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VAGUENESS IN CONTEXT This page intentionally left blank Vagueness in Context STEWART SHAPIRO CLARENDON PRESS (cid:1) OXFORD AC GreatClarendonStreet,OxfordOX26DP OxfordUniversityPressisadepartmentoftheUniversityofOxford. ItfurtherstheUniversity’sobjectiveofexcellenceinresearch,scholarship, andeducationbypublishingworldwidein Oxford NewYork Auckland CapeTown DaresSalaam HongKong Karachi KualaLumpur Madrid Melbourne MexicoCity Nairobi NewDelhi Shanghai Taipei Toronto Withofficesin Argentina Austria Brazil Chile CzechRepublic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore SouthKorea Switzerland Thailand Turkey Ukraine Vietnam OxfordisaregisteredtrademarkofOxfordUniversityPress intheUKandincertainothercountries PublishedintheUnitedStates byOxfordUniversityPressInc.,NewYork #StewartShapiro2006 Themoralrightsoftheauthorhavebeenasserted DatabaserightOxfordUniversityPress(maker) Firstpublished2006 Allrightsreserved.Nopartofthispublicationmaybereproduced, storedinaretrievalsystem,ortransmitted,inanyformorbyanymeans, withoutthepriorpermissioninwritingofOxfordUniversityPress, orasexpresslypermittedbylaw,orundertermsagreedwiththeappropriate reprographicsrightsorganization.Enquiriesconcerningreproduction outsidethescopeoftheaboveshouldbesenttotheRightsDepartment, OxfordUniversityPress,attheaddressabove Youmustnotcirculatethisbookinanyotherbindingorcover andyoumustimposethesameconditiononanyacquirer BritishLibraryCataloguinginPublicationData Dataavailable LibraryofCongressCataloginginPublicationData Shapiro,Stewart,1951– Vaguenessincontext/StewartShapiro. p.cm. 1.Vagueness(Philosophy) 2.Semantics(Philosophy) 3.Languageandlanguages— Philosophy. I.Title. B105.V33S532006 1210.68—dc22 2005026129 TypesetbyNewgenImagingSystems(P)Ltd.,Chennai,India PrintedinGreatBritain onacid-freepaperby BiddlesLtd.,King’sLynn,Norfolk ISBN0–19–928039–8 978–0–19–928039–1 1 3 5 7 9 10 8 6 4 2 To my mother, Florence Feldman Shapiro. There is no vagueness in her devotion and strength. Preface The purpose of this work is to develop a philosophical and a formal, model- theoretic account of the meaning, function, and logic of vague terms in an idealized version of a natural language like English. The essay has a dialectical structure, typical of much work in logic and formal semantics. The first chapterprovidesasimplified,perhapsnaive,accountofhowvaguenessarisesin language, and is manifest in the use of language. It is a commonplace that the extensions of vague terms vary with such contextual factors as the comparison class and paradigm cases. A person can betall with respect to male accountants and not tall (or even short) with respect to professional basketball players. Apersoncanbewealthywithrespecttolocalbusinesstycoons,butnotwealthy with respect to CEOs of major software companies. The main feature of the present account is that the extensions (and anti-extensions) of vague terms also vary in the course of a conversation, even after the external contextual features, suchasthecomparisonclass,arefixed.Acentralthesisoftheviewisthat,insome cases, a competent speaker of the language can go either way in the borderline area of a vague predicate without sinning against the meaning of the words and the non-linguistic facts. I call this open-texture, borrowing the term from Friedrich Waismann. Itisperhapsgettingcommontousetheterm‘‘contextualist’’forviewsthatthe meanings of the terms in question—vague ones in this case—vary from context tocontext.Nosuchclaimismadehere.Itseemsabsurdtosaythatthemeaning of a vague term changes every time a borderline case is decided in the course ofaconversation,butIdonothavesettledviewsonwhatcountsas‘‘meaning’’. I continue to use the term ‘‘contextualist’’ to characterize the informal, philo- sophicalelaborationofthepresentaccount.Nothingturnsonthis,however,and I will be glad to give up the term. Chapter2isashortintroductiononthepurposeandfunctionofformallogic. Iadoptaperspectivethatmodeltheoryprovidesamathematicalmodelofcertain aspectsofthecorrectuseofcertainterms,inroughlythesamesenseastheBohr model is a model of the atom, and a point-mass is a model of an extended physicalobject.Truthinamodelisamodeloftruth,or,tobeabitmoreprecise, a model of the truth conditions of natural language sentences. Mathematical models are rarely, if ever, perfect matches of what they are models of. In the present case, artifacts are introduced from the fact that the model theory takes placeinsettheory.Settheory,ofcourse,isnotvague,butitcanbeusedtomodel thesemanticandpragmaticbehaviorofvagueterms.Insuchcases,onemustbe careful not to draw conclusions about the phenomena being modeled from artifacts of the model. Preface vii Chapter 3 begins to provide a technical model theory, using the resources of mathematicallogic,forvaguenessinsomeformalizedlanguages.Thesystemhas asimilarstructuretothesupervaluationistapproach,employingthenotionofa sharpening (or precisification) of a base interpretation. In line with the philo- sophicalaccount,however,thenotionofsuper-truthdoesnotplayacentralrole inthedevelopmentofvalidity.ThemodeltheoryismuchlikethatoftheKripke semanticsforintuitionisticlogic,exceptthatbothextensionsandanti-extensions vary,inconcertwitheachother,throughoutagivenframe.Andthesystemdoes not rely on completely sharp interpretations. In Ch. 4, various connectives and quantifiersaredefined,andwesettleonalocalnotionofvalidity.Theultimate goal, of course, is to delimit a plausible notion of logical consequence, and to explore what happens with the sorites paradox. Itmightbenotedthatthenotionof‘‘context’’doesnotappear,assuch,inthe formal development. Several features of the deployment of vague terms can go underthatname,andIseenoneedtocalloneofthemthecontextofutterance. This might attenuate any misunderstandings of the philosophical term ‘‘contextualist’’. Problems with the simplified account and some unnatural features of the model theory lead to refinements of the philosophical account, the model- theoretic semantics, and perhaps the logic as well. Chapter 5 deals with what passes for higher-order vagueness—vagueness in the notions of ‘‘determinacy’’ and ‘‘borderline’’. The philosophical picture is developed, by extending and modifying the account presented in Ch. 1. This is followed with the required modifications to the model theory, and the central meta-theorems. Up to that point in the book, the treatment concerns only predicates (or properties). Chapter 6 deals with singular terms (or objects). Some physical objects,suchastheNorthSea,seemtohavefuzzyboundaries.Ifyoupushthings, perhaps every physical object has fuzzy boundaries. A second concern of this chapteriswithapparentindeterminaciesinhowtocountcertainobjects.Dowe have one cloud or two in the sky? One person or two in a given room? A third itemofinterestareabstractterms,suchasincomegroupsandheights,thatalso seem to be subject to sorites, since the underlying relation is not transitive. As withCh.5,thephilosophicalaccountismodifiedtoaccommodatetheitemsin question—vaguesingularterms—andthentheneededadditionsandchangesto the model theory are sketched. Chapter7beginswiththequestionofwhethervaguenessis(merely)alinguistic phenomenon,concerninghowwedescribetheworld,orwhetheritistheworld itselfthatisvague.Tobefrank,Iexpressfrustrationatthisissueofmetaphysical vagueness,ratherthanadjudicatingitonewayortheother.AsIseeit,vaguenessis a linguistic phenomenon, due to kinds of languages that humans speak. But vaguenessisalsoduetotheworldwefindourselvesin,aswetrytocommunicate featuresofittoeachother.Vaguenessisalsoduetothekindsofbeingsweare.Isee no need to blame any one of these features for the pervasive phenomenon of viii Preface vagueness.ThesecondhalfofCh.7concernstheobjectivityofvaguediscourse. Perhapsthisiswhatisatstakeintypicaldiscussionofmetaphysicalvagueness. The book closes with a brief Appendix on Friedrich Waismann’s account of open-texture and analyticity. His account of the openness of language lends perspective to the present account of vagueness. I have been working on this project, off and on, for several years. Along the way,Iincurredmanyintellectualdebts,andamcertaintohaveforgottensomeof them. But this does not excuse me from acknowledging at least some of them. I was first introduced to the issues and some of the literature on vagueness when I served on the Dissertation committees of Elizabeth Cohen and Rick DeWitt.Theformerdefendedsupervaluationandthelatteramany-valuedlogic. Intense conversations with them, and with their supervisor, George Schumm, and watching the three of them interact, got me to see the strengths and, more importantly,theweaknessesofthosetwoapproaches.Althougheachwasclearly onto something, the solution had to lie elsewhere. I have learned a lot from conversations with George over the years since. My largest debt is to my colleague and friend Diana Raffman. Her original (contextualist?) resolution of the sorites paradox shows how psychological and pragmatic features go into fixing the extension of vague terms on any given utterance(Raffman1994,1996).Theoverallstructureofherresolutioninspired thepresentphilosophicalaccount,whichisformulatedintermsofconversations ratherthanpsychologicalstates,anditsuggestedtheconcomitantmodeltheory. Wetaughttwograduateseminarsonvaguenesstogether.Oneofthesefocusedon the more or less standard literature (at the time), and the other delved into our own evolving accounts. In both cases I benefited immensely from Diana’s pre- sentations and from student participation. Diana is a wonderful critic, helping me to see where I have gone wrong and, more importantly, helping me to see howtoputthings.EvenwhenshethinksIamfundamentallymistaken,shehas theabilitytodelveintohowIseethings(oramtryingtoseethings)andhelpme explore the terrain. I could not have written this book without her, and I only hope that I have been as useful to her own work as she has been to mine. Turning to my second academic home, the Arche´ Research Centre at the University of St Andrews has been extremely useful in this, and many other projects. Over the past few years, I gave three or four series of seminars on this project(depending onhowto countsuchthings).EventhoughIwentoverthe samematerialseveraltimes,asitwasrefined,theaudiencesnevertiredofdelving into the view, finding shortcomings, and helping me to formulate things properly.Onecannotunderestimatethevalueofadedicatedgroupofcolleagues whobecomefamiliarwiththebasicview,andthenuancesofitsmodeltheory,so that we can explore its extensions together. I owe much to Crispin Wright. Even though we approached the subject of vagueness from rather different perspectives, our views have evolved together Preface ix overtheyears,totheextentthatwenowagreemorethanwedisagree.Crispin’s influence on my view derives both from his voluminous and insightful pub- lications on vagueness, and from countless hours of conversation, both in sem- inar and in private. This will become apparent as the reader works through the present book. My former student Roy Cook, who spent four years at Arche´ as a post- doctoral fellow in the philosophy of mathematics project, helped me to formulate and elaborate the ‘‘logic as model’’ approach, and he helped me to formulate and then clean up the model theory, preventing some embarrassing errors.Theotherpost-doctoralfellowintheArche´mathematicsproject,Agust´ın Rayo, has been the most persistent critic of this project. He pointed out many shortcomingsandinfelicitiesintheproject,andhelpedmetoformulateitmore forcefully. He also helped me to see where I agreed and where I disagreed with various key claims in the literature, thus preventing many potential misunderstandings. I gave talks on the basic view, without the model theory, at a number of conferences and colloquia. These include the University of Maryland, the University of Florida, Union College, Hebrew University of Jerusalem, UniversityofLondon,theBuffaloLogicColloquium,andtheconference‘‘Liars and Heaps’’, held at the University of Connecticut. I am much indebted to the audiences for helping me to sharpen the view, and to avoid errors. An early versionofCh.1appearedas‘‘VaguenessandConversation’’intheproceedings, Liars and Heaps (edited by JC Beall, Oxford, Oxford University Press, 2003). Thanks especially to my commentator on that occasion, Rosanna Keefe. Her remarks (published in the proceedings) helped me to reformulate some key theses. Thanks also to Rosanna for many hours of conversation and corres- pondenceoverthepastfewyears,concerningboththischapterandmuchofthe rest of the book. AversionofthebeginningofCh.5,onhigher-ordervagueness,isthesubject ofaJointSessionsession,andappearsinthesupplementtotheProceedingsofthe Aristotelian Society. Thanks to the respondent, my St Andrews colleague and friend Patrick Greenough. Patrick was instrumental in the development of this book, both in the aforementioned Arche´ seminars and in countless hours of conversation. Ihavebenefitedfromconversationandcorrespondencewithmanyothersover the years. The list includes Louise Antony, Jack Arnold, Julius Barbanel, Julian Cole, Mark Colyvan, Neil Cooper, Richard Dietz, Haim Gaifman, Katherine Hawley, Robert Kraut, Joseph Levine, Kirk Ludwig, Fraser MacBride, Michael Morreau, Sebastiano Moruzzi, Carl Posy, Graham Priest, Greg Ray, Georges Rey,Stephen Schiffer, KeithSimmons, NicholasJ.Smith,MarkSteiner,Jamie Tappenden,NeilTennant,BrianWeatherson,TimothyWilliamson,EliaZardini, and several anonymous referees for OxfordUniversityPress. I apologize tothose

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