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First published 2008 ISBN: 978-0-443-10047-5 British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library Library of Congress Cataloging in Publication Data A catalog record for this book is available from the Library of Congress Notice Neither the Publisher nor the Authors assume any responsibility for any loss or injury and/or damage to persons or property arising out of or related to any use of the material contained in this book. It is the responsibility of the treating practitioner, relying on independent expertise and knowledge of the patient, to determine the best treatment and method of application for the patient. The Publisher Printed in China Preface Research into cervical spine disorders played consequence, neck pain disorders can present second fi ddle to low-back pain for a large with some unique problems. Fortunately part of the 20th century. However, in the last the era of trying to force the application of two decades in particular, there has been a knowledge from the low back to neck pain rapid increase in interest and research into is gradually disappearing. cervical musculoskeletal disorders, which is The diagnosis and management of cervical well warranted. musculoskeletal disorders are assuming new Neck pain is beginning to rival low-back directions. The focus on pathoanatomical pain in its frequency and the economic and diagnoses is gradually shifting towards social costs for neck pain have increased a more processes or pathophysiological leading into the 21st century. The seeming approach in the recognition that in the increase in the incidence of neck pain may be majority of neck disorders a defi nitive related to many factors, including advances pathoanatomical cause may not be able to be in technologies in the workplace and thus readily identifi ed in up to 80% of neck pain the changing nature of work, the increased patients. This shift in focus has also been use of motor vehicles throughout the world, assisted by major advances in knowledge and the rapid rise of information technology and technology. There have been dramatic and computer use which occupies many advances in knowledge of pain mechanisms hours in sedentary, sustained postures. over recent decades. Technologies are Neck pain is now rapidly developing assisting in bridging the gap between animal its own body of science. There are many research and pain presentations in humans. examples in the literature of the 1980s and Advances in electromyographic techniques 1990s where knowledge gained for low-back have allowed a more comprehensive pain was merely extrapolated and applied exploration of the cervical muscle system to cervical musculoskeletal disorders in and motor control. There is more to explore both diagnostics and management. This was and learn in all fi elds before we will fully clearly inadequate, as more contemporary understand neck pain. Nevertheless the research is revealing. The cervical spine rapid advances of the past two decades have is anatomically and biomechanically very laid a foundation for improvements in the different from the lumbar spine, in accordance understanding and management of cervical with the different functional roles of these disorders which will benefi t the neck pain regions. While the muscle systems in the two patient and clinician alike. regions have some similarities, they also have This text emanates from the research vast differences, as could be expected with and clinical interests of the authors over their different functions. In addition, cervical the past 10 years in particular. Collectively, structures have unique neurophysiological we have particular interests in whiplash- connections to the vestibular and oculomotor associated disorders, cervicogenic headache, systems. The structures of the cervical cervicobrachial, and idiopathic neck pain. spine are vulnerable to trauma, as occurs, As physiotherapists, we have researched for example, in a motor vehicle crash in towards developing enhanced clinical ways not experienced in the low back. The diagnoses of neck disorders as well as psychological reactions that can accompany developing the foundations for specifi c neck pain are often quite different from rehabilitation and prevention strategies those found with chronic low-back pain. In for neck pain. The research has developed viii Preface from an applied clinical perspective. Our This text presents the applied sciences, philosophy is that if we understand, identify, assessment, and rehabilitation protocols for and quantify the abnormal features involved the management of cervical disorders. In in neck disorders from a broad multisystems writing the text, we have used the available pathophysiological perspective, this will international body of knowledge. However lay the foundation for better differential the text has principally been developed and diagnosis and rehabilitation. It is our guided by the outcomes of our research and contention that understanding the under- its translation to clinical practice. Research lying processes of cervical disorders as is an ongoing process and we look forward well as their development over time will to developments in the fi eld over the next assist in developing clinically meaningful 10 years. subcategories of neck disorders and most GJ importantly will direct the development MS of specifi c and relevant rehabilitation and DF prevention strategies. We have developed JT and tested new rehabilitation strategies and for neck disorders and this process, like all S O’L research, is ongoing. 2008 Foreword Whiplash, Headache, and Neck Pain is a it must be said that all authors contributing unique text presenting the examination, to this text have developed and carried out interpretation and the conservative their own individual research topics. Each management of specifi c disorders related author’s individual and specifi c academic to the cervical spine and neck. The and clinical work has contributed towards disorders covered in the text are whiplash the development and completion of the text. associated disorders both acute and chronic, With extensive academic qualifi cations, cervicogenic headache and cervicobrachial research positions and teaching positions pain. These specifi c disorders can be held by each author they have all been well perplexing and as a result diffi cult to qualifi ed to contribute to Whiplash, Headache, manage. However the disorders are dealt and Neck Pain. with by the authors in a manner which In support of the research which forms is enlightening. They provide a detailed the structure of Whiplash, Headache, and Neck clinical understanding and as a result a Pain has been the granting of considerable greater ability for the clinical prescription of funding. This has been granted by the more appropriate management strategies. National Health and Medical Research This clinical understanding takes into Centre, Australia, the Australian Research account the individual with the complaint Council, the Motor Accident’s Research and the associated sensory, muscular and Council along with a number of other articular systems. Management is detailed funding bodies. The granting of funding from by way of a multimodal approach. Hence these high profi le bodies is an indication of the authors have provided a systematic the outstanding and competitive research approach towards a better understanding proposals presented by the authors to the of the complexities of clinical investigation funding bodies. In addition to funding, as and management related to disorders of the a guide to the academic level of the text, cervical spine and neck. the authors attracted the attention of many Whiplash, Headache, and Neck Pain national and international experts in similar represents extensive research infl uenced by fi elds of investigation. This attention led extensive clinical experience. The text is the towards collaborative work with different culmination of many decades of combined aspects of the text’s presentation. work by the fi ve authors. In particular, the For decades musculoskeletal physio- senior author, Gwen Jull, has dedicated much therapy and the conservative treatment of her time to developing an understanding for neck pain and associated disorders has of particular disorders of the cervical spine been based upon the interpretation of signs and neck based upon her clinical experience and symptoms. These signs and symptoms and extensive research. Her enthusiasm for were assumed to be specifi c to the articular research has been infectious, as is evident in system. In addition a diagnosis was the post graduate physiotherapy programs purposely avoided. As a result, treatment, at the University of Queensland, Australia. was based upon the presumption that the In her position as Professor of Physiotherapy application of passive ‘techniques’ consisting at the University of Queensland she has in- of applied intermittent pressure to an fl uenced the research of many post graduate anatomical site of pain over a spinal segment, students. This is evident in the academic resulted in the passive mobilization of development of the other authors. However the articulation. Should there have been a x Foreword perceived improvement of mobility it was systems of management which are more considered that the ‘technique’ was benefi cial appropriate to the nature of disorders of towards the resolution of the disorder. the cervical spine and neck. Within this While this approach had merit towards multimodal approach are included not only the early development of musculoskeletal physical managements but consideration of physiotherapy in the 1960s and 1970s its the psychological and psychosocial effects blind acceptance ultimately retarded the of the disorders. scientifi c development of the profession. As a The authors of Whiplash, Headache, and result, the progressive development of more Neck Pain have advanced the status and appropriate conservative managements for credibility of musculoskeletal physiotherapy disorders of the cervical spine and neck were and the conservative management of lacking. specifi c disorders of the cervical spine and Without intent, this approach is at neck. They are congratulated on producing last been challenged by the authors of a text which clearly promotes a much Whiplash, Headache, and Neck Pain. They greater understanding of the investigation have questioned and researched, in depth, and management of such disorders. They certain disorders of the cervical spine and are also congratulated on enhancing neck resulting in the presentation of a much future developments of musculoskeletal wider range of impairments additional to physiotherapy. those of the articular system. As a natural Bob Elvey progression to the description of a wide Dunsborough, Western Australia range of impairments associated with these 2008 disorders they also describe multimodal Acknowledgments Neck pain is a multifaceted disorder and and Dr John Quintner, Consultant Physician the skills and knowledge required to in Rheumatology and Pain Medicine, research in the fi eld require the assistance Perth, WA. and collaboration of many people who Our PhD and Honours students have have shared their expertise with us in all contributed to the research of the Unit collaborative research in the Cervical presented within this book and we thank Spine and Whiplash Research Unit at the them. Likewise, research cannot proceed University of Queensland. without fi nancial support and we ac- We would particularly like to acknowledge knowledge the research support we have and thank fi rstly those at the University of received from the National Health and Queensland – Professor Justin Kenardy, Medical Research Council, The Australian who has contributed to the research into Research Council, The Physiotherapy psychological features, Professor Bill Research Foundation, the Motor Accidents Vicenzino, Professor Paul Hodges, Dr Tina Insurance Commission (Qld), Suncorp Souvlis and Ms Nancy LowChoy from the General Insurance, and the Centre of National Division of Physiotherapy, and Associate Research on Disability and Rehabilitation Professor Luke Connelly for his health Medicine (CONROD). economics expertise. We also acknowledge the patients we We would also like to acknowledge treat who challenge our clinical reasoning the collaborations of Professor Roberto and technical skills. We especially thank Merletti and Dr Alberto Rainoldi from all the people with neck pain who have the Laboratory of Neuromuscular System volunteered to participate in our research Engineering and Motor Rehabilitation, projects. Without their contribution the Politecnico di Torino, Italy; Professor Dario research program could not occur. Farina, Professor Thomas Graven-Nielsen Finally we would like to acknowl- and Professor Lars Arendt-Nielsen, Aalborg edge Mr Chris Stacey of Marketing University, Denmark; Associate Professor Eli and Communications, The University of Eliav, University of Medicine and Dentistry, Queensland, for the photography and New Jersey, USA; Professor Michele our models for the photographs, Karina Curatolo, University of Bern, Switzerland; O’Leary and Sabine Giesbrecht. CHAPTER SECTION ONE Introduction 1 Introduction Neck pain is a relatively common complaint and affects some 70% of individuals at some time in their lives. International epidemiological data suggest that 40% of the population will suffer neck pain in any one year with a point prevalence of between 10 and 20%.1 No age group or occupation appears immune and neck pain is second only to low-back pain in annual workers’ compensation costs.2 Furthermore neck pain tends to be a persistent and recurrent disorder and up to 60% of persons can expect some degree of ongoing pain for many years after their fi rst episode.3 This has substantial effects on quality of life. These statistics challenge clinicians of all disciplines to improve the worth of preventive and rehabilitative programs for cervical disorders. Neck pain can be present in infl ammatory arthropathies such as rheumatoid arthritis and ankylosing spondylitis, but by far the most common origins of neck pain are benign and relate to disorders originating in the cervical musculoskeletal system. An anatomical source of the condition may be evident on radiological imaging in some cases. Nevertheless, in relation to a defi nitive diagnosis, most neck pain presentations share a similar destiny to those of the low back in that for the majority of patients there can be no absolute certainty of the pathoanatomical cause of the pain. As a result, it has been recommended that neck pain is classifi ed only as either idiopathic (that is, there is no apparent evident cause of the pain) or resulting from trauma such as whiplash-associated neck pain.4 The major drawbacks of such generic categorizations are that they falsely assume some homogeneity within each category of neck pain. Such categorization offers little assistance or direction for 2 Whiplash, Headache, and Neck Pain management for the individual sufferer of defi nitive directions for precise interven- neck pain. tions. We have conducted research into neck A plethora of treatments have been pain, with a particular interest in cervico- described or tested for neck pain. They have genic headache and whiplash-associated been diverse and one approach can neck pain in the acute and chronic states. seemingly be the antithesis of another. This The purpose of this book is to enhance is probably symptomatic of the absence understanding of neck pain and its of clear diagnoses and directions for management from an impairment/ management. The current scientifi c status of pathophysiological point of view. This will conservative physical therapy treatments not be foreign to physiotherapists and other for neck pain is somewhat equivocal but practitioners who provide conservative evidence is growing. Systematic reviews management for cervical disorders. Their are pointing to the evidence of benefi t of methods of assessment rely on an multimodal approaches to management interpretive analysis of presenting symptoms inclusive of activity, manual therapy, and and signs in the articular, muscular, and exercise, with exercise being a key element neural systems in the psychosocial context of any combination of treatments.5–7 of the patient to guide treatment and set Nevertheless it is apparent from clinical management goals. What we aim to offer in trials of neck pain patients that there are this book is a strengthening research base individual differences in responsiveness to for the examination and management plan the therapy under investigation, with some through quantifi cation of the impairments. patients gaining excellent outcomes while, In support of this approach, relatively close at the other extreme, others achieve no correlations exist between measures of relevant benefi ts.8–10 Heterogeneity in the impairment, functional limitations, and pain complaints and treatment responsiveness, and disability in persons with cervical spine as is evident clinically, is the reality in neck disorders.11 A precise understanding of the pain patients. problems presenting in the various systems This equivocal picture of neck pain gained from research provides the directives realizes the importance of moving in new and rationale for treatment methods. directions for the diagnosis and manage- ment of the neck pain patient. The neck Structure of the book is an intricate structure anatomically, neurophysiologically, and biomechanically. This book emanates directly from our Neck pain patients may complain of a research and clinical interests in neck pain myriad of symptoms with and without and does not pretend to be a comprehensive attendant psychological features or dissertation on cervical musculoskeletal reactions. We have taken what could be disorders. Rather the initial section presents termed a pathophysiologically based the basic and applied clinical research that approach to identify better the processes we and others have undertaken into neck in the sensory and motor systems, in pain disorders. Pain mechanisms and sensorimotor function, as well as the measurement of sensory disturbances will psychological features that are associated be highlighted, providing insight into neck with neck pain and other associated pain for both assessment and management symptoms. Understanding and quantifying purposes. Comparisons will be made what is happening to the person and to the between whiplash-associated disorders and sensory, articular, and muscle systems with idiopathic neck pain throughout the text as, neck pain have the potential to provide although there are many similarities in CHAPTER Introduction 3 underlying processes in these categories of defi cits in a clinical situation will be neck pain, there are differences, especially described, as will be the implications for in relation to pain and changes in the sensory management and the research base for the system as well as sensorimotor control. design of therapeutic exercise interventions. The evidence supports the important role Current knowledge of the role that of exercise in the rehabilitation of the neck psychosocial factors play in neck pain, pain patient. This fi eld has been one of our especially in whiplash-induced pain, will be particular interests and will be emphasized explored. It seems that the psychosocial in management of persons with cervical factors involved in neck pain may differ disorders. In a lead-up to the therapeutics, somewhat from those in low-back pain, the anatomy of the cervical and axioscapular which fl aws automatic extrapolation of muscles and related biomechanics and chronic low-back pain data to neck pain for pathomechanics will be presented. There the purposes of diagnosis and treatment. will be an emphasis on applied anatomy of In the next major section of the book, we the articular system and the muscles’ role in present three common conditions that have movement as well as support for the cervical been our particular interests in research. and axioscapular regions. Our research into These are whiplash-associated disorders, the nature of impairments in the muscle cervicogenic headache, and cervicobrachial system associated with neck pain has pain. Whiplash-associated disorders highlighted the properties of muscle continue to present major challenges to all disturbances that have been determined in those involved in its management. The neck pain patients, including, importantly, mechanisms of injury will be reviewed in alterations in muscle coordination, muscle relation to their possible injury sequelae. fatigability as well as loss of strength and Whiplash-associated disorders are marked endurance. We will present original evidence by their heterogeneity in presentation, which of disturbances in patterns of muscle control, realizes the importance of understanding which implicate regular disturbances in the the variety of impairments that may present deep pre- and postvertebral muscles. This as well as indicators of prognosis. research provides the basis for the design of A classifi cation system will be provided therapeutic exercise interventions presented for whiplash-associated disorders based in this text. on identifi ed physical and psychological Other elements of disturbed sensorimotor disturbances shown to be present soon control will be explored. The case for the after the injury. It provides directions for role of disturbances in cervical somato- the early diagnosis and management of the sensory information to the sensorimotor whiplash injury. The chapter on cervicogenic system as well as the resultant disturbances headache will have a focus on the differential in cervical joint position sense, eye movement diagnosis of cervicogenic headache from control, and balance will be presented in other frequent intermittent headaches, association with other elements such as the notably migraine without aura and tension- vestibular system. The neurophysiological type headache. It will present research basis for symptoms associated with neck investigating the role of musculoskeletal pain such as dizziness, light-headedness, impairment in frequent intermittent and unsteadiness, as well as attendant headache as well as a comprehensive physical impairments which are particularly description of the impairments in the cervical common in chronic whiplash-associated musculoskeletal system which characterizes disorders will be explored. Assessment cervicogenic headache. In discussing methods that can be used to depict the cervicobrachial pain, processes involved in