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APPLIED MATHEMATICS AND MECHANICS An International Series of Monographs Ε DIT Ο RS FRANCOIS Ν. FRENKIEL G. TEMPLE Washington, D. C. The Queen's College Oxford University Oxford, England 1. Κ. OswATiTSCH : Gas Dynamics, English version by G. Kuerti (1956) 2. G. BIRKHOFF and Ε. H. ZARANTONELLO : Jet, Wakes, and Cavities ( 1957) 3. R. VON MISES: Mathematical Theory of Compressible Fluid Flow, Re­ vised and completed by Hilda Geiringer and G. S. S. Ludford ( 1958) 4. F. L. ALT: Electronic Digital Computers—Their Use in Science and Engineering (1958) 5Α. WALLACE D. HAYES and RONALD F. PROBSTEIN: Hypersonic Flow Theory, Second Edition, Volume I, Inviscid Flows (1966) 6. L. M. BREKHOVSKIKH : Waves in Layered Media, Translated from the Russian by D. Lieberman (1960) 7. S. FRED SINGER (ed.) : Torques and Attitude Sensing in Earth Satellites (1964) 8. MILTON VAN DYKE: Perturbation Methods in Fluid Mechanics (1964) 9. ANGELO MIELE (ed.) : Theory of Optimum Aerodynamic Shapes (1965) 10. ROBERT BETCHOV and WILLIAM O. CRIMINALE, JR. : Stability of Parallel Flows (1967) 11. J. M. BURGERS : Flow Equations for Composite Gases (1969) 12. JOHN L. LUMLEY: Stochastic Tools in Turbulence (1970) 13. HENRI CABANNES: Theoretical Magnetofluiddynamics (1970) 14. ROBERT E. O'MALLEY, JR. : Introduction to Singular Perturbations (1974) 15. TUNCER CEBECI and A. M. O. SMITH : Analysis of Turbulent Boundary Layers (1974) 16. L. M. BREKHOVSKIKH : Waves in Layered Media, Second Edition, Translated by Robert T. Beyer (1980) 17. CHIA-SHUN YIH: Stratified Flows (1980) WAVES IN LAYERED MEDIA Second Edition L. M. BREKHOVSKIKH Acoustics Institute Academy of Sciences of the USSR Moscow, USSR TRANSLATED BY ROBERT T. BEYER Department of Physics Brown University Providence, Rhode Island 1980 ACADEMIC PRESS A Subsidiary of Harcourt Brace Jovanovich, Publishers New York London Toronto Sydney San Francisco COPYRIGHT © 1980, BY ACADEMIC PRESS, INC. ALL RIGHTS RESERVED. NO PART OF THIS PUBLICATION MAY BE REPRODUCED OR TRANSMITTED IN ANY FORM OR BY ANY MEANS, ELECTRONIC OR MECHANICAL, INCLUDING PHOTOCOPY, RECORDING, OR ANY INFORMATION STORAGE AND RETRIEVAL SYSTEM, WITHOUT PERMISSION IN WRITING FROM THE PUBLISHER. ACADEMIC PRESS, INC. Ill Fifth Avenue, New York, New York 10003 United Kingdom Edition published by ACADEMIC PRESS, INC. (LONDON) LTD. 24/28 Oval Road, London NW1 7DX Library of Congress Cataloging in Publication Data Brekhovskikh, Leonid Maksimovich. Waves in layered media. (Applied mathematics and mechanics ; ) Bibliography: p. Includes index. 1. Waves. I. Title. QC231.B8513 1980 53Γ.1133 79-51695 ISBN 0-12-130560-0 Waves in Layered Media, Second Edition. Translated from the original Russian edition entitled Volny ν sloistykh sredakh, Izdaniye vtoroye, dopolnennoye i pererabotannoye, by L. M. Brekhovskikh, published by Izdatelstvo "Nauka," Moscow, 1973. PRINTED IN THE UNITED STATES OF AMERICA 80 81 82 83 9 8 7 6 5 4 3 2 1 TRANSLATOR'S PREFACE TO SECOND EDITION The translation of the first edition of this work appeared in 1960 and was immediately acclaimed by the underwater sound community. Professor Brekhovskikh has been recognized as an outstanding theorist in the field of wave propagation. For his contributions he received the Rayleigh Medal of the British Institute of Acoustics in 1976. The second edition of the book represents an extensive revision of the first, with considerable new material, as noted in Professor Brekhovskikh's Preface to Second Edition. Some more recent references have been added by the translator to the already extensive bibliography. The translator acknowledges the assistance of the U.S. Office of Naval Research in the preparation of the translation. He is also grateful to the staff of Academic Press for substantial editorial assistance. R. T. BEYER ix PREFACE TO SECOND EDITION A number of new problems have been treated in the second edition. These include the theory of a waveguide in a medium in which the wave propagation velocity c — c(x, z) depends on two coordinates, the theory of a surface waveguide and the waves of whispering galleries (including the case of a solid), reference (étalon) equations and reference integrals, diffraction rays, etc. The exposition of other questions such as the theory of caustics, for example, has been greatly expanded. On the other hand, part of the material pertaining to an underwater sound channel, which is not of general interest, has been excluded. This and similar problems are dealt with at much greater length in a special monograph on underwater acoustics just completed by the author and his colleagues. The rest of the material has been compressed somewhat by virtue of contemporary methods of presentation. The bibliography has been increased consider­ ably. The author expresses his deep gratitude to I. F. Treshchetenkova for highly valuable assistance in the preparation of the second edition. L. BREKHOVSKIKH xi PREFACE TO FIRST EDITION A systematic exposition of the theory of the propagation of elastic and electromagnetic waves in layered media is given in this monograph. A considerable part of the material originated with the author and has appeared earlier in a number of journal articles. I have endeavored to present the results of other authors in the spirit of my own, as far as possible, in order to avoid methodological "disharmony." Furthermore, as one of my primary tasks, I have attempted to give the reader a clear physical picture of the phenomena under investigation. As regards the mathematical rigor, it is possible that it has not been sustained throughout to a sufficient degree, in order to avoid making the presentation too cumbersome. The simultaneous presentation of the theory of propagation of elastic and of electromagnetic waves followed in the book is quite advantageous since the same mathematical methods may be applied in both cases. Also, as a result of this simultaneous presentation, each region is enriched by the methods applied in the other. Thus, for example, the impedance method developed in acoustics and radio engineering may be quite successfully applied in calculations of multilayer reflection reduction of optical systems and interference filters. The bibliography given at the end of the book is fairly complete, but is far from exhaustive. I would like to express my deep gratitude to V. A. Polianskaya and I. F. Treshchetenkova, who were of great help in checking the equations and in preparing the manuscript for publication. L. BREKHOVSKIKH xiii Chapter I PLANE WAVES IN DISCRETELY LAYERED MEDIA A plane harmonic wave is the simplest form of a wave process. In this chapter we shall consider the reflection and refraction of such waves at plane interfaces. Wave fields of very general form can be represented by a superposition of plane harmonic waves. For this it is only necessary that the functions which describe temporal and spatial changes in the field be represented in the form of the corresponding Fourier integrals. Therefore, the results obtained in this chapter will be used extensively in the following chapters; in particular, for the analysis of the reflection of bounded wave beams and spherical waves. § 1. Plane Waves in Homogeneous Unbounded Media 1.1. Basic concepts and definitions A plane wave represents the simplest form of wave motion. The most general analytic expression for such a wave is the function / nx + ny + nz x y z - t), (1.1) V c where n,n,n are three numbers satisfying the condition n2 + n2 + n2 = x y z 1 and are projections on the coordinate axes of the unit vector normal to the wave front, i.e., to the plane on which the argument of the function in (1.1) remains a constant (planes of constant phase). The function (1.1) is a solution of the wave equation V ^ i ^ - ft 2 il ii ii (L2) V s + + c2 dt2 dx2 dy2 dz2 It describes some disturbance which is propagated with the velocity c. The form of the wave, defined by the form of F, remains unchanged during propagation. The so-called spectral method of investigation of wave and oscillatory phenomena is widely used in physics and engineering; we shall also use it in what follows. This method allows us to reduce the analysis of the behavior of the waves of very arbitrary form (in cases in which the 1 2 I. P L A NE W A V ES IN D I S C R E T E LY L A Y E R ED M E D IA superposition principle holds) to the analysis of very simple, "harmonic" waves. In Eq. (1.1) we use the notation £ = (nx + ny + nz)/c - t x y z and represent the function F(Q as the real part of the Fourier integral F(£) = Re f °°Φ(ω)<?' ω* άω. (1.3) Since the real part of an arbitrary complex number can be written in the a = {a + a*)/2, form Re then r f J oo oo Φ(ω)βίωξ do3+\\ Φ*(ω)β-'ωξ άω. (1.3a) Jo ο e~loi'^ di; ξ We multiply this expression by and integrate over from — oo to 4- oo. It is then not difficult to obtain the following for the spectral density function1": Φ(ω) = - f + C°F(0e-^dè. π J-oo ( 1 . 4) The integrand in (1.3), which corresponds to a certain value of co r // ηnχxχx +- r nvηy y +- r ηnz,zζ \ ι /(co, x,y, ζ) = Φ(ω)β«* = Φ(ω) exp1 " / ^ — \ — - - ' )} 0-5) is a plane harmonic wave. Here we use the complex form of writing both the Fourier integral and the expression for the individual harmonic wave. It is necessary to give physical meaning only to the real part of the corresponding expressions. Therefore, in the final analysis, the harmonic plane wave should be written in the form of the real part of E q. (1.5), i.e., Α(ω) cos[(nx + ny + ηζ)ω/c — ωί x y ζ + φ(ω)]. (1.6) Here we have represented the generally complex function Φ(ω), in the transition from (1.5) to (1.6), in the form Φ(ω) = A(G>)ei<K"\ The following notation is standard: ω/c = k = 277/λ, kn = k, kn = k, kn = k, x x y y z 2 where k, k, k, k are the modulus of the wave vector (wave number) and x y z * The derivation of (1.4) becomes elementary if we use the Dirac function 2π δ(χ) = S ΐηβ*χ* d£ and take into account its basic property f ί ^Φ(-χ) S(x) dx = <I>(0),where Φ(0) is a continuous function at zero. 1. PLANE WAVES IN HOMOGENEOUS MEDIA 3 its components along the coordinate axes, respectively, and λ is the wavelength. Then Eq. (1.5) is rewritten in the form* / = Φ(ω) exp i(kx + ky + kz - ωή = Φ(ω) exp /(k*r - ωή. (1.7) x y z Since the differentiation of a function such as / with respect to / reduces to its multiplication by — /ω, the wave equation for / can be written in the form V2/+ k2f=0. (1.8) The following features of the spectral approach have led to its widespread application to wave phenomena: 1. the comparative simplicity of analysis of the behavior of each of the harmonic waves; 2. the possibility of expansion of an arbitrary wave process into harmonic waves in cases in which the superposition principle is valid; 3. the very high monochromaticity of many radiators used in practice, as a consequence of which the waves radiated by them are close to harmonic. The expansion of a complicated wave process into harmonic waves and the reduction of the problem to Eq. (1.8), where the frequency is assumed to be already given, provide a most convenient method of analysis when dispersion is present (the velocity c is a function of ω). In what follows, we shall consider harmonic waves (1.7) almost exclu­ sively, constructing wave excitations of more complex form from them when necessary. 1.2. Inhomogeneous plane waves There is an interesting generalization of the expression for the plane harmonic wave of (1.7) that is important for further development. It was shown above that k, k and k are the components of the wave vector x y z along the coordinate axes. It was assumed there that we can choose any three real numbers as such quantities that satisfy the relation k2 + k2 + k2 = k2. (1.9) We now give up the graphical presentation in the treatment of these numbers and assume that the set k,k,k is a triplet of complex numbers x y z k = k' + ik'\ k = k' + ikf, k = k' + ik. (1.10) x x x y y z z z t For simplicity, we shall write the expression exp(/<p), which is frequently encountered below, in the form exp i<p. 4 I. P L A NE W A V ES IN D I S C R E T E LY L A Y E R ED M E D IA Here we again require that Eq. (1.9) be satisfied for real values of k = ω/c. Then Eq. (1.7) will again satisfy the wave equation (1.8). Let us see what kind of a wave will be described by Eq. (1.7) with complex k,k,k. Substituting (1.10) in (1.7), we obtain x y z / = Φ(ω) exp[i(^jc + k' y + k'z - ωή - (k^x + IÇy + Kz)\ (1.11) y 2 This expression describes a wave with varying amplitude. The planes of constant amplitude are given by the equation k'fx + k;y + k''z = C, (1.12) x z and the planes of constant phase by the equation kx + k'y + k'z = C , (1.13) x y z 2 where C and C are constants. We can show that the planes of constant x 2 phase are orthogonal to the planes of constant amplitude. Actually, sub­ stituting (1.10) in (1.9) and equating the imaginary parts of both sides of the equation, we get k k ~\~ k k k k — 0. x x y y ~f~ z z This equation expresses the condition of orthogonality of the planes (1.12) and (1.13). A wave of the form (1.11) is usually called an inhomogeneous plane wave. This wave propagates in a direction given by the vector k'(k', k, k) and x y z has an amplitude that falls off in one of the perpendicular directions. By an appropriate choice of coordinates it can always be arranged that k = ky = 0. Then, just as for ordinary plane waves, we can introduce a y certain angle θ and set k = k sine, k = kcos0. (1.14) x z For complex k and k the angle θ will also be complex. x z For example, consider the case θ = (π/2) — /α, where a is real. From (1.14) we get k = k cosh a, k = ik sinh a, and Eq. (1.7) for a plane wave x z is written / = Φ(ω) exp [M:* (cosh a) - /cz(sinh a) — /ω/]. (1.15) This wave propagates in the χ direction and falls off exponentially in the ζ direction. The velocity of propagation of the wave is equal to c = co/k = x x c/cosh a, as follows from (1.15). That is, it is always less than the velocity of propagation of an ordinary plane wave c. The corresponding wave­ length is equal to 2π/k cosh a = λ/cosh a, i.e., it is less than the ordinary wavelength at the same frequency. The larger a the smaller the wavelength and the larger the attenuation coefficient of the wave in the ζ direction. All the above refers to the case of the absence of absorption of the wave in the medium (real k). The introduction of the concept of inhomogeneous

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