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A C S S Y M P O S I U M SERIES 447 Fourier Transform Infrared Spectroscopy in Colloid and Interface Science David R. Scheuing, EDITOR Clorox Technical Center Developed from a symposium sponsored by the Division of Colloid and Surface Chemistry of the American Chemical Society at the 199th National Meeting Boston, Massachusetts, April 22-27, 1990 American Chemical Society, Washington, DC 1990 In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. Library of Congress Cataloging-in-Publication Data Fourier transform infrared spectroscopy in colloid and interface science David R. Scheuing, editor p. cm—(ACS Symposium Series, 0097-6156; 447) "Developed from a symposium sponsored by the Division of Colloid and Surface Chemistry at the 199th national meeting of the American Chemical Society, Boston, Massachusetts, April 22-27, 1990." Includes bibliographical references and index. ISBN 0-8412-1895-1 1. Surface chemistry—Congresses 3. Infrared spectroscopy—Congresses spectroscopy—Congresses. I. Scheuing, David R., 1952- . II. American Chemical Society. Division of Colloid and Surface Chemistry. III. Series QD506.A1F68 1991 541.3'.3—dc20 90-22913 CIP The paper used in this publication meets the minimum requirements of American National Standard for Information Sciences—Permanence of Paper for Printed Library Materials, ANSI Z39.48-1984. Copyright © 1991 American Chemical Society All Rights Reserved. The appearance of the code at the bottom of the first page of each chapter in this volume indicates the copyright owner's consent that reprographic copies of the chapter may be made for personal or internal use or for the personal or internal use of specific clients. This consent is given on the condition, however, that the copier pay the stated per-copy fee through the Copyright Clearance Center, Inc., 27 Congress Street, Salem, MA 01970, for copying beyond that permitted by Sections 107 or 108 of the U.S. Copyright Law. This consent does not extend to copying or transmission by any means—graphic or electronic—for any other purpose, such as for general distribution, for advertising or promotional purposes, for creating a new collective work, for resale, or for information storage and retrieval systems. The copying fee for each chapter is indicated in the code at the bottom of the first page of the chapter. The citation of trade names and/or names of manufacturers in this publication is not to be construed as an endorsement or as approval by ACS of the commercial products or services referenced herein; nor should the mere reference herein to any drawing, specification, chemical process, or other data be regarded as a license or as a conveyance of any right or permission to the holder, reader, or any other person or corporation, to manufacture, reproduce, use, or sell any patented invention or copyrighted work that may in any way be related thereto. Registered names, trademarks, etc., used in this publication, even without specific indication thereof, are not to be considered unprotected by law. PRINTED IN THE UNITED STATES OF AMERICA In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. ACS Symposium Series M. Joan Comstock, Series Editor 1991 ACS Books Advisory Board V. Dean Adams Bonnie Lawlor Tennessee Technological University John L. Massingill Paul S. Anderson Dow Chemical Company Merck Sharp & Dohme Research Laboratories Robert McGorrin Kraft General Foods Alexis T. Bell University of California—Berkeley Julius J. Menn Plant Sciences Institute, Malcolm H. Chisholm U.S. Department of Agriculture Indiana University Marshall Phillips Natalie Foster Office of Agricultural Biotechnology, Lehigh University U.S. Department of Agriculture Dennis W. Hess Daniel M. Quinn University of California—Berkeley University of Iowa Mary A. Kaiser A. Truman Schwartz Ε. I. du Pont de Nemours and Macalaster College Company Stephen A. Szabo Gretchen S. Kohl Conoco Inc. Dow-Corning Corporation Robert A. Weiss Michael R. Ladisch University of Connecticut Purdue University In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. Foreword THE ACS SYMPOSIUM SERIES was founded in 1974 to provide a medium for publishing symposia quickly in book form. The format of the Series parallels that of the continuing ADVANCES IN CHEMISTRY SERIES except that, in order to save time, the papers are not typeset bu reproduced the submit ted by the authors i under the supervision of the editors with the assistance of the Advisory Board and are selected to maintain the integrity of the symposia. Both reviews and reports of research are acceptable, because symposia may embrace both types of presentation. However, verbatim reproductions of previously published papers are not accepted. In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. Preface IN THE PAST DECADE, IMPROVEMENTS IN infrared spectroscopic instru mentation have contributed to significant advances in the traditional analytical applications of the technique. Progress in the application of Fourier transform infrared spectroscopy to physiochemical studies of col loidal assemblies and interfaces has been more uneven, however. While much Fourier transform infrared spectroscopic work has been generated about the structure of lipi able on the subjects o adopted by synthetic surfactants in water. In the area of interfacial chem istry, much of the infrared spectroscopic work, both on the adsorption of polymers or proteins and on the adsorption of surfactants forming so called "self-assembled" mono- and multilayers, has transpired only in the last five years or so. Vibrational spectroscopy, through its sensitivity to both intra- and intermolecular interactions, is useful in studies of the "geometric" aspects of molecular packing in both colloidal assemblies and adsorbed layers. Interest remains high—judging from the current literature—in relating the size and shape of surfactant and lipid molecules to those of micelles, bilayers, and vesicles, and in the thermodynamics of colloidal assembly. Increased understanding of the details of intermolecular interactions in such systems will benefit in development of commercial products contain ing such structures and in comprehension of naturally occurring struc tures such as cell membranes. The interactions of polymers or proteins with solid surfaces, which may be studied in situ with Fourier transform infrared spectroscopy, affect areas as diverse as lubrication, corrosion, and the development of medical implant devices. The preparation of a book requires the cooperation of many people. The enthusiastic response I received from both authors and reviewers was especially gratifying, and eased my tasks considerably. I also wish to express my gratitude to the Clorox Company, which provided financial assistance in sponsoring the original symposium. Thanks are also due to all my colleagues at Clorox, especially Jim Rathman and Jeff Weers, for their moral support and encouragement in this project. vii In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. Finally, I thank my wife and children for providing the luxury of time and for their support for my work on this volume. DAVID R. SCHEUING Clorox Technical Center Analytical Research and Services Department Pleasanton, CA 94588 September 14, 1990 viii In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. Chapter 1 Fourier Transform Infrared Spectroscopy in Colloid and Interface Science An Overview David R. Scheuing Clorox Technical Center, 7200 Johnson Drive, Pleasanton, CA 94588 This chapter reviews the wide range of colloidal systems amenable to investigation by FT - IR spectroscopy. Molecular level information about the interactions of amphiphilic substances in aggregates such as micelles, bilayers, and gels can be obtained and related to the appearance and stability of the various phases exhibited. The interactions of polymers, surfactants and proteins with interfaces, which substantially modify the solid - liquid or liquid - air interface in many important industrial and natural processes, can also be monitored using FT - IR. Several themes of the application of FT-IR to studies of colloidal particles and interfaces have appeared over the last decade or so. The purpose of this chapter is to attempt to draw together examples of such research topics for both the practicing spectroscopist and workers in the field of colloid and surfactant science. Major advances have been made in recent years in the areas of spectroscopic data handling (which have affected the "look" and "feel" of the analytical laboratory in general) and sample handling (various new optical accessories). These advances have made FT-IR a truly accessible technique, with tremendous potential for application to research in areas of considerable economic, as well as fundamental, importance. Synthetic surfactants are ubiquitous in the modem world, appearing in a wide variety of consumer cleaning products, in foods and cosmetics, and in industrial products and processes such as metal cleaning and enhanced oil recovery. The design of novel surfactant - based products or processes featuring "improved" performance or decreased environmental impact requires an understanding of the relationship of molecular structure to surfactant phase behavior. In the case of "natural amphiphiles" such as the phospholipids, a single phase, the bilayer, is of paramount importance. Significant advances in the understanding of the molecular forces which stabilize these aggregates have been made recently using vibrational spectroscopy. In nature, membrane bilayers incorporate significant amounts of additional substances such as proteins and cholesterol. Although more complex, such systems are also beginning to yield to spectroscopic analysis. Besides being of fundamental interest, membrane bilayer chemistry affects areas of considerable economic opportunity, considering pharmaceutical chemistry alone. Many of the spectroscopic concepts developed in studies of bilayers are applicable to other molecular aggregates such as surfactant miceUes and gels. The 0097-6156/91/0447-0001$06.25/0 © 1991 American Chemical Society In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. 2 FTIR SPECTROSCOPY IN COLLOID AND INTERFACE SCIENCE evidence for this statement lies, hopefully, in this chapter, and in the publications of several workers participating in both fields. Synthetic surfactants and polymers are probably most often used to modify the characteristics of a solid surface, i.e., they function at the solid - liquid interface, such as in the processes of detergency, lubrication, or the formation of adhesive bonds. The performance of modem FT-IR spectrometers is such that many new applications to the characterization of the solid - liquid interface, particularly in kinetics studies, are possible. Reflection - absorption spectroscopy and attenuated total reflectance (ATR) techniques have been applied to "wet" interfaces, even the air - water interface, and have figured prominendy in recent studies of "self - assembled" mono - and multilayers. Interestingly, protein adsorption is also a field of biological interfacial chemistry which parallels that of synthetic materials at the solid - liquid interface. A number of spectroscopic advances have been made which allow FT-IR to be used in kinetic monitoring of protein adsorption on metals and "biocompatible" polymers. In addition to providing in - sit also yield information about layers. In the various sections of this chapter, I will briefly describe the major characteristics of FT-IR, and then relate the importance of these characteristics to physiochemical studies of colloids and interfaces. This book is divided into two major areas: studies of "bulk" colloidal aggregates such as micelles, surfactant gels and bilayers; and studies of interfacial phenomena such as surfactant and polymer adsorption at the solid-liquid interface. This review will follow the same organization. A separate overview chapter addresses the details of the study of interfaces via the attenuated total reflection (ATR) and grazing angle reflection techniques. FT-IR Brief Description Interferometry. A detailed description of spectrometer designs, of which there are several now commercially available, is beyond the scope of this book. There are several fine texts to which workers new to die field, or interested non - practitioners, may refer.d - 3). Several major points should be mentioned. In FT-IR interferograms are recorded, and the infrared spectra computed from the interferograms, via a fast Fourier transform algorithm introduced relatively recently (4). It is the replacement of the monochromator of earlier spectrometers by an interferometer which is primarily responsible for the improved performance of FT instruments. The use of an interferometer, the concept of which was first described by Michelson in 1891 (5), allows all of the radiation interacting with the sample to fall on the detector during all of the time of measurement, i.e., data from au spectral frequencies of interest is collected simultaneously, which yields the so-called multiplexing, or Felgett's advantage (6). The measurement of a single interferogram can be made rapidly, resulting in a large savings in time of measurement. As is typically done in chemical spectroscopy, interferograms are repeatedly obtained and averaged, to yield spectra of very high signal to noise ratio (increasing with the square root of measurement time, or number of scans, assuming the typical case of constant velocity of the moving mirror of the interferometer). Jacquinot's advantage refers to the improved signal to noise ratio in spectra measured with interferometry due to the greater signal size present at the detector. Griffiths (2) points out that the magnitude of Jacquinot's advantage in modem spectrometers had been exaggerated in earlier times. Theoretical calculations which indicate 200 to 2000 - fold sensitivity advantages for FT- IR are somewhat misleading, since overall spectrometer performance, in the case of FT instruments, In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. 1. SCHEUING Overview 3 must take into account limitations imposed by detector design, detector foreoptics, and beamsplitter efficiencies. In many cases, instrument performance is limited not by optical throughput, but by the dynamic range of the analog to digital converter used, since there can be an enormous difference in signal intensity between the centeiburst and in the wings of the digitized interferograms being recorded (1). Given that the multiplexing advantage can be used to obtain spectra of samples exhibiting large energy losses, such as aqueous solutions, thin films, or powders, another aspect of FT-IR also emerges as important. The precision of the digitization intervals of the interferograms, and hence in the computed spectra, is extremely high. Laser light fringing methods are commonly employed in monitoring the position of the moving mirror in the Michelson interferometers used in modern FT-IR spectrometers. The precision with which resulting infrared bands arc digitized is such that it can be ignored as a source of error in the determination of the frequency of many bands in the spectra of condensed phase samples. The determination of the frequency of a Lorenztian band is limited, for practical puiposes, by the signal to nois noise ratio of 1000, which frequency determination is < 0.01 cm", for a band recorded at 4 cm" nominal resolution. Such results certainly suggest, taking such band frequency (and width) information into account, together with interpretations of band shifts, mat FT-IR can indeed be an "information - rich" technique. Spectral Manipulation Techniques. Many sophisticated software packages are now available for the manipulation of digitized spectra with both dedicated spectrometer minicomputers, as well as larger main - frame machines. Application of various mathematical techniques to FT-IR spectra is usually driven by the large widths of many bands of interest. Fourier self - deconvolution of bands, sometimes referred to as "resolution enhancement", has been found to be a valuable aid in the determination of peak location, at the expense of exact peak shape, in FT-IR spectra. This technique involves the application of a suitable apodization weighting function to the cosine Fourier transform of an absorption spectrum, and then recomputing the "deconvolved" spectrum, in which the widths of the individual bands are now narrowed to an extent which depends on the nature of the apodization function applied. Such manipulation does not truly change the "resolution" of the spectrum, which is a consequence of instrumental parameters, but can provide improved visual presentations of the spectra for study. The "price" paid for deconvolution of spectra is an increase in the noise level, as well as the potential for producing "ringing" baselines or subsidiary lobes on the wings of real spectral features. In the development of the Fourier deconvolution technique over the past several years, considerable efforts have been made in investigation of the effects of signal to noise ratio, selection of the weighting function used for deconvolution, and comparisons of this approach with that of even - order derivative manipulations (8-13). A recent demonstration that peak areas are practically unaffected by proper application of deconvolution techniques suggests that quantitative measurements employing deconvolved spectra are possible (14). Other manipulations of spectra are also possible, and are used with varying degrees of success. Discussions of curve fitting (15), factor analysis (16.17), derivative formation and smoothing (18) have all appeared. Curve fitting has been applied to several weak bands in the spectrum of a micellar surfactant solution (19). and work on improvements in fitting second derivative spectra has continued (20). As stated in an article on the origin of artifacts in deconvoluted spectra, however, one must avoid the pitfalls in mathematical manipulation of spectra "... in order to remain in the field of spectroscopy without entering that of spectrology." (21). In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990. 4 FOR SPECTROSCOPY IN COLLOID AND INTERFACE SCIENCE Difference Spectroscopy. Spectral subtraction, or difference spectroscopy, is the final important topic of this general description. In studies of "bulk" samples such as micelles, bilayers, or vesicles, water (or D0), which is an intense absoiber 2 throughout most of the mid-infrared spectrum (4000-400 cm"1), is the solvent. The subtraction of the spectrum of liquid water from that of an aqueous solution of an analyte of interest can be accomplished routinely with many of the dedicated minicomputers used with modem FT-IR spectrometers. The spectrum of liquid water is recorded under the same conditions (cell pathlength, temperature, cell window type) as the samples of interest, and digitally stored, This reference spectrum of water can then be scaled by an appropriate multiplicative factor (usually near 1.0) and subtracted from the sample spectrum, to produce a spectrum of the analyte of interest (22,23). Residual noise in the difference spectra of aqueous samples of high water content often persists above 3100 cm_1,in the region of the intense H-O-H stretching bands, which is usually not too severe a limitation. Successful subtraction of the H-O-H bending band of water near 1640 cm"1 is usually of more concern, becaus important bands due to ester pathlength of the cell employed to less than 25 micrometers aids in controlling the intensity of this band, and improves subtraction results in this frequency range. The necessity for working with such relatively short pathlengths, which are accomplished in ordinary transmission cells through the use of thin gaskets, prompted the development of several optical accessories base on attenuated total reflection (ATR) optics. Infrared radiation propagating inside a multiple internal reflection element (IRE) of an ATR accessory interacts with the external medium (sample solution) to a distance of only 1 micrometer or so. By adjusting the dimensions of the IRE, and hence the number of internal reflections, an ATR accessory can provide an effective pathlength from 10 to 20 micrometers, a range which is ideal for use with aqueous solutions. Several designs, in which the IRE is conveniently located within an easily filled chamber, have appeared (24,25). Studies of the adsorption of proteins from aqueous solutions, which necessitated the subtraction of the water bending band, have been conducted using ATR sampling optics (26). The adsorption of proteins onto an IRE surface also points to a potential pitfall in the use of such accessories in studies concerned with "bulk" samples. Adsorption of a surfactant onto the IRE will provide spectra containing information about both bulk and adsorbed species, and this potential distortion of the spectra should be avoided in physiochemical studies of bulk phases. Subtraction of the spectrum of liquid water, even of moderate band intensity, can also be complicated by solute-water interactions which cause a shift in the H-O-H bending bands, making a complete nulling of the band in the difference spectrum impossible (23). As discussed further below, in bulk phase samples such as microemulsions or inverse micelles of moderate water content, significant information about aggregate structure is obtained from shifts in the water bands. Spectral subtraction can also be used to enhance the more subtle differences between two samples by the nulling of spectral features common to two spectra, which leaves the differences between samples as excursions from an otherwise featureless baseline. Interpretation of such difference spectra is usually done in conjunction with measurement of other spectroscopic changes, such as band shifts or intensity changes, that are produced in a series of spectra of a bulk phase sample perturbed in some manner. Examples will be discussed further below in the various subsections. Characterization of Colloidal Aggregates Bilayers. A considerable body of literature exists on the application of FT-IR (and Raman) spectroscopy to characterization of the phase behavior of both naturally occurring and synthetic phospholipids. Such compounds have the structure typified In Fourier Transform Infrared Spectroscopy in Colloid and Interface Science; Scheuing, D.; ACS Symposium Series; American Chemical Society: Washington, DC, 1990.

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