Why Health Visiting? (Department of Health Policy Research Programme, ref. 016 0058) Appendices Sarah Cowley Karen Whittaker Astrida Grigulis Mary Malone Sara Donetto Heather Wood Elizabeth Morrow Jill Maben 12 February 2013 i Acknowledgements We would like to thank all those who made this work possible. We are indebted to members of the profession, fellow academics and others who shared their work and supported this review. In particular we would like to thank Christine Bidmead who generously shared her work and who has authored an important chapter on health visitor / parent relationships to be found as an appendix to this document. We would also like to thank members of the advisory group, in particular Cheryll Adams, and our policy colleagues, who helped shape our research questions – notably Professor Viv Bennett and Pauline Watts, and our Policy Research Programme Liaison officer Zoltan Bozoky and Programme Manager Alison Elderfield, for their insights and support with this work. Finally, our grateful thanks to our administrative colleagues Isabell Mayr and Estelle Clinton who have supported the work throughout and particularly during the report-writing stages. This is an independent report commissioned and funded by the Policy Research Programme in the Department of Health. The views expressed are not necessarily those of the Department. The project was undertaken by the National Nursing Research Unit (NNRU) at the Florence Nightingale School of Nursing and Midwifery, King’s College, London. Contact address for further information: National Nursing Research Unit King’s College London Florence Nightingale School of Nursing and Midwifery James Clerk Maxwell Building 57 Waterloo Road London SE1 8WA [email protected] http://www.kcl.ac.uk/schools/nursing/nnru ii Contents Appendix 1: Health Visitor / Parent Relationships: a qualitative analysis .............................. 1 Appendix 2: Medline broad search ......................................................................... 60 Appendix 3: UK Empirical Literature ....................................................................... 61 Appendix 4: Literature Considered but Not Included for Review .................................... 226 Appendix 5: Multidisciplinary risk assessment in child protection ................................... 247 iii Appendix 1 Appendix 1 Health Visitor / Parent Relationships: a qualitative analysis This appendix reports one part of a larger (doctoral) study that is in progress at King’s College London. Author: Christine Bidmead Introduction This appendix includes a chapter from a doctoral thesis in progress entitled, ‘The development and validation of tools to measure the health visitor/parent relationship’ [Bidmead, King’s College, London, 2013]. The qualitative data were collected in 2008 to inform the indicators from which questionnaires would be devised. This appendix will confine itself to describing the methods involved in collecting these data only, and reporting the results of analysing them. The aim of this part of the study was to identify key processes used in the practice of promoting child health specifically focusing on effective parent/health visitor relationships. NHS ethical approval was obtained, as was the approval of the local Primary Care Trust [PCT] research and development board. 1.1 Background There exists within health visiting a long-standing debate about whether the profession serves its purpose best through a relationship-centred or problem-oriented approach, (Orr 1980; Robinson 1982) This debate has resurfaced particularly in current practice, in two ways. First, the national shortage of HVs has led to a plethora of different forms of team working and skill-mix, which is broadly approved in policies that promote the idea of HVs as leaders of teams, who delegate functions and families on their caseloads to team members (Lowe 2007; Department of Health 2009; Department of Health 2011). This approach embodies the problem-oriented approach, assuming that the HV can identify an issue to address, and then prescribe an intervention, which can be carried out by another team member. Relationships based on continuity of care appear to be deemed only necessary when working with families with medium to complex needs, the ‘universal plus or partnership plus’ level of service, (Department of Health 2011). This is unpopular with parents, who express a clear preference for being able to develop a relationship with a single HV, even where advice from the team is consistent (Russell 2008). Second, professional-client relationships appear increasingly relevant in this field, with rising awareness of the importance to mental health of the relationship between mothers, fathers and infants. It is suggested that continuity of care is particularly necessary for assessing the parent-child relationship (Wilson et al. © C. Bidmead 1 2008) and that parent-professional relationships are significant in intensive home visiting programmes (Olds et al. 2007). To some extent this practice divide has also split the research community as to what might constitute the best evidence for health visiting effectiveness. The focus on a problem orientated approach leads to the provision of evidence of HV effectiveness for interventions to particular problems, for example childhood behaviour problems (Lane & Hutchings 2002). Investigators ask what the effectiveness of the HV trained in a behavioural intervention is on the outcomes of children’s behaviour problems. Answers result in establishing an evidence-base for an intervention but ignore the processes whereby the intervention is delivered. On the other hand, a process approach to research asks questions about how HVs achieve positive outcomes. From enquiries such as these arises evidence to support health visiting practice. Evidence- based interventions may be necessary but how HVs work is also important for evidence-based practice. Elkan et al. (2000) suggested that research evidence linking health visiting process and outcomes was notably lacking and there appears to have been little progress since. The aim of this part of the study was to identify key processes used in the practice of promoting child health, specifically focusing on effective parent/health visitor relationships with a view to developing valid instruments to measure these processes. Once the tools have been created then progress can be made to answer the questions that have dogged the profession for many decades. NHS ethical approval was obtained, as was the approval of the local Primary Care Trust [PCT] research and development board. 1.2 Methods 1.2.1 Study site and sample Three urban inner city PCTs were chosen for the study. Using theoretical sampling six HV/parent dyads were recruited for an in-depth analysis of their relationships. Initially health visitors who had been trained in the family partnership approach (Davis et al. 2002a) were asked to invite parents with whom they had a good relationship to participate. They explained to them what the study would entail and sought their permission for the researcher to accompany them. Parents were also approached through a local breast-feeding café and asked to recruit their health visitors if they felt that they had a good relationship with them. Three parents and seven health visitors were also invited to take part in subsequent discussion groups to further validate the analysis of the qualitative data. 1.2.2 Data collection methods In this study parents’ and health visitors’ constructs of their relationships with each other were to be explored in order to produce valid and reliable measure. A process of video stimulated recall was used to access the participants thought processes about their relationships with each other. © C. Bidmead 2 1.2.2.1 Video stimulated recall Drawing on the researcher’s previous experience of using this method (Bidmead & Cowley 2005a), stimulated recall was used to explore the health visitor and parent relationships. ‘Stimulated recall is an introspective method that represents a means of eliciting data about thought processes involved in carrying out a task or activity’ (Gass & Mackey 2000). The methodology is based on two major assumptions: first, that it is as possible to observe internal processes as it is to observe external events and second, that human beings can access these internal thought processes and verbalise them to some extent. Some tangible visual or aural reminder stimulates recall of the mental processes in operation during the event itself. The foundation of the stimulated recall approach relies on the information-processing approach whereby the use of and access to memory structures is enhanced, if not guaranteed, by a prompt that aids recall of information. The crucial assumption behind the stimulated recall is the basic one of recall accuracy. Used extensively in second language research, recall has been found to be 95% accurate where used a short period after the event (within 48 hrs.). Accuracy declined as the time between the event and the recall lengthened. The method has advantages over simple post event interviews in that the latter relies heavily on memory without any prompts. Quoting brain research evidence, Gass and Mackey (2000) explain that ‘human beings tend to create explanations for phenomena, even when these explanations may not be warranted’ (p.6). This finding is important when considering introspective methods because clearly there is a danger that individuals may create plausible stories for other descriptions of mental activity, without really knowing what is going on. Using a prompt such as a video recording makes this less likely to occur. A researcher may observe an interaction and see that a ‘good relationship’ has been established. However, what has been observed and heard does not necessarily provide an explanation of how the relationship has been achieved, in order to do that we have to ask the participants themselves for an explanation. As an observer the researcher can only report that of which they are conscious, they have no access to what is occurring on any other level. In order to know what the parent and health visitor are doing in the interaction they need, therefore to be asked. 1.2.2.2 Verbal Reporting Following the video recording of the interaction between the health visitor and the client an in-depth interview was carried out with each of the participants. The video recording was played back to them and they were asked to stop the recording at any point that seemed significant to them in terms of their relationship with each other. If the parent or health visitor did not stop the recording then the researcher did so to ask, ‘What were you thinking at this point?’ or ‘What was important to you about the relationship at this point?’ The interviews were audio recorded and later transcribed. They were carried out on the same day as the video recording and usually within three hours of the interaction. This type of verbal reporting is known as ‘self revelation’ (Ericsson & Simon 1987) and it is also described as ‘think aloud’. The participant is asked to provide an ongoing report of her thought processes while performing a task e.g. ‘I was thinking what should I say’. The term ‘process tracing’ is also applied to methodologies using verbal reporting. © C. Bidmead 3 1.2.3 Data Analysis The audio-recorded interviews were transcribed into the qualitative analysis software package QSR N-Vivo version 8. The aim of the analysis was to provide some structure and coherence to the data whilst retaining hold of the original accounts from which it was derived in order to keep the participants language to the fore. The analysis sought to detect, define, categorise, theorise, explain, explore and map the data. In order to do this, the ‘framework’ approaches developed by Ritchie and Spencer (1994) was utilised. This is an analytical process involving a number of distinct though interconnected stages. This was to make the analytical procedure as well-defined as possible, in order to make it accessible so as to enable reworking of the ideas. The analysis is documented at each stage of a systematic process. The approach involves sifting, charting and sorting material according to key issues and themes. This was greatly aided by the software which enabled firstly free coding of the data and then a bringing together of these into common themes in ‘trees’ with the ‘branches’ clearly visible. Parent and health visitor data were compared with each other. Meetings were held with a group of parents and one of health visitors to further discuss and validate the findings of the analysis. One of the main aims of these groups was also to explore with the participants what happened in the interactions between health visitors and parents where relationships broke down. These discussions were audio-recorded, transcribed, and analysed using the software package and compared with the data from the individual dyad interviews. 1.3 Findings Initially the Family Partnership Model [Figure 1] – a generic way of conceiving helping relationships – formed a framework for the analysis of the data. Figure 1. The Family Partnership Model (Davis & Day, 2010) © C. Bidmead 4 However, as the analysis progressed a different model evolved which more clearly demonstrated HV/parent helping relationships [Figure 2]. Organisational Factors Health Visitor Qualities and Skills Parent Qualities and Skills Parent Health Visitor Outcome/Ending Exploration Relationship Review Understanding and Clarification The Health VisitingProcess Aims and Goals Implementation Strategy Planning Figure 2. A Model of Parent/HV Working Relationships The five themes that contributed to the major changes to the family partnership model were: 1. Organisational factors 2. Parent qualities and relational skills 3. Health visitor qualities and relational skills 4. Parent/health visitor relationship 5. The health visiting process. The service or organisational factors head the list as they were not just the context for service delivery – as in the Family Partnership Model - but were found to have a direct influence on the ability of HVs and parents to use their qualities and skills to form positive working relationships. These relationships were found to be crucial to the work of health visiting. Outcomes in health visiting fed back into the relationship and became part of the health visiting process. For example if a parent received sound advice from the HV this fed back into the relationship, building trust for further issues or problems to be explored. 1.4 Organisational factors This section of the chapter reports and discusses the findings around the theme of organisational factors. To both HVs and parents these were important because they impacted heavily on HV/parent © C. Bidmead 5 relationships [Figure]. Parents wanted continuity of care from one HV and preferred to be home visited rather than attend busy, often crowded clinics. HVs were also concerned about caseload sizes, which affected their ability to provide continuity of care and the business of clinics. However, they also worried about other issues such as record keeping, and clinical supervision. The HV group added further information to the data reporting the effects of unsupportive management and working in skill mix teams. Figure 3. Organisational Factors. Comparison of HV and Parent Themes Research into organisations has demonstrated that they can be highly influential in promoting worker wellbeing or stress and burnout. Three core features of successful organisations have been identified: worker involvement, management commitment to shared values and a supportive organisational culture (Murphy 1999). The data in this study revealed that many of these core features were absent from the Primary Care Trusts [PCTs] involved. The following themes, which emerged from the data under the heading of organisational factors, will now be explored: Clinical supervision Continuity of care Home visiting versus busy clinics Record keeping. Lack of management support Working with other agencies Skill mix Caseload size 1.4.1 Clinical Supervision This was only mentioned by one HV and not by any of the parents interviewed. The HV concerned had been qualified for two and a half years and considered supervision very helpful but something that she had © C. Bidmead 6 to seek out and find for herself. It appeared to confirm her in her practice and as a result she felt more confident. [HV 6] ‘I'm one person here who gets clinical supervision on a regular basis because I am the baby in the family whatever they say, I've only been a health visitor for two and a half years and I feel that I need regular supervision so I've found someone to supervise me and she's been a health visitor for a long time..... she says that it seems to her that … I'm doing the right thing…… 1.4.2 Continuity of Care HVs and parents valued the fact that they were able to meet each other on a regular basis. When a person who was unfamiliar was encountered then there was reticence on the part of the parent to share how she was really feeling, or perhaps ask questions that she had. [P 2] Once when I've been there was someone else. and that's strange because you feel less inclined to talk to someone you've not talked to before, because there is a degree of relationship that's built up over the last three or four months, I suppose, and then when you're faced with someone you've never met before there's a definite element of 'yes everything's fine'. Maybe it is fine, maybe you've nothing to talk about but I'm sure if it was someone you had known before you'd be more likely to ask. A parent complained about the number of different HVs who visited her at home [3] and found that she could not establish a relationship with any of them. HVs too, spoke about the importance of being able to see the same client and build relationships with them over time. Because this no longer happened the relationship did not have sufficient time to become established and the work with the families suffered from an inability to raise difficult issues. [HV grp K.] Well it’s difficult to form relationships with clients in the [HV locality] team. Most clients are lucky to get one visit, the new birth visit, and follow up visits have now gone and also parents now visit a different child health clinic to the one that you work at so in effect you may never see those clients again. This was in stark contrast to the service that the HVs felt they were once able to provide where they were able to visit more frequently particularly in early parenthood. Reminiscing about a parent with whom it had been difficult to establish a relationship a HV suggested that in order to access some of the more vulnerable parents it was important to have the time to continue visiting even though the parent was not in or did not answer the door. In the discussion group HVs agreed that just being persistent may be enough to help establish a relationship. © C. Bidmead 7
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