publishing Limited Abington Hall Granta Park Great Abington Cambridge CB21 6AH UK www.woodheadpublishing.com First published in 2010 ISBN: 978 1 84334 517 6 © T.Koltay,2010 British Library Cataloguing-in-Publication Data. A catalogue record for this book is available from the British Library. All rights reserved.No part of this publication may be reproduced,stored in or introduced into a retrieval system, or transmitted, in any form, or by any means (electronic, mechanical, photocopying,recording or otherwise) without the prior written permission of the Publishers. This publication may not be lent,resold,hired out or otherwise disposed of by way of trade in any form of binding or cover other than that in which it is published without the prior consent of the Publishers.Any person who does any unauthorised act in relation to this publication may be liable to criminal prosecution and civil claims for damages. The Publishers make no representation,express or implied,with regard to the accuracy of the information contained in this publication and cannot accept any legal responsibility or liability for any errors or omissions. The material contained in this publication constitutes general guidelines only and does not represent to be advice on any particular matter.No reader or purchaser should act on the basis of material contained in this publication without first taking professional advice appropriate to their particular circumstances. Any screenshots in this publication are the copyright of the website owner(s),unless indicated otherwise. Typeset by Domex e-Data Pvt.Ltd. Printed in the UK and USA. About the author Professor Tibor Koltay is Head of Department and Course Director for Library and Information Science (LIS) curricula at the Department of Information and Library Studies, Faculty of Applied and Professional Arts, Szent István University, Jászberény, Hungary. He also teaches at the Department of Library and Information Science at the University of West Hungary in Szombathely, Hungary. Professor Koltay graduated from Eötvös Loránd University, Budapest, Hungary in 1984 with an MA in Russian, and gained his PhD there in 2002. In 1992 he was awarded the Certificate of Advanced Studies in Library and Information Science at Kent State University, Kent, Ohio, USA. An experienced abstractor having written over 200 abstracts, Professor Koltay has been teaching abstracting since 1992 and in 2003 published a Hungarian language monograph on the theory and practice of abstracting. The author may be contacted via the publishers. vii 1 Introduction Abstracts and abstracting have a long history and the issues involved are still the subject of much comment, debate and research. Despite their changing role in the digital world, abstracts remain popular, even in cases where the user has complete full-text access, because the proper use of abstracts shields the searcher from unacceptable levels of irrelevance that result from full-text searching. In the changing information environment of our century and the era of Web 2.0, abstracting can be considered a fixed point characterised by the constancy, persistence and continuity of its values, yet still subject to development. Much has been written about abstracts and abstracting. Although there is a relatively large number of textbooks on the topic, there is no up-to-date book on abstracting in English. As well as giving a comprehensive coverage of the topic, the aim of this book is to present a novel viewpoint, especially on informative and indicative abstracts. The discussion is based on an interdisciplinary approach, blending the methods of library and information science and linguistics. Thus the book strives to be a synthesis of theory and practice based on a large existing body of knowledge, which nonetheless is often characterised by misleading terminology and flawed beliefs. This book is about abstracts and abstracting, a genre and a process that go together with a set of skills. Abstracts and 1 Abstracts and Abstracting abstracting may be called requisites of the twenty-first century with good reason. To discuss these issues thoroughly, a reflection on other, related genres is also necessary and will be provided. Who is this book for? This book is intended for three main groups of readers: (cid:1) professional abstractors (usually information professionals); (cid:1) researchers, who publish articles in scholarly journals; (cid:1) linguists and language teachers. Information professionals work under different names and have different duties, but the majority of them learn about abstracts and abstracting. Many of them also write abstracts on papers that have appeared in scholarly and professional journals. (In our subsequent discussions we will use the words article and paper as synonyms.) From among librarians, reference librarians (mainly working in academic and special libraries) will most probably face the challenge of abstracting (Palais, 1988). There is one important category of information professionals, called information brokers, who usually work independently. For them abstracting is also an important skill and occupation (Rosen, 1988). Researchers who publish papers in the scholarly journals of the fields of knowledge in which they work are usually required to write abstracts of their own papers. These are called author abstracts. We will define them in Chapter 2 on definitions and discuss their attributes in a subsection of Chapter 3. Abstracting is also of interest to linguists and language teachers, especially practitioners who specialise in English for Specific Purposes (ESP) and English for Academic Purposes 2 Introduction (EAP), as well as English as a Second Language (ESL) and English as a Foreign Language (EFL), who can thus also make use of this book. Similarly, those who teach technical writing can find many parts of the book useful. At the end of this introduction, we will discuss this in more detail. What is abstracting and what is an abstract? Stated very simply, abstracting is the process of producing abstracts. It is a writing activity that allows information to be passed on in an economical way (Werlich, 1988). To make the notion of the abstract clear, let us first take a simple, practice-oriented definition which states ‘an abstract is a condensed version of a longer piece of writing that highlights the major points covered, concisely describes the content and scope of the writing, and reviews the writing’s contents in abbreviated form’ (Kilborn, 1998). Although the word abstract can have different meanings in different contexts, it is usually assumed that an abstract will present the main contents of an original document. There is clearly a burning question: how can we identify this main or, in other words, most important content? It is the goal of this book to answer this question and in Chapter 5 we will concentrate in particular on doing so. The abstract is a condensed document shorter than the original, the content of which is represented by the abstract. An abstract is a representation in the sense that it stands for another text (Cross and Oppenheim, 2006). We will develop this thought further in Chapter 2 on definitions. Note: Up to this point we have been using – and will henceforth continue to use – the words information and document as near synonyms, even though we know, for 3 Abstracts and Abstracting example, that documents can also be regarded as containers of information. There are other similar cases which we will point out as necessary. Why abstracts and abstracting? In advertising its courses on abstracting, the Association for Information Management (Aslib, a professional organisation based in the United Kingdom) states the following: Information overload affects everyone, and there is an urgent need for people who can extract the key facts and opinions from documents rapidly and reproduce them accurately. Abstracting and summarising techniques are essential for current awareness services, enquiry answering and desk research, preparing briefings and writing reports. (Aslib, 2008) This passage shows that many different types of abstracting can be found in libraries, information centres and other institutions concerned with information, as well as in the field of scientific and scholarly research. (Despite the slight but perceptible difference between the meaning of the words scientific and scholarly, we will use them interchangeably.) There are, obviously, other different incentives to study abstracting and acquire abstracting skills. To explain the different motivations to write abstracts, we need to take a look at the nature of scholarly literature. Both information professionals and researchers of different disciplines know that there has been and still is an enormous growth in scholarly literature. This growth is especially notable in the (hard, natural) sciences, where researchers use scholarly journals both for publishing and gaining knowledge. The 4 Introduction vast quantities of literature generally and of journal papers in particular make it extremely difficult to survey, find and use relevant publications. This has resulted in a demand for representations of documents that are not only condensed but are accurate and thorough. These representations – abstracts – have become the standard tools for accessing professional and scholarly literature (Pinto and Lancaster, 1999; Cross and Oppenheim, 2006). As Lancaster (2003) points out, the growth in the quantity of information caused by the development of the Internet and especially the widespread use of the World Wide Web has made the situation even more complicated. If we regard the Internet as an information source, its main problem is not merely its size giving access to a tremendous quantity of information. The major problem is the lack of quality control. To be exact, there is no quality control that is similar or comparable to those mechanisms which characterise the information systems of the print environment. In the print environment, various institutions perform a quality filtering function. To begin with, publishers of scholarly books and journals apply a review procedure. In the case of journal papers, filtering is done by editors as well as by representatives of the given field’s wider community. The latter perform a peer review to ensure that papers correspond to the norms of the field and are acceptable for the given scholarly community. At the next level, indexing and abstracting services provide a quality filter in terms of the choices they make to index or abstract from among the published papers. Indexing services produce indexes of the literature. These contain not only bibliographic data such as the author, the title of the article, the name, the publication year, the volume and issue of the journal and the pages where a given paper appeared, but there is information about the topics covered 5