Using Formative Assessment to Enhance Learning, Achievement, and Academic Self-Regulation There is convincing evidence that carefully applied classroom assess- ments can promote student learning and academic self-regulation. These assessments include, but are not limited to, conversations with students, diagnostic test items, and co-created rubrics used to guide feedback for students themselves and their peers. Writing with the practical constraints of teaching in mind, Andrade and Heritage pres- ent a concise resource to help pre- and in-service teachers maximize the positive impacts of classroom assessment on teaching. Using For- mative Assessment to Enhance Learning, Achievement, and Academic Self-Regulation translates work from leading specialists and explains how to use assessment to improve learning by linking learning theory to formative assessment processes. Sections on goal setting, progress monitoring, interpreting feedback, and revision of goal setting make this a timely addition to assessment courses. Heidi L. Andrade is Associate Professor of Educational Psychology and Methodology in the School of Education at the University at Albany, State University of New York, USA. Margaret Heritage is Assistant Director for Professional Develop- ment at the National Center for Research on Evaluation, Standards and Student Testing (CRESST) at the University of California Los Angeles, USA. Student Assessment for Educators Edited by James H. McMillan, Virginia Commonwealth University, USA Using Formative Assessment to Enhance Learning, Achievement, and Academic Self-Regulation Heidi L. Andrade and Margaret Heritage Using Formative Assessment to Enhance Learning, Achievement, and Academic Self-Regulation Heidi L. Andrade and Margaret Heritage First published 2018 by Routledge 711 Third Avenue, New York, NY 10017 and by Routledge 2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN Routledge is an imprint of the Taylor & Francis Group, an informa business © 2018 Taylor & Francis The right of Heidi L. Andrade and Margaret Heritage to be identifi ed as authors of this work has been asserted by them in accordance with sections 77 and 78 of the Copyright, Designs and Patents Act 1988. All rights reserved. No part of this book may be reprinted or reproduced or utilised in any form or by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying and recording, or in any information storage or retrieval system, without permission in writing from the publishers. Trademark notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identifi cation and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data A catalog record for this book has been requested ISBN: 978-1-138-65300-9 (hbk) ISBN: 978-1-138-65303-0 (pbk) ISBN: 978-1-315-62385-6 (ebk) Typeset in Sabon and Scala Sans by Apex CoVantage, LLC Contents List of Figures, Tables, and Boxes viii Preface x 1 Introduction to Formative Assessment 1 Overview 1 What About Grading? 4 Three Guiding Questions 5 Formative Assessment Infl uences Learning Through Feedback 9 Formative Assessment and Self-Regulated Learning 12 Classroom Culture and Formative Assessment 17 2 Actionable Principles of Formative Assessment 25 Overview 25 Middle School Classroom 27 Elementary Mathematics Lesson 30 vi Contents Diagnostic Items 33 Self-Regulated Learning, Self-Effi cacy, and Motivation 34 3 Clear Learning Goals and Criteria 39 Overview 39 Learning Goals Derived From Standards 40 Learning Goals Derived From Learning Progressions 43 Performance and Product Criteria 47 Performance Criteria 48 Product Criteria 51 Checklists 52 Rubrics 53 Goals, Criteria, and Self-Regulation 59 Co-Constructing Criteria With Students 59 4 Collecting and Interpreting Evidence of Learning 65 Overview 65 Collecting and Interpreting Evidence as Students Work 67 Collecting and Interpreting Evidence of Learning From Diagnostic Items 70 Collecting and Interpreting Evidence of Learning From Parallel Tests 74 Collecting and Interpreting Evidence of Learning With Technology 76 Researcher-Developed Tools 77 Online Assessment Response Tools 79 Evidence Quality 81 Validity in Formative Assessment 84 Reliability in Formative Assessment 85 Fairness in Formative Assessment 86 Using the Evidence 86 Contents vii Collecting and Interpreting Evidence of Learning From Themselves: Student Self-Assessment 87 Collecting and Interpreting Evidence of Learning From Peers 91 Student Interpretations of Feedback 95 5 Taking Action 101 Overview 101 Teachers Taking Action 102 Continue With the Lesson as Planned 102 Make Immediate Instructional Adjustments 103 Modeling 103 Prompting 104 Questioning 105 Telling 109 Explaining 110 Directing 110 Providing Feedback 111 Make Plans for Subsequent Lessons 113 Students Taking Action: Assessment Strategies That Prompt Corrections, Rethinking, and Revisions Connected to Learning Goals and Success Criteria 114 Summing Up and Moving Forward 121 Index 124 Figures, Tables, and Boxes Figures 1.1 Visual Gradation Rubric 6 1.2 Model of Assessment as the Regulation of Learning by Oneself and Others 17 3.1 Scoring Rubric from Construct Map for Student Understanding of Earth in the Solar System 45 3.2 Diagnostic Item Based on Construct Map for Student Understanding of Earth in the Solar System 46 3.3 Performance and Product Criteria for Seventh-Grade Mathematics Unit on the Pythagorean Theorem 49 3.4 Kindergarten Writing Checklist 52 3.5 Seventh-Grade Persuasive Essay Rubric 57 4.1 Diagnostic Item on Fractions 71 4.2 Scaffolded Self-Assessment of a Persuasive Essay Draft (excerpt) 90 Figures, Tables, and Boxes ix 4.3 One Big Happy 92 4.4 The Two Stars and a Wish Protocol for Constructive Peer Feedback 93 4.5 Ladder of Feedback 93 5.1 Patricia Applegate’s Sixth-Grade Movement Quality Checklist 120 Tables 1.1 Narrative Gradation Rubric 8 1.2 Examples of Effective and Ineffective Feedback Practices 12 4.1 Ms. Pernisi’s Learning Goals and Performance Criteria for Sixth-Grade Lesson on Coordinate Grids 68 5.1 Issues and Questions for High School Geometry Unit 106 5.2 Issues and Questions for Sixth-Grade ELA Unit 108 5.3 Maria Comba’s Fourth-Grade Melody Rubric 115 5.4 Meghan Phadke’s Third-Grade Recorder Self- and Peer Assessment Checklists 117 Text Boxes 1.1 A Picture of a Lack of Self-Regulation 14 3.1 Guidelines for Learning Goals 43 3.2 English Language Performance Criteria 51 3.3 Guidelines for Criteria 58 4.1 Geometry Online Assessment Response Tool 79
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