Copyright 1989 by J.F. Coates, Inc. All Rights Reserved Library of Congress Catalog Number: 88- 82961 -I -S-BN: 0-912338-66-0 (Clothbound) : ISBN: 0-912338?9 (Microfiche) A World Future Society Book Published by: Lomond Publications, Inc. P.O. Box 88 Mt. Airy, Maryland 21771 and The World Future Society 4916 St. Elmo Avenue Bethesda, Maryland 20814 TABLE OF CONTENTS FoREwoRn ........................................... vil PREFACE ..............................................xi PART ONE ROLE OF TIiE FUTURIST Chapter 1 The Futurist and the Corporation ..................2 Chapter 2 Characteristics of the Selected Futurists ............. 9 Chapter 3 What Futurists Believe: Comparisons Among 17 ......19 Chapter 4 Strengths, Weaknesses and Gaps in Current Futures Thinking .....................45 PART TWO FUTURIST PROFILES Chapter 5 Roy Amara ..................................59 Chapter 6 Robert U. Ayres ..............................71 Chapter 7 Daniel Bell .................................. 87 Chapter 8 Kenneth E. Boulding ..........................103 Chapter 9 Arthur C. Clarke .............................115 Chapter 10 Peter Drucker ...............................127 Chapter 11 Victor C. Ferkiss .............................143 Chapter 12 Barry B. Hughes ............................. 155 Chapter 13 Alexander King ..............................167 Chapter 14 Richard D. Lamm ............................181 Chapter 15 Michael Marien ............................. 195 Chapter 16 Dennis L. Meadows ...........................207 Chapter 17 James A. Ogilvy ..............................219 Chapter 18 Gerard K. O'Neill ............................229 Chapter 19 John R. Pierce ...............................241 Chapter 20 Peter Schwartz .............................. 253 Chapter 21 Robert Theobald .............................265 PART THREE OVERVIEW Chapter 22 As We See the Future ......................... 281 vi What Futurists Believe Keeping Up and Digging Deeper: A Guide to thé Fatntea Uteratnte .......................309 Second Thoughts : Roy Amara, Robert U. Ayres, Kenneth E. Bonlding, Victor C. Ferkiss, Barry B. Hughes, Richard D. Lamm, Michael Marien, Péter Schwartz, and Robert Theobald ........................313 Name Index ............................................ 327 Key Word Index ........................................ 330 FOREWORD by Edward Cornish President, World Future Society Editor, The Futurist The term "futurist," in its current meaning, did not become part of our language until the 1960s, when it began appearing in U.S. magazines as a handy way to describe people who are seriously interested in what may happen in the years ahead. Until then, it seems, such people were sufficiently rare that the absence of a word for them was not a serious problem, though one Fortune magazine writer in the pre-futurist days was driven to invent the phrase "wild bird" as a name for the visionary thinkers who were moving into corporations. During the sixties, futurists multiplied in the excitement over space exploration and the abundance of scientific and technological breakthroughs, and Time magazine devoted a major essay in 1965 to describing these "futurists." This usage of the term in its new sense-it had previously been used to describe an early-twentieth-century art movement-seems to have been the impetus that made the term what it is today. The World Future Society named its initial newsletter (later a magazine) The Futurist, and today "futurist" is widely used as a catch-all term for people interested in long-term issues. It received a kind of official status in 1985 when the President of the United States invited a group of people described as "futurists" to have lunch with him at the White House. Many people now described as futurists might prefer to call themselves something else-long-range planner, forecaster, social theorist, trend analyst, etc.-but the public cannot get very excited over niceties of word and meaning; the term "futurist" is easily understood, and being called one is no longer the worst of fates. Society has corne to accept futurists as people worth listening to, not because they have the right answers, but because they do have the right questions-those that concern the serious long-term issues that our society faces. Since the sixties, futurists have acquired steadily increasing respect in government, business, education, and other areas. The U.S. Congress now has its own futurist "club:" the Congressional Clearinghouse on the Future, to which several-score senators and representatives belong. Top business leaders participate in futurist activities and hire futurists to vüi What Fntnrists Believe advise their companies. And futurists at universities have established numerous courses dealing with the future. The growing respect accorded futurists does not mean that there is agreement on just what a futurist really is-or should be. Some futurists want the term to apply only to people professionally engaged in studying or planning for the future; they want futurists to be a professional group, with the usual accouterments of such-academic degrees, peer review, etc. Other futurists insist on a more democratic approach, arguing that the future belongs to everyone and should not be made a private preserve for specialists. This conflict has resulted in a World Future Society policy: People of all kinds are admitted to membership, but there is also a professional section with its own journal and members-only meetings. Though anyone interested in the long-term future may be called a futurist, the term strongly implies an interest in a broad range of issues, not just those in a particular specialty. The interconnections among the many different aspects of our society become abundantly clear to anyone who tries seriously to explore the future: new technology will influence education, which will mold the work force of the future, and the new work force will have values that may encourage an entirely new direction for technology. Nothing in our society exists all by itself; each element is connected to every other element by subtle and intricate chains of cause and effect. Thus, good futurist thinking is holistic. Futurists insist on a rational or even scientific basis for their speculations about the future. They have little patience with mystical predictions (palmistry, astrology, etc.), but are generally ready to listen to a very wide range of opinions based on scientific or historical evidence. As a group, they are pragmatic rather than ideological: They want to know what will "work;" that is, what will really be effective in improving the human condition over the long term. Though they distrust ideologies, they are very hospitable to social experiments and innovations. The reality of human choices in shaping the future is one of the basic tenets of today's futurists. They do not see the future as predetermined by fate or divine providence, but as constantly being shaped and reshaped by human actions based on human choices. We humans determine the future, so we think about the future not to predict what will happen, but to create a better future than we will otherwise have. Each of us is an active participant in the historic process of determining mankind's future. Futurists thus share a basic orientation toward the world that provides the framework for fruitful dialogue. Because they are broad-gauge in their thinking habits and generally open to new ideas and experience, they have considerable flexibility in their thinking and are Foreword ix more willing than most people to change their minds and adopt new positions. The broad, long-term perspective of futurists means that they have a lively appreciation of the complexity of society and the myriad interactions that appear and influence it over time. Because the subject of their concern is extraordinarily complex, individual futurists see different things happening and wind up with very different views about what is likely to happen in the future. The notion that futurists are mainly concerned with predicting the future is one of the persistent myths that futurists have to live with. A corollary myth is that their predictions are usually wrong. The latter myth arises partly from the hilarious blunders made mainly by nonfuturists, prominent amateurs who, through the ages, have attempted to anticipate the future. At the turn of the century, for instance, many distinguished scientists went on record as stating that no successful flying machine would ever be built. Another myth is that futurists are technocrats, who believe that technology will solve every human problem. This myth is countered by the fact that futurists led the movement to establish the U.S. Office of Technology Assessment, which serves as a kind of check on technology by advising Congress on both the pros and cons of new technologies now being developed. Yet another myth is that futurists are neophiles-lovers of gee-whiz gizmos-who have little concern for either the natural environment or the treasures of antiquity. In fact, futurists as a group are extremely concerned about the environment, constantly sounding the alarm about such dangers as acid rain and the greenhouse effect; they also want to preserve the human heritage so that future generations can benefit from it. As editor of The Futurist magazine, 1 well remember the outraged protests that erupted when we published an item suggesting that earth might someday solve its waste-disposal problem by rocketing the stuff out into space. Using space as a dumping ground for earth's wastes aroused extraordinary fury among futurists: It's bad enough to turn our own planet into a wasteland, they suggested; making the universe our dumping ground would be totally unthinkable. Futurists want to be good citizens of the universe as well as of the earth; preservers of nature as well as creators of technological wonders; custodians of the past as well as advocates of the future. This book goes far toward explaining what futurists are by describing what some of them think. The great value of this study is that (1) it presents systematically the views of 17 unusually thoughtful futurists on a variety of important issues, and (2) it analyzes their views in various x What Futuriste Beheve useful ways so that a reader can pick up incisive new insights into the issues under discussion. The authors, futurists themselves, have contributed their own views of the future which adds to the liveliness of this book. It should make an unusually effective textbook, practically guaranteeing lively classroom discussion. The futurists whose views are presented here are not "average" futurists (assuming it is possible to find such an animal), but rather an outstanding selection of thinkers tackling the great issues. Any one of these futurists would be a guest of honor wherever the future is being thoughtfully discussed. To have their ideas brought together in this unique way is an outstanding achievement for which we owe a debt of gratitude to futurists Joseph F. Coates and Jennifer Jarratt. 1 am delighted that the World Future Society has been able to collaborate with Lomond Publications, Inc. (through the offices of its President, Lowell H. Hattery) and J.F. Coates, Inc. in the publishing of this volume. PREFACE More and greater pressures on organizations, the development of more reliable tools for anticipation, and the build-up of a cre;dible body of futurist works are promoting a positive attitude toward study. of the future. Systematic attempts to identify the factors which are shaping the future and to anticipate their conséquences as" an aid to decisionmaking have steadily grown over the last 35 years. The military interest in strategic planning and profound need to better understand the implications of atomic power in the immediate post-World War II period led to a prolifération of organizations committed to strategic planning. One outcome of that passion for planning was the rise to prominence of Herman Kahn and his approach to the future. He strongly influenced the military, and to a lesser extent, corporate and other planners. Central to Kahn's thinking were: First, the concept of alternative futures, that the future is not a single inevitable state, but change can evolve in strikingly different ways. Second is the notion that stable, long-term trends can be identified and used in probing the future. Third was his extensive use of scenarios as a tool for understanding and presenting complex situations. In the military and the commercial sectors, technological forecasting flourished in the 1950s and 1960s, along with shorter term futures studies tied to market research. Commonly one finds the engineer offering scientific or technically grounded speculations about what could or ought to be, in the form of new structures, materials, gadgets, devices, systems, or other technological wonders. Related but distinct and usually sharply dissociated from the realities of our current world is science fiction. From the point of view of futures studies, sci-fi is of little, or no, value. Science-fiction is usually so barren of plausible psychological, social, or institutional sophistication as to fall into one of three categories: entertainment, fantasy, or cautionary tales. Science-fiction, however, does reveal one important feature of the exploration of the future, and that is the intellectual difflculty in identifying and describing plausible positive futures in contrast to the relative ease with which negative, hostile, and destructive futures may be generated. The academic community continually rediscovers the future. One branch of futures studies often flourishes in departments of sociology, where there are recurrent attempts to develop grand theories of human affairs. xii What Futurists BeUeve Within the corporation, the adoption of a futures perspective makes its clearest mark in stratégie planning, which a generation ago often took a 15- to 20-year look ahead. In recent decades, under pressures of market competition, international developments, and a volatile stock market, corporate planning has tended to be foreshortened. The greatest stimulus in the corporate world for concern for the future cornes from the awareness that the two mainstays of earlier corporate strategic planning-market research and technological forecasting-have become less reliable as the corporate external environment has become increasingly complex. The result is the revival of interest in the corporation in methods or techniques which will help in understanding and interpreting the world in which the firm is embedded, the so-called corporate external environment. Reflecting that interest in its environment is the rise of issues management in the past decade as a tool for anticipating short- or mid-range, i.e., one- to five-year, developments. Against that background of expanding concern, interest, and awareness of the benefits the systematic study of the future may have for the corporation and other organizations, the project which led to this book was begun. The project, subscribed to by eight American corporations and two corporate service organizations, identified a group of prominent primarily American futurists. Through a process described more fully in the Introduction (Chapter 1), the authors analyzed the published works of the seventeen futurists, interviewed all but two of them, and prepared a profile of each. Review and feedback on the profiles was sought and received from all but one of the futurists. The authors then undertook to compare the futurists' beliefs and to critique the present state of futures studies as represented by their panel. Finally, the authors present their own view of forces and factors shaping the next decades. The authors' statement (Chapter 22) is offered neither as synthesis of nor counterview to those of the panel of futurists. It is an independent piece reflecting another view of forces influencing and shaping the future of American and global society which have strong implications for the corporation and other institutions. The present volume, while in the main following the text of the original project report, has been updated and reorganized somewhat as a result of the reception and use by the corporate sponsors and continuing study by the authors. To increase the timeliness of this book, each of the seventeen futurists was invited to prepare a 500-word commentary, expansion, supplement, or other kind of statement appropriate to the theme and objectives of the