Wissenschaftsethik und Technikfolgenbeurteilung Band4 Schriftenreihe der Europiiischen Akademie zur Erforschung von Folgen wissenschaftlich-technischer Entwicklungen Bad Neuenahr-Ahrweiler GmbH herausgegeben von Carl Friedrich Gethmann Springer Berlin Heidelberg New York Barcelona HongKong London Milan Paris Singapore Tokyo John Grin· Armin Grunwald (Eds.) Vision Assessment: Shaping Technology in 21 Century Society st Towards a Repertoire for Technology Assessment , Springer Reihenherausgeber Professor Dr. Carl Friedrich Gethmann Europaische Akademie zur Erforschung von Folgen wissenschaftlich -technischer Entwicklungen Bad Neuenahr-Ahrweiler GmbH Postfach 1460, 0-53459 Bad Neuenahr-Ahrweiler Bandherausgeber Dr. John Grin Afdeling Politicologie U niversiteit van Amsterdam OZ Achterburgwal237, NL -1012 DL Amsterdam Priv.-Doz. Dr. Armin Grunwald Institut fur Technikfolgenabschatzung und Systemanalyse Forschungszentrum Karlsruhe Postfach 3640, 0 -76021 Karlsruhe Redaktion Dagmar Uhl, M. A. Europiiische Akademie GmbH Postfach 1460, 0 -53459 Bad Neuenahr-Ahrweiler Library of CongressCataloging-in-Publication Data applied for Die Deutsche Bibliothek -Cip-Einheitsaufnahme Vision assessment: shaping technology in 21" century society / John Grin, Armin Grunwald (eds.). Berlin; Heidelberg; New York; Barcelona; Hongkong; London; Milan; Paris; Singapore; Tokyo: Springer, 2000 (Wissenschaftsethik und Technikfolgenbeurteilung; Bd. 4) ISBN-13: 978-3-642.64°92-6 ISBN-13: 978-3-642-64092-6 e-ISBN-13: 978-3-642-597°2-2 DOl: 10.1007/978-3-642-59702-2 This work is subject to copyright. All rights are reserved, whetherthewhole orpartofthe material is con cerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilm or in other ways, and storage in data banks. Duplication of this publication or parts thereofis permitted onlyunderthe provisions ofthe German Copyright LawofSeptember 9,1965, in its current version, and permission for use must always be obtained from Springer-Verlag. Violations are liable for prosecution act under German Copyright Law. © Springer-Verlag Berlin Heidelberg 2000 Softcover reprint of the hardcover 1st edition 2000 The use of general descriptive names, registered names, trademarks, etc. in this publication does not imply, even in the absence of a specific statement, that such names are exempt from the relevant protective laws and regulations and therefore free for general use. The instructions given for the practical carrying-out ofHPLC steps and preparatory investigations do not absolve the reader from being responsible for safety precautions. Liability is not accepted by the author. Coverdesign: de'blik, Berlin; Production: ProduServ GmbH Verlagsservice, Berlin Typesetting: Camera-ready by editors SPIN:I0747743 62/3020SC -5 4 3 210 European Academy for the Study of Consequences of Scientific and Technological Advance Bad Neuenahr-Ahrweiler GmbH The European Academy The European Academy Bad Neuenahr-Ahrweiler GmbH is con cerned with the scientific study of consequences of scientific and technological advance for the individual and social life and for the natural environment. The European Academy intends to contribute to a rational way of society of dealing with the consequences of scientific and technological developments. This aim is mainly rea lised in the development of recommendations for options to act, from the point of view of long-term societal acceptance. The work of the European Academy mostly takes place in temporary inter disciplinary project groups, whose members are recognized scien tists from European universities. Overarching issues, e.g. from the fields of Technology Assessment or Ethics of Science, are dealt with by staff of the European Academy. The Series The Series "Ethics of Science and Technology Assessment" serves to publish the results of the European Academy's work. It is pub lished by the Academy's director. Besides the final results of the project groups the series includes volumes on general questions of ethics of science and technology assessment as well as other mono graphic studies. Foreword Life - in science just as in society in general - develops around visions, projects and unintended events that offer both challenges for existing co-operations and opportunities for new ones. The particular project from which this book results has its origins with two events. In October 1996, at the bi-annual Conference of the European Association for the Study of Science and Technology (EASST) in Biele feld, John Grin bought two just appeared books by two German teams on the role of visions in socio-technical developments. One came from Meinolf Dierkes and his colleagues at the Science Centre Berlin, the other from Peter Mambrey and others at the GMD National Research Centre for Information Technology in Sankt Augustin. These studies touched upon one of Grin's key interests: how can we, in a reflexive and critical-reflective way, come to terms with the long term future? The concept of visions draws our attention to the fact that this is not just a naive question of how to sketch blueprints for the next fifty years, but a matter of criti cally judging and adapting of the visions that simply are already guiding devel opments in societal sectors into ones that more people like better. The second event occurred a few months later, when the chief-of-operations of the Royal Dutch Air Force invited John Grin to give a 'provocative lecture on technological and conceptual planning of the airforces' at an International Collo quium on The Future of Airpower, to be held late November 1997. The invitation of giving such a lecture in front of senior officers from all NATO countries was provocative enough to just accept it, but having been out of the field of military technology and security for some years this immediately created the necessity for an intensive literature survey. While preparing this lecture some of the problems that occurred reminded him of Mambrey c.s. 's work. Their 'discourse analysis' of the visions they found among their colleagues revealed a similar bias in the vi sions that dominate 21 century airpower concepts. 5t That was the start of a session John Grin proposed for the 1998 EASST confer ence in Lisbon, on 'Expectations, Technology, the 21st Century and Technology Assessment.' Rob Reuzel and Gert Jan van der Wilt, whose both critical and clini cally oriented work on medical technology assessment had been a ground for frequent exchange since long, fortunately agreed to join the session. Their work, relying on sound medical knowledge, ethics and technology assessment method ology, added the sharp view implied by any attempt to justice to both established socio-technological development and, sometimes fundamental, criticism of it. Parallel, another chain of events had developed in Bad Neuenahr-Ahrweiler, Germany, where the European Academy for the Study of Consequences of Scien tific and Technological Advance had settled itself. As a young, European-oriented institute it wishes to contribute to T A in Europe both through innovative work by its own staff and through exchange with colleagues from all over Europe. That made Armin Grunwald, vice-director of the European Academy and also inter ested in long term planning and T A, to propose a paper to the forum of the 1998 EASST Conference. In spring 1998, the Academy invited John Grin to discuss VIII Foreword with them the methodical guide on interactive T A he had recently co-authored. At that occasion, John Grin asked Armin Grunwald to contribute to the session at the EASST Conference, because his paper added to the others a both praxeological and fundamental reflection, betraying Grunwald's departure from planning theory, ethics and epistemology, on the tension between long-term planning and public legitimacy. The project got real impetus in Lisbon. We experienced not only that we share an interest in research on long term orientations that is fundamental and critical as well as empirical and constructive. Even more stimulating, we discovered that a variety of themes were running through our respective papers, in ways that were both fascinating and too intricate to explore them, during that session, in any other way than very superficially. Our idea to publish a volume where we could explore these matters further turned into a project to be realised in the recently started book series of the European Academy. It appeared that another Academy researcher, Michael Decker, could enrich the book with a chapter on robotics applications in health care, which is the only ex ante analysis in the book, a proposal on how to start a T A-project on a new tech nology, of which little understanding exists outside expert circles. Intensive exchanges along all 5 x 4 conceivable axes did the rest to elaborate the commonality of our contributions, both by writing the first and final chapters and by adapting the original conference papers. June, 1999 John Grin AmsterdamlBad Neuenahr Armin Grunwald Contents Outline Michael Decker. John Grin. Armin Grunwald. Peter Mambrey Rob Reuzel. August Tepper. Gert Jan van der Will .................................. I Introduction Vision Assessment to Support Shaping 2151 Century Society? Technology Assessment as a Tool for Political Judgement John Grin .................................................................................................. 9 II Case Studies. Technology Assessment and the Role of Visions Technology Assessment as Metaphor Assessment. Visions Guiding the Development of Information and Communications Peter Mambrey. AugusI Tepper ................................................................ 33 Technology Assessment in the Health Care Area: A Matter of Uncovering or of Covering Up? Rob Reuzel. Gerl Jan van der Wilt ............................................................ 53 Bloodless War or Bloody Non-Sense? Technology Assessment's Role in Uncovering Old Propositions behind New Airpower Concepts John Grin .................................................................................................. 71 III Visions and Societal Rationality Technology Policy between Long-Tenn Planning Requirements and Short-Ranged Acceptance Problems. New Challenges for Technology Assessment Armin Grunwald ....................................................................................... 99 Replacing Human Beings by Robots. How to Tackle that Perspective by Technology Assessment? Michael Decker ......................................................................................... 149 X Contents IV Conclusions The Lessons we Learnt: First Outline of Strategy and a Methodical Repertoire for Vision Assessment John Grin, Michael Decker, Armin Grunwald, Peter Mambrey, Rob Reuzel, Gert Jan van der Wilt ............................................................ 169 List of Authors .............................................................................................. 191 Outline Michael Decker, John Grin, Armin Grunwald, Peter Mambrey, Rob Reuzel, August Tepper, Gert Jan van der Wilt In this book, we take up the challenge of the role of technology in the first half of the 21s, century, as we are supposedly entering the 'post-industrial', 'trans national', 'post-modern' (and so on) society. We will assume that one way to shape socio-technological systems is through the visions that guide their development. The idea is not to create such visions bolt from the blue. Rather, the assumption is that visions exist already in most societal sectors, that these visions tend to reproduce the ways in which these sectors have developed hitherto, and that a critical discussion of these visions is a prerequisite for changing the course of development. We will ask how we can critically assess and construct visions on the ways in which technology and social problems are going to relate to each other so as to support critical discursive moments in existing recursive practices. We thereby attempt to shed some light not only on existing visions, but also on thinking about guiding long-term societal development. Is it possible, indeed, to provide some orientation to long-term development in a way that i) contributes to meeting challenges like the need for sustainable development; while ii) escaping the risk of authoritarian blueprints and iii) ensures it public legitimacy. Dealing with these matters, this volume draws upon insights from technology studies, policy studies, epistemology, sociology and ethics. It is to contribute to the recent stream of literature in technology studies on 'shaping technology', taking into account the 'co-evolution of technology and society'. It connects to that technology assessment literature that emphasises TA's pro-active role and its contribution to political judgement. It uses those insights from policy planning and epistemology that may help to reconcile long-term planning and public legitimacy. It considers socio-technological systems from a broader point of view, taking into account both macro-sociological and ethical analysis. A book like this, with a variety of chapters that rather than discussing a series of research questions one by one, each in their own way touch upon a set of common themes, cannot be introduced in any linear way. John Grin introduces these themes, suggesting questions and exploring answers, and relates this to the chapters that follow. It is organised around the question how we may, somehow, shape the future, escaping the risk of falling into authoritarian utopias but simultaneously addressing some of the serious problems that the 20'h century has brought us. It discusses the possibility that processes of political judgement, in which guiding visions are being discussed and transformed, may be at the core of the answer. But, as it is emphasised, pluriform judgement goes beyond the widespread habit of integrating into a particular, dominant vision those elements of alternative visions that may help to make that dominant vision more robust. J. Grin et al. (eds.), Vision Assessment: Shaping Technology in 21 st Century Society © Springer-Verlag Berlin Heidelberg 2000