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Bristol Studies in East Asian International Relations Olore sundebis qui aut et, simus, soluptiis disitem B R dolorpo remque volorepedita dolendam ra IST O simeni aut aut quisquia explist aut unda pel ma L S T pa sum dolorposae reni as venit prae sum. U D IE S IN E A S T Assimilitatus conseri ommodis As adis sit utem nia ipid et duciur atis ium doluptis voles ASIA maximil moluptiunt, cor molupta pra poribus dis sandi invent, N tistruptae etur sum andellest, si conet est, omnihit aciisse cepudit istrum ea vellectat IN eos rerum doluptate volupta T simusam, et perovit, consequam eaquam doluptiumque cus nullacc aborernam voluptasped ERN exerumq uossit, tem quaesci ducid magnat plibea qui A re suntint aut mintotas demp T nonsequ asperor ibuscii squibus autenis quias digendit evella IO orrum quossit et ut resseque N a dem reped quos ium quam aute voloris sum qui derunt A vel ipidem fugiate voluptibusam L ressequi officim fugit et anihillectem voluptatur accus. R reprovi destis dolore, totas earc E L A hil eum hitaere perumquae. Cae nobis sitibea nobis sunti in ni nos imi, volorerata nia T IO Delliquam quid qui ulparioodio. conecea runtore sequis acit et ad est, cone modis expliquo N S Ittaat isou cmoqnu eist smeadg qnuaatumr. es volup mAso aludpist asist aumte mde nliqiau iep ipdr oetv idtautcuiru rs iat,t iust i uemt d doolulupptutirs. voles A H maximil moluptiunt, cor molupta pra poribus dis sandi invent, IE si conet est, omnihit aciisse cepudit istrum ea vellectat RA R eaquam doluptiumque cus nullacc aborernam voluptasped C H exerumq uossit, tem quaesci ducid magnat plibea qui IC A nonsequ asperor ibuscii squibus autenis quias digendit evella L V a dem reped quos ium quam aute voloris sum qui derunt IS ressequi officim fugit et anihillectem voluptatur accus. IO A Hierarchical N O F O R D Vision of Order E R AN Understanding Chinese Bristol Studies in East Asian SERIES EDITORS T O International Relations. Theoretically Felix Berenskoetter IN rich and innovative scholarship that Neta C Crawford E R Foreign Policy in Asia speaks to the problems of world O Stefano Guzzini T politics and advances theoretical H knowledge in the field of International Relations. Cover image: XXXXXXXXXXX ANTOINE ROTH ISBN: XXX-X-XXX-XXX-X B R I @bristoluniversitypress XXX SAMPLE BAR CODE STO www.bristoluniversitypress.co.uk XX L Bristol Studies in East Asian International Relations Series Editors: Yongjin Zhang, University of Bristol, UK, Shogo Suzuki, University of Manchester, UK and Peter Kristensen, University of Copenhagen, Denmark This series publishes cutting-edge research on the changing international politics of East Asia. It covers the security dynamics, the causes of conflict and cooperation, and the ongoing transformation of the region, as well as the impact of East Asia on the wider global order. The series contributes to theoretical debates within the field of International Relations. Topics studied in East Asia can shed fresh light on disciplinary debates while the theoretical insights can challenge and enrich the propositions of mainstream IR theories which have been derived mostly from the European experience. In welcoming theoretically informed and theoretically innovative works, this series plays an important role in developing and establishing new Asian schools of thought in International Relations theory. Also available Middle Powers in Asia Pacific Multilateralism By Sarah Teo China’s Rise and Rethinking International Relations Theory Edited by Chengxin Pan and Emilian Kavalski China Risen? Studying Chinese Global Power By Shaun Breslin The Responsibility to Provide in Southeast Asia Towards an Ethical Explanation By See Seng Tan Find out more at bristoluniversitypress.co.uk/ bristol-studies-in-east-asian-international-relations International advisory board Amitav Acharya, American University, Washington D.C., US Mark Beeson, University of Technology Sydney, Australia Barry Buzan, London School of Economics and Political Science, UK Zhimin Chen, Fudan University, Shanghai, China Ja Ian Chong, National University of Singapore, Singapore Paul Evans, University of British Columbia, Canada Rosemary Foot, University of Oxford, UK Evelyn Goh, Australian National University, Australia Linus Hagström, Swedish Defense University, Sweden Miwa Hirono, Ritsumeikan University, Japan Yuichi Hosoya, Keio University, Japan Weixing Hu, University of Hong Kong, China Xiaoming Huang, Victoria University of Wellington, New Zealand Christopher R. Hughes, London School of Economics and Political Science, UK Yang Jiang, Danish Institute for International Studies, Denmark Hun Joon Kim, Korea University, South Korea Jing Men, College of Europe, Belgium Nele Noesselt, University of Duisburg-Essen, Germany John Ravenhill, University of Waterloo, Canada Masayuki Tadokoro, Keio University, Japan Yu-Shan Wu, National University of Taiwan, Taiwan Find out more at bristoluniversitypress.co.uk/ bristol-studies-in-east-asian-international-relations A HIERARCHICAL VISION OF ORDER Understanding Chinese Foreign Policy in Asia Antoine Roth First published in Great Britain in 2023 by Bristol University Press University of Bristol 1- 9 Old Park Hill Bristol BS2 8BB UK t: + 44 (0)117 374 6645 e: bup- [email protected] Details of international sales and distribution partners are available at bristoluniversitypress.co.uk © Bristol University Press 2023 British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library ISBN 978- 1- 5292- 2750- 5 hardcover ISBN 978- 1- 5292- 2751- 2 ePub ISBN 978- 1- 5292- 2752- 9 ePdf The right of Antoine Roth to be identified as author of this work has been asserted by him in accordance with the Copyright, Designs and Patents Act 1988. All rights reserved: no part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form or by any means, electronic, mechanical, photocopying, recording, or otherwise without the prior permission of Bristol University Press. Every reasonable effort has been made to obtain permission to reproduce copyrighted material. If, however, anyone knows of an oversight, please contact the publisher. The statements and opinions contained within this publication are solely those of the author and not of the University of Bristol or Bristol University Press. The University of Bristol and Bristol University Press disclaim responsibility for any injury to persons or property resulting from any material published in this publication. Bristol University Press works to counter discrimination on grounds of gender, race, disability, age and sexuality. Cover design: blu inc Front cover image: Shutterstock / grebeshkovmaxim Bristol University Press uses environmentally responsible print partners. Printed in Great Britain by CPI Group (UK) Ltd, Croydon, CR0 4YY Contents Acknowledgements vi Introduction 1 1 Aspects of Asia as an International System 20 2 The Ideal of Hierarchical Order 42 3 Statecraft in the Long Imperial Era 59 4 China’s Forced Entry into International Society and the 80 Transformation of the Ideal of Hierarchical Order 5 The Pursuit of a Hierarchical Order in the People’s 101 Republic of China 6 Moral Discourse and Ritual in Contemporary 120 Chinese Diplomacy 7 Traditional Tools of Rulership in the Modern World 144 Conclusion 167 References 179 Index 213 v newgenprepdf Acknowledgements Many people have contributed to the completion of this book. It is issued from a PhD dissertation completed under the supervision of Takahara Akio at the University of Tokyo. My most special thanks go to him for his kind and steady support as I grappled with the challenge of constructing my argument and finding something meaningful to say about China’s relations with its neighbours. I must also thank Kawashima Shin for his guidance, as well as Matsuda Yasuhiro and Kohara Masahiro for their judicious criticism and comments. My thanks as well to fellow members of our study group at the University, and in particular to Lim Jaewhan and Li Hao, who always gave constructive feedback and raised stimulating questions, and to Zheng Huangyan, who offered me friendship and precious moral support during all my years in Tokyo. Financially, my research was supported by a scholarship from the Japanese Ministry of Education, Culture, Sports, Science, and Technology, and by a grant from the Japanese Society for the Promotion of Science. I am grateful for this too. Outside the University of Tokyo, very special thanks must go to Felix Kuhn, with whom I shared many an evening discussing various topics related to this book, and who shaped my thinking in more ways than he knows. My loving gratitude, finally, to my family and to Marica in particular. This book could not have come together without her unconditional affection and support during my years of research and writing. vi Introduction Sixty years is a particularly meaningful number in the traditional Chinese calendar, the completion of a cycle and the beginning of a new one. On the 60th anniversary of the People’s Republic of China (PRC) in 2009, marked by a grand military parade in the centre of Beijing and many festivities, the Chinese Communist Party (CCP) had indeed a lot to celebrate. It had successfully hosted the Olympic Games and used it as a sort of coming- out party, displaying to the world the fruits of China’s economic miracle. While the West was mired in the deepest recession since the 1930s, China had avoided a complete crash thanks to a massive fiscal stimulus. The G20, where China could play a prominent role, replaced the G8 as the main forum to discuss global economic issues. China was also about to surpass Japan to become the second-l argest economy on the planet, an ascent symbolizing the success of its growth strategy and the enormous economic (and military) capabilities that it had acquired. In short, things were mostly going China’s way and a sense that the world’s centre of gravity was shifting eastwards was spreading in the PRC and around the world. Against this background, an increasingly confident CCP declared that a ‘new situation’ (xin xingshi) had arisen. At the fourth plenum of the 17th CCP Central Committee in mid- 2009, this new situation was described thusly: The world is currently in a period of major developments, major changes and major adjustments. The multi- polarisation of the world; the deep development of economic globalisation; the constant progress of science and technology; the far- reaching influence of the international financial crisis; the new change occurring in the structure of the world economy; the new situation appearing in the international balance of power; the new characteristics emerging in the global thought and culture exchanges, mixing and confrontation; the continued dominance of developed nations in terms of economy, science and technology, etc.; the trend toward intense comprehensive national power competition and intense battle for all kinds of strengths; the growing number of unstable and uncertain factors; [all 1 A HIERARCHICAL VISION OF ORDER these trends] present new opportunities and new challenges for our country’s development.1 This assessment referred to the uncertainties of the modern world – transnational threats like terrorism, global warming, the erosion of state authority due to economic globalization – but also acknowledged that China’s power had risen compared with that of the West. It emphasized the need for China to strengthen its position in an international arena seen as fundamentally competitive. The ‘new situation’ thus opened the door to a more assertive foreign policy posture to guard against new threats and seize new opportunities to advance China’s interests. The expression became increasingly prevalent in high-l evel speeches in the following years, especially after the start of the presidency of Xi Jinping in 2012 (Bradley, 2014). This all culminated with Xi’s proclamation of a ‘new era’ (xin shidai) at the 19th Party Congress in October 2017, signalling that the change in China’s understanding of its international environment in the previous decade or so, and the ensuing shift in its foreign policy, had become the new normal. How China’s foreign policy posture would adapt to meet the demands of the ‘new situation’ became clear in the years after 2009. This period saw a growing shift away from Deng Xiaoping’s admonishment to ‘bide our time and keep a low profile’ (taoguang yanghui, literally ‘hide one’s brilliance and nourish obscurity’) on the international stage. Under this policy, China had become increasingly engaged in international affairs, but had largely done so by embedding itself ever more deeply in existing international structures. It emphasized its respect for prevailing norms and practices in order to reassure other countries that its rise would be peaceful and create a stable international environment while it focused on building its strength at home. More recently, however, China has become less shy about taking the initiative and using its growing resources to increase its international footprint, especially in its neighbourhood. It has launched major economic and diplomatic initiatives like the Asian Infrastructure Investment Bank (AIIB) or the Belt and Road Initiative (BRI, or ‘One Belt One Road’, yidai yilu in Chinese), asserted its territorial claims in the East and South China Sea, and expanded its maritime activities more generally. Rhetorically as well, Chinese leaders have displayed greater confidence and affirmed their intentions to take centre stage in international society. In 2009, President Hu Jintao was merely encouraging 1 ‘中共中央关于加强和改进新形势下党的建设若干重大问题的决定’ [Decisions of the CCP Central Committee on several important questions regarding the strengthening and improvement of party construction under the new situation], People’s Daily Online, 28 September 2009. On the development, since 2000, of similar concepts leading up to the ‘new situation’, see Heath, 2014: 116- 8. 2 INTRODUCTION Chinese diplomats to be more ‘active’ in pursuing cooperation with other states and in promoting multilateralism.2 By 2017, however, his successor Xi Jinping was ready to announce that China could take the lead (yindao) in creating a more just international order and preserving international security and stability.3 Studying China’s vision of order Such talk of reforming international order to make it ‘more just’ is omnipresent in speeches by Chinese leaders, but they remain rather vague on what that concretely entails. It is clear, however, that the new order they seek to create should see the influence of Western powers, the United States (US) chief among them, and the liberal values they promote diminish significantly. When studying China’s vision of international order, then, many observers have focused on the Chinese challenge to US leadership of international order or to liberal norms (Ikenberry, Wang, and Zhu, 2015; Jones, 2018; Johnston, 2019; Tobin, 2020; Doshi, 2021). These studies share a focus on the Chinese attitude towards existing international structures and norms, although they differ in their conclusion as to how deep and comprehensive the PRC’s challenge towards them actually is. They devote comparatively less attention to China’s own order- building efforts. Furthermore, they tend to reduce international order to America’s domination of it, or alternatively to disaggregate order into a series of distinct regimes covering different issue areas like security, trade, and the environment. By doing so, they can lose sight of the fact that order can also be understood as something more fundamental, a sort of ‘political constitution of world politics’ that sets the basic parameters within which states interact with each other (Hurrell, 2007: 3). This understanding of order, adopted in this book, has been developed most of all by the English School of international relations theory. It is aptly described by Evelyn Goh as ‘sustained, rule-g overned interaction amongst a society of states that share common understandings about their primary goals and means of conducting international affairs’ (Goh, 2013a: 169).4 Scholars in the English School tradition have written illuminating works on China’s search for great power status in a global international society dominated until now 2 ‘第十一次驻外使节会议在京召开’ [11th ambassadorial conference convenes in Beijing], 20 July 2009, www.fmprc.gov.cn/ chn/ pds/ gjhdq/ gjhd qzz/ mzblwe lm/ xgxw/ t574 427.htm. 3 ‘习近平首提 ‘两个引导’ 有深意’ [The ‘Two Leaderships’ put forward by President Xi Jinping have deep meaning], Studying China, 21 February 2017. 4 In Hedley Bull’s famous definition, international society is formed by a group of states who, ‘conscious of certain common interests and common values ... conceive themselves to be bound by a common set of rules in their relations with one another, and share in the working of common institutions’ (2002: 13). 3

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