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Research Methods in Biomechanics SECOND EDITION D. GORDON E. ROBERTSON University of Ottawa GRAHAM E. CALDWELL University of Massachusetts, Amherst JOSEPH HAMILL University of Massachusetts, Amherst GARY KAMEN University of Massachusetts, Amherst SAUNDERS N. WHITTLESEY HUMAN KINETICS Library of Congress Cataloging-in-Publication Data Robertson, D. Gordon E., 1950- author. Research methods in biomechanics / D. Gordon E. Robertson, Graham E. Caldwell, Joseph Hamill, Gary Kamen, Saunders N. Whittlesey. -- 2nd edition. p. ; cm. Includes bibliographical references and index. I. Caldwell, Graham E., 1954- author. II. Hamill, Joseph, 1946- author. III. Kamen, Gary, author. IV. Whittlesey, Saunders N., author. V. Title. [DNLM: 1. Biomechanics. 2. Research Design. WE 103] QP303 612.7'6072--dc23 2013017879 ISBN-10: 0-7360-9340-0 (print) ISBN-13: 978-0-7360-9340-8 (print) Copyright © 2014, 2004 by D. Gordon E. Robertson, Graham E. Caldwell, Joseph Hamill, Gary Kamen, and Saunders N. Whittlesey All rights reserved. Except for use in a review, the reproduction or utilization of this work in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including xerography, photocopying, and recording, and in any information storage and retrieval system, is forbidden without the written permission of the publisher. The web addresses cited in this text were current as of May 1, 2013, unless otherwise noted. Acquisitions Editors: Loarn D. Robertson, PhD, and Amy N. Tocco; Developmental Editor: Katherine Maurer; Assistant Edi- tors: Susan Huls, Casey A. Gentis, and Elizabeth Evans; Copyeditor: Julie Anderson; Proofreader: Sarah Wiseman; Indexer: Nancy Ball; Permissions Manager: Dalene Reeder; Graphic Designer: Joe Buck; Graphic Artist: Denise Lowry; Cover Designer: Keith Blomberg; Cover Image: Courtesy of C-Motion, Inc.; Photographs (interior): Courtesy of the authors; Photo Asset Manager: Laura Fitch; Photo Production Manager: Jason Allen; Art Manager: Kelly Hendren; Associate Art Man- ager: Alan L. Wilborn; Art Style Development: Joanne Brummett; Illustrations: © Human Kinetics, unless otherwise noted; Printer: Edwards Brothers Malloy Printed in the United States of America 10 9 8 7 6 5 4 3 2 1 The paper in this book is certified under a sustainable forestry program. Human Kinetics Website: www.HumanKinetics.com United States: Human Kinetics, P.O. Box 5076, Champaign, IL 61825-5076 800-747-4457 e-mail: [email protected] Canada: Human Kinetics, 475 Devonshire Road Unit 100, Windsor, ON N8Y 2L5 800-465-7301 (in Canada only) e-mail: [email protected] Europe: Human Kinetics, 107 Bradford Road, Stanningley, Leeds LS28 6AT, United Kingdom +44 (0) 113 255 5665 e-mail: [email protected] Australia: Human Kinetics, 57A Price Avenue, Lower Mitcham, South Australia 5062 08 8372 0999 e-mail: [email protected] New Zealand: Human Kinetics, P.O. Box 80, Torrens Park, South Australia 5062 0800 222 062 e-mail: [email protected] E5144 To our current and former students. Contents Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi Introduction Biomechanics Analysis Techniques: A Primer . . . . . . . . . . . .1 Gary Kamen What Tools Are Needed in Biomechanics? ...............................1 Applications of the Principles of Biomechanics: An Example..................1 Numerical Accuracy and Significant Digits................................4 Summary.........................................................5 List of Abbreviations ................................................5 PART I KINEMATICS 7 1 Chapter Planar Kinematics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9 D. Gordon E. Robertson and Graham E. Caldwell Description of Position ..............................................9 Degrees of Freedom...............................................11 Kinematic Data Collection...........................................12 Linear Kinematics .................................................18 Angular Kinematics ................................................24 Summary........................................................32 Suggested Readings...............................................33 2 Chapter Three-Dimensional Kinematics . . . . . . . . . . . . . . . . . . . . . .35 Joseph Hamill, W. Scott Selbie, and Thomas M. Kepple Collection of Three-Dimensional Data..................................35 Coordinate Systems and Assumption of Rigid Segments ...................36 Transformations Between Coordinate Systems...........................37 Defining the Segment LCS for the Lower Extremity .......................38 Pose Estimation: Tracking the Segment LCS.............................45 Joint Angles .....................................................50 Joint Angular Velocity and Angular Acceleration of Cardan Joint Angles........58 Summary........................................................59 Suggested Readings...............................................59 v vi (cid:96) Contents PART II KINETICS 61 3 Chapter Body Segment Parameters . . . . . . . . . . . . . . . . . . . . . . . . .63 D. Gordon E. Robertson Methods for Measuring and Estimating Body Segment Parameters ...........63 Two-Dimensional (Planar) Computational Methods ........................69 Three-Dimensional (Spatial) Computational Methods ......................74 Summary........................................................78 Suggested Readings...............................................78 4 Chapter Forces and Their Measurement . . . . . . . . . . . . . . . . . . . . . .79 Graham E. Caldwell, D. Gordon E. Robertson, and Saunders N. Whittlesey Force...........................................................79 Newton’s Laws ...................................................79 Free-Body Diagrams...............................................80 Types of Forces...................................................82 Moment of Force, or Torque .........................................84 Linear Impulse and Momentum .......................................85 Angular Impulse and Momentum......................................89 Measurement of Force .............................................92 Summary.......................................................108 Suggested Readings..............................................108 5 Chapter Two-Dimensional Inverse Dynamics . . . . . . . . . . . . . . . . .109 Saunders N. Whittlesey and D. Gordon E. Robertson Planar Motion Analysis ............................................110 Numerical Formulation.............................................115 Human Joint Kinetics..............................................120 Applications.....................................................123 Summary.......................................................127 Suggested Readings..............................................129 6 Chapter Energy, Work, and Power. . . . . . . . . . . . . . . . . . . . . . . . . .131 D. Gordon E. Robertson Energy, Work, and the Laws of Thermodynamics ........................131 Conservation of Mechanical Energy ..................................133 Ergometry: Direct Methods.........................................135 Ergometry: Indirect Methods........................................136 Mechanical Efficiency .............................................147 Summary.......................................................148 Suggested Readings..............................................149 Contents (cid:95)(cid:3)vii 7 Chapter Three-Dimensional Kinetics. . . . . . . . . . . . . . . . . . . . . . . .151 W. Scott Selbie, Joseph Hamill, and Thomas M. Kepple Segments and Link Models.........................................151 3-D Inverse Dynamics Analysis......................................152 Presentation of the Net Moment Data.................................164 Joint Power.....................................................168 Interpretation of Net Joint Moments ..................................169 Sources of Error in Three-Dimensional Calculations ......................175 Summary.......................................................175 Suggested Readings..............................................176 PART III MUSCLES, MODELS, AND MOVEMENT 177 8 Chapter Electromyographic Kinesiology . . . . . . . . . . . . . . . . . . . . .179 Gary Kamen Physiological Origin of the Electromyographic Signal......................179 Recording and Acquiring the Electromyographic Signal....................182 Analyzing and Interpreting the Electromyographic Signal...................188 Applications for Electromyographic Techniques..........................193 Summary.......................................................201 Suggested Readings..............................................201 9 Chapter Muscle Modeling. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .203 Graham E. Caldwell The Hill Muscle Model.............................................203 Muscle-Specific Hill Models ........................................216 Beyond the Hill Model.............................................223 Summary.......................................................229 Suggested Readings..............................................229 10 Chapter Computer Simulation of Human Movement. . . . . . . . . . . .233 Saunders N. Whittlesey and Joseph Hamill Overview: Modeling as a Process....................................233 Why Simulate Human Movement?....................................235 General Procedure for Simulations ...................................236 Control Theory ..................................................242 Limitations of Computer Models . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .243 Summary.......................................................245 Suggested Readings..............................................246 vviiiiii (cid:96)(cid:96) CCoonntteennttss 11 Chapter Musculoskeletal Modeling. . . . . . . . . . . . . . . . . . . . . . . . .247 Brian R. Umberger and Graham E. Caldwell Musculoskeletal Models ...........................................247 Control Models..................................................256 Analysis Techniques ..............................................266 Summary.......................................................273 Suggested Readings..............................................275 PART IV FURTHER ANALYTICAL PROCEDURES 277 12 Chapter Signal Processing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .279 Timothy R. Derrick Characteristics of a Signal..........................................279 Fourier Transform ................................................281 Time-Dependent Fourier Transform...................................282 Sampling Theorem................................................282 Ensuring Circular Continuity ........................................285 Smoothing Data .................................................285 Summary.......................................................289 Suggested Readings..............................................290 13 Chapter Dynamical Systems Analysis of Coordination. . . . . . . . . .291 Richard E.A. van Emmerik, Ross H. Miller, and Joseph Hamill Movement Coordination ...........................................291 Foundations for Coordination Analysis ................................296 Quantifying Coordination: Relative Phase Methods.......................298 Quantifying Coordination: Vector Coding ..............................310 Overview of Coordination Analysis Techniques..........................314 Summary.......................................................315 Suggested Readings..............................................315 14 Chapter Analysis of Biomechanical Waveform Data. . . . . . . . . . . .317 Kevin J. Deluzio, Andrew J. Harrison, Norma Coffey, and Graham E. Caldwell Biomechanical Waveform Data ......................................317 Principal Component Analysis.......................................319 Functional Data Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .327 Comparison of PCA and FDA .......................................336 Summary.......................................................336 Suggested Readings..............................................336 CCoonntteennttss (cid:95)(cid:95)(cid:3)(cid:3)iixx Appendix A: International System of Units (Système International, SI) . . . . . . . . . . . . . .339 Appendix B: Selected Factors for Converting Between Units of Measure . . . . . . . . . . .343 Appendix C: Basic Electronics. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .345 Appendix D: Vectors and Scalars . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .355 Appendix E: Matrices and Matrix Operations. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .361 Appendix F: Numerical Integration of Double Pendulum Equations. . . . . . . . . . . . . . . . .365 Appendix G: Derivation of Double Pendulum Equations. . . . . . . . . . . . . . . . . . . . . . . . .369 Appendix H: Discrete Fourier Transform Subroutine . . . . . . . . . . . . . . . . . . . . . . . . . . .373 Appendix I: Shannon’s Reconstruction Subroutine. . . . . . . . . . . . . . . . . . . . . . . . . . . . .375 Example Answers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .377 Glossary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .389 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .395 Index. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .415 About the Authors. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .427 Additional Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .428

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