War, Revolution & British Imperialism in Central Asia Frederick Stanwood Ithaca Press London 1983 The Author and Publisher gratefully acknowledge the support of the British Academy in the production of this book. © 1983 Frederick Stanwood First published in 1983 by Ithaca Press 13 Southwark Street London SEI British Library Cataloguing in Publication Data Stanwood, Frederick War revolution and British imperialism in Central Asia. I.Near East— Politics and government---History — Sources 2.Near East---Foreign relations ---Soviet Union---Sources 3.Near East --Foreign relations—— Great Britain---Sources 4.Soviet Union---Foreign relations---Near East Sources 5- Great Britain---Foreign relations-- Near East--ßOurces I.Title 956'.03 DS62.8 ISBN 0-86372-002-1 Printed in England by Anchor Press Ltd and bound by Vfcn Brendon & Sons Ltd both of Tiptree Essex CONTENTS Acknowledgements Introduction Chapter One: Persia and the Collapse of Anglo Russian Co-operation 12 Chapter Two: The Bolshevik Revolution and the Problem of Self-Determination 41 Chapter Three: The Debate on Intervention: Caucasia or Persia? 63 Chapter Four: The Formation of the Eastern Committee 104 Chapter Five : The Failure of Military Intervention 146 Chapter Six: The Collapse of Turkey and the Problem of Defining British Policy 182 Chapter Seven: The Resolution of the Eastern Committee and the Hesitation of Lloyd George 218 Conclusion 247 Bibliography 254 Index 259 CENTRAL ASIA TRANS -CA S PI A Bokhanäb AFGHANISTAN ACKNOWLEDGEMENT S I would like to thank the following for permission to quote from copyright materials in their possession: The Public Record Office for Cabinet Papers and Foreign Office Papers; The British Library, India Office Library and Records, for Crown-copyright material which appears by permission of the Controller of Her Majesty's Stationery Office and for the Curzon Papers which appear by permission of Lord Scarsdale; The British Library, Department of Manuscripts, for the Balfour Papers; Mr. A. J. P. Taylor, on behalf of the Beverbrook Foundation, for the Bonar Law and Lloyd George Papers. I would also like to thank the many people whose task it was to fetch and carry the innumerable volumes of papers and documents which have gone into the writing of this book. The skill and patience of Ms. Marika St. George, who typed the final manuscript, has been a great asset, removing from my shoulders to her own a great burden. I am extremely grateful. Finally, I wish to express my gratitude to the British Academy for their assistance in making possible the publication of this book. INTRODUCTION The years of World War from 1914 to 1918 witnessed the beginnings of a nationalist war in Asia which continued until virtually the present day. The European Empires, unable to restrict nationalism to Europe, found themselves faced with a nationalist challenge all over the globe. This study is concerned with the consequences for British imperial policy of the conjunction of Persian and Central Asian nationalisms and social revolution in Russia, the product of which was the tendency for British anti-nationalism to assume the guise of anti-communism. A study of the interaction of nationalism with anti communism in Central Asia^ must begin with an examination of the diplomatic relationship between the British Empire and Persia. I have attempted, however, to describe not only the diplomatic events but to penetrate the motives and prejudices which lay at the core of British policy and which, after their failure in Persia, impelled the British northward in an attempt to supplant the Russians and thus re-envelope Persia in the imperial cocoon. Britain's ostensible political and imperial interests were strategic, growing out of European rivalries, and defensive, the fear of disorder on the periphery of the Empire. The defence of India, by 1914 a touchstone worn smooth by 1 I have chosen to regard Persia as part of Central Asia in order to distinguish it from the largely separate problem of Mesopotamia and the Arab Middle East. Central Asia was a distinct problem for British imperial diplomacy related more to the collapse of Russia and the ensuing revolutionary and nationalist turmoil than to the more straightforward wartime opportunism practiced by Britain in the Arab states. 2 WAR, REVOLUTION AND IMPERIALISM generations of British imperialists, expressed both considerations and had resulted in the expansion of British power from the subcontinent into the Asian heartland where it encountered the southward expansion of the Russian Empire* Throughout the second half of the nineteenth century, Anglo- Russian imperial rivalry was a fact of life: the Germans had been so convinced that the conflict was permanent that they made it a primary element in the theory of Weltpolitik. This proved to be a serious miscalculation as the expansion of German power moved the British and Russians to conclude an accord in Asia which, by formally postponing their outstanding conflicts, enabled both to face the German problem in Europe. The Anglo-Russian Convention of 1907 established a buffer zone between the two Empires stretching from Persia in the west to Tibet in the east. The Convention, though a stand-off in terms of European diplomacy, marked the creation of an uneasy condominium in Central Asia, particularly for Persia. In it, each country recognised the concessions which the other had extorted from the Persians over the years and agreed not poach on one another's sphere of influence. The Convention divided Persia into three spheres: Russia took the north, Britain the south, while in the centre 'independent' Persia was left to balance the imperial scales as best it could\ Though technically the Tehran Government retained dominion throughout the country, Anglo-Russian control of Persia's military forces and finances completely compromised the country's sovereignty. Despite persistent doubts in London about the wisdom and effectiveness of the Convention, when war began in August 1914 the arrangement proved its value. British and Russian troops were able to safeguard Persia's 'neutrality' without serious1 1 A.J.P. Taylor, The Struggle for Mastery in Europe, 1848- 1918, (London, 1954), pp.441-6. INTRODUCTION 3 complication or recrimination, though in cases only by actual occupation, as in Tabriz. The real test of the partnership came in the spring and summer of 1916 when German and Turkish agents deployed throughout Persia in an attempt to fan national, Islamic, and tribal resentments into flame. Their efforts very nearly succeeded and only large-scale military action by the Russians in northern Persia prevented Tehran from wriggling free of the grasp of Anglo-Russian imperialism and allying itself with Germano-Turkish imperialism. Thenceforth, Persia's imperial protectors set out to enforce Persia's isolation from the European conflict by enveloping her within a military cordon and by wresting additional compromising concessions from the hapless and incompetent Shah. It had been Anglo-Russian practice at difficult moments in the past to coerce the Persian Government into acknowledging appropriate portions of the Convention in an attempt to attach legitimacy to the condominium. Following the collapse of the 'offensive' of 1916, the allies sought to impose more stringent control on Persian finances and to secure Persian recognition for the creation of the British equivalent of the Russian's Persian Cossack Brigade, the South Persian Rifles1. Though the Rifles were formed, the Persian Government which had carried out the negotiations in August 1916 collapsed under the weight of public indignation leaving recognition of the de facto position the paramount problem for Anglo-Persian diplomacy. Characteristically, the British subsequently referred to these abortive negotiations as the August Agreement. British diplomatic efforts in Persia not infrequently ended in fiasco: the Treaty of 1919 is merely the most impressive example. The Persian state at the beginning of the 1 The S.P.R. was one of a number of anamolous military forces operating in the vicinity of the Persian Gulf which were technically private armies of the British Foreign Secretary. 4 WAR, REVOLUTION AND IMPERIALISM twentieth century was the scene of multifarious pressures and interests representing landlords, mullahs, tribal chiefdoms,the bazaar, various nationalists and constitutionalists, regions and so on. The net product was a state which had constantly to struggle against its own centrifugal tendencies. The Persian Revolution of 1906 had momentarily reversed the process, but by 1916, parliamentary reforms survived only as a legacy, though a potent one. The Shah, having destroyed the constitution and dispersed the Majlis, had neither the intelligence nor the ability to make himself a despot and his primary concern appears to have been to maintain himself in power and financially solvent in the face of internecine warfare within the Persian ruling class, the agitation of various nationalists, religious devines, tribal and regional leaders, and the perverse whim of the European powers. Persian Governments thus operated within narrow limits and normally contented themselves with attempting to find a path to survival. Ministers were selected for their abilities as mediators among the myriad conflicting interests. The task of the Prime Minister was to square the circle: consequently, though he might survive temporarily by favouring one faction or another, in the long term the system was inoperable. Persia thus passed from cabinet crisis to cabinet collapse without making any genuine impact on her social and political problems. At the same time that centrifugal forces eroded the authority of central government, however, nationalist sentiment in the guise of major public demonstrations served to forestall the ultimate collapse of the state either into the arms of tribal and regional leaders or those of the imperialists. This was an aspect of Persian politics which the British found incomprehensible^. For Britain, nationalism was the principal1 1 R.W. Cottam, Nationalism in Iran (Pittsburgh, 1964), especially Chapter 11.