WHITES IN BLACKFACE, BLACKS IN WHITEFACE: RACIAL FLUIDITIES AND NATIONAL IDENTITIES By JASON RICHARDS A DISSERTATION PRESENTED TO THE GRADUATE SCHOOL OF THE UNIVERSITY OF FLORIDA IN PARTIAL FULFILLMENT OF THE REQUIREMENTS FOR THE DEGREE OF DOCTOR OF PHILOSOPHY UNIVERSITY OF FLORIDA 2005 Copyright 2005 by Jason Richards TABLE OF CONTENTS page ABSTRACT.........................................................................................................................v CHAPTER 1 INTRODUCTION: HISTORY AND THEORY..........................................................1 Blackface and the Minstrel Show.................................................................................3 The Critical Paradox.....................................................................................................9 Blackface and American Literature............................................................................17 Blackface and Making American Selfhood................................................................18 Blackface and National Identities...............................................................................21 Notes...........................................................................................................................30 2 LOCALIZING THE EARLY REPUBLIC: WASHINGTON IRVING AND BLACKFACE CULTURE.........................................................................................32 Storytelling, Cultural Hybridity, and Blackface Desire..............................................34 Washington Irving in the Blackface Breeding Grounds.............................................40 Dislocating Local Identity..........................................................................................44 Localizing National Identity.......................................................................................51 Notes...........................................................................................................................56 3 IMITATION NATION: BLACKFACE MINSTRELSY AND THE MAKING OF AFRICAN AMERICAN SELFHOOD IN UNCLE TOM’S CABIN..........................58 Red, White, Blue, and Blackface................................................................................61 Blackface George Washington...................................................................................62 Black Sam, Uncle Sam...............................................................................................66 Adolph and George Harris: (Un)making African American Selfhood.......................71 Notes...........................................................................................................................83 4 MELVILLE’S (INTER)NATIONAL BURLESQUE: WHITEFACE, BLACKFACE, AND “BENITO CERENO”..............................................................85 Babo’s White Mask....................................................................................................87 Blackface Delano........................................................................................................94 Cereno, the Dark Dandy...........................................................................................101 iii The Menacing Shave................................................................................................108 Notes.........................................................................................................................114 5 BLACKFACE VIOLENCE: DISTORTING CULTURE, HISTORY, AND FEELING..................................................................................................................116 “A Turn of the Wheel”: Blackface Revolution in The Bondwoman’s Narrative.....121 Blackface Revenge in The Garies and Their Friends...............................................125 Whipping up Minstrel Types in Blake......................................................................131 Notes.........................................................................................................................142 6 WORKING IN THE WHITE WAY: HORATIO ALGER’S RAGGED DICK AND BLACKFACE MINSTRELSY.......................................................................144 Jim Crow and the Preindustrial Presence.................................................................149 Zip Coon and Aristocratic Decline...........................................................................155 Deminstrelization and Working in the White Way..................................................160 Notes.........................................................................................................................166 7 AFTERWORD; OR, THE AFTERMATH: DARKTOWN STRUTTERS AND BAMBOOZLED........................................................................................................168 Fixing and Mixing Race in Darktown Strutters.......................................................169 Bamboozled and the Dance of Death........................................................................174 Notes.........................................................................................................................180 LIST OF REFERENCES.................................................................................................181 BIOGRAPHICAL SKETCH...........................................................................................191 iv Abstract of Dissertation Presented to the Graduate School of the University of Florida in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy WHITES IN BLACKFACE, BLACKS IN WHITEFACE: RACIAL FLUIDITIES AND NATIONAL IDENTITIES By Jason Richards August 2005 Chair: Malini Johar Schueller Major Department: English This project examines how literary uses of blackface minstrelsy both stabilize and destabilize raced and national identities by investigating texts that involve figurative and literal representations of whites in blackface and blacks in whiteface. The narratives I analyze employ minstrelsy not only to create and sustain raced identities, but also to register slippages, overlaps, and inversions across the color line—paradoxically reinforcing and subverting racial hierarchies. I am ultimately concerned with how this paradox reveals the often contradictory nature of American selfhood. By drawing on postcolonial theory to explore how minstrelsy shaped national identity, I have sought to recontextualize blackface, which has remained largely outside discussions of postcoloniality in American studies. My first chapter recovers evidence of nascent blackface culture in the early texts of Washington Irving, evidence that has been wholly overlooked, probably because Irving began writing before minstrelsy formalized. I argue that by drawing on the local and v biracial complexities of blackface culture, Irving confronts post-colonial realities in the early national period. In the subsequent three chapters, I address blackface as a fully formed, national phenomenon. Chapter 3 illustrates how black characters in Harriet Beecher Stowe’s Uncle Tom’s Cabin employ minstrelsy and colonial mimicry to resist and conform to aspects of American identity while testing racial barriers to self-making and achieving differing degrees of selfhood. Chapter 4, on Herman Melville’s “Benito Cereno,” complicates the conventional reading of Babo as a slave in virtual blackface by arguing that he also performs a version of whiteface and that the captains Amasa Delano and Benito Cereno, who represent the North and South respectively, resemble blackface buffoons. Chapter 5 illustrates how Hannah Crafts, Frank Webb, and Martin Delany use blackface violence to challenge a hegemonic nationalism and emphasize the emotional, cultural, and historical violence committed against blacks through minstrelsy. Chapter 6 argues that the young bootblack and eponymous hero of Horatio Alger’s Ragged Dick performs the popular minstrel roles of the ragged Jim Crow and the richly dressed Zip Coon, roles that allegorize class and sectional tensions. Dick distinguishes himself from these figures as he uncovers his whiteness and works to achieve middle-class respectability. The project ends with an afterword that addresses minstrelsy’s legacy by discussing two recent works, Wesley Brown’s Darktown Strutters and Spike Lee’s Bamboozled. vi CHAPTER 1 INTRODUCTION: HISTORY AND THEORY Blackface minstrelsy, a nineteenth-century staged entertainment form wherein whites “blacked up” and gave their impressions of blacks and black life, has had enormous consequences for American racial formation, national identity, American literature, music, and film. Combining comedy, dancing, music, singing, and acting, the minstrel show, and the various performance cultures from which it grew, helped lay the groundwork for much of American popular culture. While its most prominent feature was blackface makeup, minstrelsy was as much about burlesquing blacks as satirizing society, as much about fixing race as making race fluid and adaptable. Rooted in the anxieties and desires that erupted over blackness during the slave trade, minstrelsy’s more immediate origins are spread throughout the mid-Atlantic, particularly in New York, where the form boomed around the Civil War. Although it faded from the stage by the twentieth century, then reemerged in early American cinema, before receding again during Civil Rights, blackface minstrelsy colors our culture still, persisting in various, less recognizable forms. For instance, in 2004 a black comedy team from Hollywood known as the Wayans brothers “whited up,” donned blonde wigs, and impersonated two hotel heiresses (a scarcely masked parody of the Hilton sisters) in their film White Chicks, a “whiteface” comedy that was popular among white and black audiences. Today, white men strutting around in actual blackface is strictly taboo. But black men burlesquing white socialites is not. The mask has merely changed color, according to the social climate. 1 2 Wearing the mask, Ralph Ellison has argued, is largely what it means to be American. Remarking on the many historical figures who have used masking, Ellison notes that the revolutionaries attended the Boston Tea Party dressed as Indians; Hemingway posed as a non-bookish outdoorsman; Faulkner played a farmer; and Lincoln let people imagine he was an honest country lawyer. “America is a land of masking jokers” (109), concludes Ellison, a declaration that has weathered time, for the American desire to wear masks continues, and masking oneself remains a tool for celebrity and power. By successfully imitating black music and dialect—that is, by mining African American charisma—white rapper Eminem has risen to the top of the musical charts. By acquiring the accents of rural America—that is, by harnessing Texas cowboy cachet—a Connecticut-born, Yale-educated blue blood has risen to president. The mask, whether literal or figurative, remains a vital, lucrative, deceiving part of American culture. The blackface mask itself, a mixture of mashed burnt cork and water, gave material expression to a mimetic American culture that emerged after the Revolution. In a postcolonial nation searching for an identity, imitating blackness and whiteness became central to American self-creation.1 Especially in northern marketplaces, but also in southern plantations, whites and blacks copied one another’s accents, moves, and cultures. The cultural and racial overlap resulting from such imitations, particularly in the urban North, eventually coalesced into the minstrel show. The biracial, crosscultural impulses of minstrelsy reflected the hybrid nature of America, yet whites drew racial boundaries to preserve their sense of homogenous space. Blackface embodied this paradox, for it registered racial fluidity and fixity, racial freedom and regulation, all at once. 3 Since minstrelsy embodied such intense contradictions, it is no wonder scholarship on the subject has traveled two paths. One avenue sees minstrel shows as a capitalist stereotyping machine that rigidly defined race, putting a positive spin on whiteness while debasing and stalling the development of black identity. The other celebrates minstrelsy’s subversive, interracial energies and vital contributions to American popular culture. Both tell two sides of a single story. Both are equally true, even though a critical debate, as old as minstrelsy itself, has tried proving one side over the other. Because the quarrel over minstrelsy has been long fought, I do not wish to argue whether blackface did more harm than good, whether we should condemn or celebrate it. Rather, I want to let the paradox of minstrelsy tell its own tale. I am particularly concerned with how this tale is told by American narratives that have been informed by minstrelsy. Ultimately, I am after how this paradox reflects the conflicted impulses of American selfhood, racial formation, and national identity. Blackface and the Minstrel Show Before defining major terms and outlining the direction of my study, I first want to elaborate the cultural and critical histories of minstrelsy in order to contextualize my project. With its roots deep in Anglo and African American folk forms and European music, drama, and literature, blackface performance underwent a long evolutionary process before adopting the name “minstrels” in 1842. Yet, because of its protracted and scattered history, isolating the precise origins of blackface is difficult; determining when enough elements gathered to make it a form is an easier but still slippery endeavor. We might begin by acknowledging that blackface theater was not always “minstrel” in the way we think of the term today. Emerging during the middle ages to describe a musician or singer, the word did not invoke the burlesque typical of blackface comedy. And as far 4 as blackface masking goes, people had been blacking up and imitating “Africans” since antiquity.2 But the most memorable instances of early blackface are found in Shakespeare’s Titus Andronicus and Othello, both of which featured Moors as characters. The latter play made its blackface debut in the United States in 1751, but was performed as serious theater, as opposed to minstrel burlesque. Nevertheless, the “legitimate” American stage fostered some of the earliest elements of minstrelsy. For instance, in its first American production in 1769, the comic opera The Padlock featured a blackface servant named Mungo, who finds relief from his servitude by dancing and singing for whites. By the late eighteenth century, more minstrel ingredients emerged. In The Irishman of London, which made its American debut in 1793, the central character Cubba, who is infantile, cunning, and content in slavery, embodies features later emphasized by blackface burlesque. Then, in the 1795 version of The Triumphs of Love; or, Happy Reconciliation, the first full comic blackface character, Sambo, hits the stage. Although blackface characters from early American theater could perform non-comical roles, these early productions show how the legitimate stage helped birth racist stereotypes that would later find full expression in blackface minstrelsy.3 While it cultivated racism on stage, on the streets blackface was something entirely different. In public gatherings in the early nineteenth century, blackface performance was not about race as much as it was about community, satire of authority, and joy under oppression. Folk rituals such as Carnival, callithumpian bands, and mumming plays, for instance, allowed people to mask themselves (usually with grease or soot) and critique dominant values while behaving in ways usually unacceptable to those in power.4 The color of the mask in these festivals was not as important as masking identity, losing the
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