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NanoScience and Technology Patrick Vogt · Guy Le Lay    Editors Silicene Prediction, Synthesis, Application NanoScience and Technology Series editors Phaedon Avouris, IBM Research, Yorktown Heights, USA Bharat Bhushan, The Ohio State University, Columbus, USA Dieter Bimberg, Technical University of Berlin, Berlin, Germany Cun-Zheng Ning, Arizona State University, Tempe, USA Klaus von Klitzing, Max Planck Institute for Solid State Research, Stuttgart, Germany Roland Wiesendanger, University of Hamburg, Hamburg, Germany Theseries NanoScienceandTechnologyisfocusedonthefascinatingnano-world, mesoscopic physics, analysis with atomic resolution, nano and quantum-effect devices, nanomechanics and atomic-scale processes. All the basic aspects and technology-oriented developments in this emerging discipline are covered by comprehensive and timely books. The series constitutes a survey of the relevant specialtopics,whicharepresentedbyleadingexpertsinthefield.Thesebookswill appeal to researchers, engineers, and advanced students. More information about this series at http://www.springer.com/series/3705 Patrick Vogt Guy Le Lay (cid:129) Editors Silicene Prediction, Synthesis, Application 123 Editors Patrick Vogt GuyLe Lay Institut für Physik CNRS, PIIMUMR 7345 Technische UniversitätChemnitz Aix-Marseille University Chemnitz, Germany Marseille, France ISSN 1434-4904 ISSN 2197-7127 (electronic) NanoScience andTechnology ISBN978-3-319-99962-3 ISBN978-3-319-99964-7 (eBook) https://doi.org/10.1007/978-3-319-99964-7 LibraryofCongressControlNumber:2018953713 ©SpringerNatureSwitzerlandAG2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors, and the editorsare safeto assume that the adviceand informationin this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface Elemental 2D Materials Beyond Graphene Nano-structures, objects limited in one or more dimensions to the nanometre scale, form the basis of nanotechnology, a research field initiated by the famous talk of Richard Feynman in 1959, entitled “There is plenty of room at the bottom”. In this talk, Richard Feynman did not only describe the enormous impact that nanotech- nologywouldhavefortechnologicalapplicationsbutunderlinedalsothenecessityof microscopic imaging on an atomic scale, meaning the visualisation of single atoms. Such an enormous resolution was achieved through the invention of the scan- ning tunnelling microscope by Gerd Binnig and Heinrich Rohrer; they were awarded the Nobel Prize in Physics in 1986. This microscope allowed for the first timetoimagesingleatomsofasolidsurface,openingthedoorfortheinvestigation ofallsortsofcrystallinenano-objects.Asanaturalconsequence,theunderstanding of solid matter on an atomic scale has enormously evolved and formation, struc- turing and manipulation of nano-objects came into focus. These nano-objects can be described as quasi-0D, -1D or -2D allotropes of chemically the same 3D crystal, where the dimensionality is one of the most defining material parameters. This means that the identical material exhibits dras- tically different properties depending on its dimensionality, making the dimen- sionality a key-parameter for the development of new pioneering concepts for technological applications. Although quasi-0D and -1D objects had been well investigated and understood, two-dimensional crystals were experimentally unknownbeforethediscoveryofgraphenein2004,awardedthe2010NobelPrize inPhysics.Thisfirstpurely2Dmaterialconsistsofcarbonatomsarrangedina2D hexagonal honeycomb structure, and was obtained by exfoliating single atomic layersfroma parentgraphitecrystal using apiece ofstickytape. Theoriginfor its purely2Datomicarrangementisthepreferentialsp2hybridizationofcarbonatoms, a fundamental aspect for organic chemistry. Symmetry and dimensionality make graphene to stand out by its resulting peculiar physical properties. For instance, the electrons in graphene behave like v vi Preface masslessrelativisticparticles,theso-calledDirac-fermions.Consequently,graphene hasaveryhighelectronmobility,makingitanidealcandidatefortheapplicationin electronic devices. The missing electronic band gap in graphene is the only draw- back and hinders its application in logic devices. In the years after its discovery, a multitude of technological applications of graphene was envisaged, ranging from ultrafast transistors tothereplacementsof silicon- based computer technology. Suchoptimisticexpectationshavemotivatedthesearchforother,maybesimilar, 2D materials, which exhibit an intrinsic electronic band gap and can be exfoliated from natural layered crystals, in analogy to graphite and graphene. These layered materials have strong in-plane bonds and weaker van der Waals coupling between the atomic layers, allowing their exfoliation. The family of transition metal dichalcogenide monolayers was the next group of 2D materials and initially exploredbyalargenumberofresearchers,nicelyillustratedforMoS ,thematerial, 2 which gave birth to the first single-layer transistors in early 2011. Deviatingfromthisexfoliationapproachofbinarycompounds,aroundthattime only a few research groups were striving to create novel mono-elemental 2D materials synthetically. Already in 1994, 10 years before the advent of graphene, the possible existence of 2D silicon and germanium analogues to graphene had been suggested theoretically. These 2D materials were later coined silicene and germanene, though having a slightly buckledatomichoneycombstructure because ofthedifferentpreferentialhybridizationstateoftheSiandGeatomsincomparison to C atoms in graphene. It was only in 2012, that silicene was synthesized, under ultrahigh vacuum conditions on a silver (111) single crystal by Si molecular beam epitaxy, and, in parallel, on zirconium diboride thin films grown on Si(111) substrates by Si seg- regation through the film. This realization has faced many hurdles, and the prop- erties of the resulting 2D Si layers have been discussed controversially in the literature.Thisdisputeincludeditsmerepotentialexistence,itspracticalfeasibility and its notation as silicene. In fact, the layers grown epitaxially on a supporting substrate material differ compared to the theoretically calculated properties of so-called freestanding silicene. The latter is only a theoretical concept, as its existence has not been demonstrated yet. However, it turned out that even though influencedbythesubstratethe2Dcharacterofepitaxialsiliceneclearlycontributes to its fundamental properties. Quickly after its synthesis, the first silicene transistor—with a single-layer channel—operating at room temperature, with ambipolar character and good mobilities, was reported in 2015. The synthesis of epitaxial silicene further laun- ched an intensive search for finding ways to epitaxially synthesize other group-IV materials based on germanium and tin, named germanene and stanene (from the latinwordfortin:stannum),respectively.Thesynthesisofgermanenewasreported in 2014, of stanene in 2015. By this endeavour, a new burgeoning field took the stage, with the young family of buckled 2D elemental materials. A cornucopia of unprecedented outstanding properties are predicted for these materials, resulting from their slightly buckled atomic structure and a significant spin–orbit interaction in their atomic constituents. Preface vii Those expectations range from the tunability of their electronic band gap, the modification of their electronic properties by functionalization, to their 2D topo- logical properties. The latter opens the way to a quantum spin Hall effect at accessible temperatures (if not even, room temperature). The evolution of topo- logically non-trivial properties will be more robust for the heavier constituting elements,becauseoftherelatedstrongerspin–orbitinteraction,furtherstrengthened bythelargerbuckling.Topologicalpropertiesareenvisagedtoenableentirelynew conceptsinelectronicdevicesandtheirpredictionanddescriptionwasawardedthe 2016 Nobel Prize in physics. In this book, the theoretical background and predictions, the growth and syn- thesis of 1D and 2D Si-structures, their properties and application for electronic devices such as a field effect transistor and the synthesis of other elemental 2D materials,likegermanenearepresentedanddiscussedbykeyinternationalexperts. Chemnitz, Germany Patrick Vogt Marseille, France Guy Le Lay Contents 1 A Vision on Organosilicon Chemistry and Silicene. . . . . . . . . . . . . 1 Deepthi Jose, Chandra Chowdhury and Ayan Datta 1.1 Aromatic Molecules and Silicon Substituted Cyclic Rings . . . . 1 1.2 Chemical Bonding: Unsaturated Carbon Systems Versus Silicon Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1.3 Effect of Buckling Distortions in Si Rings: The Psuedo 6 Jahn-Teller (PJT) Effect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.4 Chemical Functionalization on Silicon Rings to Make Them Planar . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 1.5 Electron and Hole Transport in Silicene . . . . . . . . . . . . . . . . . 11 1.6 Reactivity of Silicene Towards Hydrogen and Band Gap Tuning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 1.7 Tip Enhanced Raman Spectroscopy (TERS) as a Probe for the Buckling Distortion in Silicene . . . . . . . . . . . . . . . . . . 16 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 2 Density-Functional and Tight-Binding Theory of Silicene and Silicane. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 V. Zólyomi, N. D. Drummond, J. R. Wallbank and V. I. Fal’ko 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23 2.2 First-Principles Theory of Silicene and Silicane . . . . . . . . . . . . 25 2.2.1 Structure, Stability, and Electronic Band Structure of Silicene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 2.2.2 Structure, Stability, and Electronic Band Structure of Silicane . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 2.3 Tight-Binding Description of Silicene and Silicane . . . . . . . . . 30 2.3.1 All-Valence Tight-Binding Model of Silicene . . . . . . . 30 2.3.2 All-Valence Tight-Binding Model of Silicane . . . . . . . 31 2.4 Silicene in a Transverse External Electric Field . . . . . . . . . . . . 34 ix x Contents 2.5 SO Coupling and Topological Phase Transition in Silicene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37 2.5.1 SO Induced Band Gap in Silicene . . . . . . . . . . . . . . . 37 2.5.2 Transition from Topological Insulator to Band Insulator State . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 38 2.6 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39 3 Electronic and Topological Properties of Silicene, Germanene and Stanene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 Motohiko Ezawa 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43 3.2 Graphene and Silicene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44 3.2.1 Graphene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45 3.2.2 Silicene and Tunable Band Gap . . . . . . . . . . . . . . . . . 46 3.2.3 Generalized Dirac Mass Terms . . . . . . . . . . . . . . . . . 49 3.3 Berry Curvature and Chern Number . . . . . . . . . . . . . . . . . . . . 49 3.3.1 TKNN Formula . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 3.3.2 Berry Curvature in Centrosymmetric System . . . . . . . 51 3.3.3 Pontryagin Number . . . . . . . . . . . . . . . . . . . . . . . . . . 53 3.3.4 Classification of Topological Insulators . . . . . . . . . . . 54 3.4 Topological Edges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 55 3.4.1 Bulk-Edge Correspondence . . . . . . . . . . . . . . . . . . . . 55 3.4.2 Herical Edges and Chiral Edges . . . . . . . . . . . . . . . . . 56 3.4.3 Inner Edges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 3.4.4 Topological Kirchhoff Law . . . . . . . . . . . . . . . . . . . . 58 3.5 Topological Quantum Field-Effect Transistor . . . . . . . . . . . . . . 59 3.6 Impurity Effects to Topological Quantum Field-Effect Transistor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 62 3.6.1 QSH Phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 3.6.2 QVH Phase . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 3.7 Phosphorene and Anisotropic Honeycomb Lattice . . . . . . . . . . 65 3.7.1 Band Structure of Anisotropic Honeycomb Nanoribbons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 3.7.2 Topological Origin of Flat Bands . . . . . . . . . . . . . . . . 68 3.7.3 Wave Function and Energy Spectrum of Edge States . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 4 Optical Properties of Silicene and Related Materials from First Principles. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73 Friedhelm Bechstedt, Lars Matthes, Paola Gori and Olivia Pulci 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 74 4.2 Theoretical and Numerical Methods . . . . . . . . . . . . . . . . . . . . 74

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