Union Government, Extraordinary, 2014-01-06, Part I-Section 1, Ref. F. No. 4(2)-W & M/2013, (i), (ii), (iii)

0.13 MB·English

by  Government of India

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EXTRAORDINARY
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PART I—Section 1
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PUBLISHED BY AUTHORITY
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No. 7] NEW DELHI, MONDAY, JANUARY 6, 2014/PAUSHA 16, 1935
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56 GI/2014 (1)
2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1]
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9- izfrHkwfr;ksa dh ykxr] mifpr C;kt tgka Hkh ykxw gks] rFkk 5. When Issued Trading
nykyh@deh'ku@lsok izHkkjksa ds fy, xzkgdksa ls Hkqxrku izkIr The Stock will be eligible for “When Issued” trading
in accordance with the guidelines issued by the Reserve
djus dh dk;Z&iz.kkyh] cSad ;k izkFkfed Mhyj }kjk xzkgd
Bank of India.
ds lkFk dh xbZ lgefr ds vuqlkj rS;kj dh tk,xh A ;g
6. Tenure
mYys[kuh; gS fd fdlh vU; ykxr] tSls fuf/dj.k ykxr
The Government Stock will be of six years tenure
dks ewY; esa 'kkfey ugha fd;k tkuk pkfg, ;k xzkgdksa ls
commencing from June 3, 2013. The Stock will be repaid at
olwy ugha fd;k tkuk pkfg, A par on June 3, 2019.
V. cSadksa vkSj izkFkfed Mhyjksa dks Hkkjrh; fjtoZ cSad (cSad) 7. Date of Issue and Payment for the Stock
}kjk le;≤ ij ekaxh xbZ ;kstuk ds rgr lapkyuksa ls lacaf/r The result of the auction shall be displayed by the
Reserve Bank of India at its Fort, Mumbai Office on
lwpuk fu/kZfjr le;&lhek ds varxZr cSad dks izLrqr djuh gksxh A
January 13, 2014. The payment by successful bidders will
VI. Åij mfYyf[kr fn'kkfunsZ'k cSad }kjk leh{kk ds v/hu gSa be on January 13, 2014, i.e., the date of re-issue. The payment
vkSj rn~uqlkj] tc Hkh vko';drk gksxh] ;kstuk dks la'kksf/r fd;k for the Stock will include accrued interest on the nominal
value of the Stock allotted in the auction from the date of last
tk,xk A
coupon payment i.e., December 3, 2013 to January 12, 2014.
MINISTRY OF FINANCE
8. Interest
(Department of Economic Affairs)
Interest at the rate of 7.28 per cent per annum will
(BUDGET DIVISION) accrue on the nominal value of the Stock from the date of
NOTIFICATION last coupon payment and will be paid half yearly on
New Delhi, the 6th January, 2014 June 3 and December 3.
Auction for Sale (Re-issue) of ‘7.28 per cent By Order of the President of India,
Government Stock, 2019’ Dr. RAJAT BHARGAVA, Jt. Secy.
F. No. 4(2)-W & M/2013.—Government of India ANNEXURE
hereby notifies sale (re-issue) of ‘7.28 per cent Government
Scheme for Non-competitive Bidding Facility in the
Stock, 2019’ (hereinafter called ‘the Stock’) for an
Auctions of Government Securities
aggregate amount of ` 3,000 crore (nominal). The sale
I. Scope : With a view to encouraging wider
will be subject to the terms and conditions spelt out in
participation and retail holding of Government securities it
this notification (called ‘Specific Notification’) as also
is proposed to allow participation on “non-competitive”
the terms and conditions specified in the General
basis in select auctions of dated Government of India (GoI)
Notification F. No. 4(13)-W & M/2008, dated October 8,
securities. Accordingly, Non-competitive bids up to
2008 issued by the Government of India.
5 per cent of the notified amount will be accepted in the
2. Method of Issue
auctions of dated securities. The reserved amount will be
The Stock will be sold through Reserve Bank of India,
within the notified amount.
Mumbai Office, Fort, Mumbai-400 001 in the manner as
II. Eligibility : Participation on a non-competitive
prescribed in paragraph 5.1 of the General Notification
basis in the auctions of dated GoI securities will be open
F. No. 4 (13)-W & M/2008, dated October 8, 2008 by a price
to investors who satisfy the following :
based auction using uniform price auction method.
1. do not maintain Current Account (CA) or Subsidiary
3. Allotment to Non-competitive Bidders
General Ledger (SGL) account with the Reserve Bank
The Government Stock up to 5% of the notified
of India.
amount of the sale will be allotted to eligible individuals
Exceptions : Regional Rural Banks (RRBs) and Co-
and institutions as per the enclosed Scheme for Non-
operative Banks shall be covered under this Scheme
competitive Bidding Facility in the Auctions of Government
in view of their statutory obligations.
Securities (Annex).
2. make a single bid for an amount not more than
4. Place and date of Auction
Rs. two crore (face value) per auction.
The auction will be conducted by Reserve
3. submit their bid indirectly through any one bank or
Bank of India, Mumbai Office, Fort, Mumbai-400 001 on
PD offering this scheme.
January 10, 2014. Bids for the auction should be submitted
Exceptions : Regional Rural Banks (RRBs) and Co-
in electronic format on the Reserve Bank of India Core
operative Banks that maintain SGL Account and
Banking Solution (E-Kuber) System on January 10, 2014.
Current Account with the Reserve Bank of India shall
The Non-competitive bids should be submitted between
be eligible to submit their non-competitive bids
10.30 a.m. and 11.30 a.m. and the competitive bids should
directly.
be submitted between 10.30 a.m. and 12.00 noon.
4 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1]
III. Coverage : Subject to the conditions mentioned 7. It will be the responsibility of the bank or the PD to
above, participation on “Non-competitive” basis is open pass on the securities to their clients. Except in
to any person including firms, companies, corporate bodies, extraordinary circumstances, the transfer of securities
institutions, provident funds, trusts, and any other entity to the clients shall be completed within five working
as may be prescribed by RBI. The minimum amount for days from the date of issue.
bidding will be ` 10,000 (face value) and thereafter in
8. The bank or PD can recover up to six paise per
multiples in ` 10,000 as hitherto for dated stocks. ` 100 as brokerage/commission/service charges for
IV. Other Operational Guidelines : rendering this service to their clients. Such costs
1. The retail investor desirous of participating in the may be built into the sale price or recovered
auction under the Scheme would be required to separately from the clients. In case the transfer of
maintain a Constituent Subsidiary General Ledger securities is effected subsequent to the issue date of
(CSGL) account with the bank or PD through whom the security, the consideration amount payable by
they wish to participate. Under the Scheme, an the client to the bank or PD would also include
investor can make only a single bid in an auction of accrued interest from the date of issue.
a dated security. An undertaking to the effect that 9. Modalities for obtaining payment from clients towards
the investor is making only a single bid will have to cost of the securities, accrued interest wherever
obtain and kept on record by the bank or PD. applicable and brokerage/commission/service
charges may be worked out by the bank or PD as per
2. Each bank or PD on the basis of firm orders received
agreement with the client. It may be noted that no
from their constituents will submit a single
other costs such as funding costs should be built
consolidated Non-competitive bid on behalf of all its
into the price or recovered from the client.
constituents in electronic format on the Reserve Bank
of India Core Banking Solution (E-Kuber) System. V. Banks and PDs will be required to furnish
Except in extraordinary circumstances such as information relating to operations under the Scheme to the
general failure of the Reserve Bank of India Core Reserve Bank of India (Bank) as may be called for from
Banking Solution (E-Kuber) System,Non-competitive time to time within the time frame prescribed by the Bank.
bid in physical form will not be accepted. VI. The aforesaid guidelines are subject to review
3. Allotment under the Non-competitive segment to the by the Bank and accordingly, if and when considered
bank or PD will be at the weighted average rate of necessary, the Scheme will be modified.
yield/price that will emerge in the auction on the basis
vf/lwpuk
of the competitive bidding. The securities will be
issued to the bank or PD against payment on the ubZ fnYyh] 6 tuojh] 2014
date of issue irrespective of whether the bank or PD
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has received payment from their clients.
(iqu£uxZe) ds fy, uhykeh
4. In case the aggregate amount of bid is more than the
reserved amount (5% of notified amount), pro rata iQk- la- 4(2)Мw ,.M ,e@2013(i)-—Hkkjr ljdkj
allotment would be made. In case of partial allotments, ,rn~}kjk 7]000 djksM+ #i, (vafdr) dh dqy jkf'k ds fy,
it will be the responsibility of the bank or PD to
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appropriately allocate securities to their clients in a
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transparent manner.
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5. In case the aggregate amount of bids is less than the
esa mfYyf[kr 'krks± rFkk Hkkjr ljdkj }kjk tkjh lkekU; vfèklwpuk
reserved amount, the shortfall will be taken to
competitive portion. iQk-la[;k 4(13)Мw ,.M ,e@2008] rkjh[k 8 vDrwcj] 2008
6. Security would be issued only in SGL form by RBI. esa fu£n"V 'krks± ds v/hu dh tk,xh A
RBI would credit either the main SGL account or the 2- fuxZe dh fof/
CSGL account of the bank or PD as indicated by
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them. The facility for affording credit to the main
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SGL account is for the sole purpose of servicing
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investors who are not their constituents. Therefore,
the bank or PD would have to indicate clearly at the iSjk 5-1 esa ;Fkk&fu/kZfjr rjhds ls le:i ewY; uhykeh fof/ dk
time of tendering the Non-competitive bids the iz;ksx djrs gq, ewY; vkèkkfjr uhykeh }kjk dh tk,xh A
amounts (face value) to be credited to their SGL
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account and the CSGL account. Delivery in physical
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form from the main SGL account is permissible at the
instance of the investor subsequently. dh lqfo/k dh layXu Ldhe (vuqca/) ds vuqlkj] fcØh dh
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eqEcbZ&400001 }kjk 10 tuojh] 2014 dks lapkfyr dh tk,xh A
jkf'k ds fy, ,d gh cksyh yxkrs gSa_
uhykeh grs qckfsy;k aHkkjrh; fjto ZcdaS dkjs c¯aSdx lkYs ;'w ku (b&Z dcq js )
3- tks ;g Ldhe iznku djus okys fdlh ,d cSad vFkok
iz.kkyh laca/h bysDVªkWfud izi=k esa 10 tuojh] 2014 dk siLz rrq dh
izkFkfed Mhyj ds ekè;e ls viuh cksyh vizR;{k :i ls
tkuh pkfg,A vizfrLi/hZ cksfy;ka iwokZÉ 10-30 cts ls iwokZÉ 11-30
izLrqr djrs gSa A
cts ds chp vkSj izfrLi/hZ cksfy;ka iwokZÉ 10-30 cts ls nksigj
12-00 cts ds chp izLrqr dh tkuh pkfg, A viokn % ,ls s{k=skh; xkzeh.k cdaS (vkjvkjch) rFkk lgdkjh
5- dc fuxZfer dkjksckj cSad tks Hkkjrh; fjtoZ cSad esa ,l-th-,y- [kkrk vkSj pkyw
;g LVkWd] Hkkjrh; fjtoZ cSad }kjk tkjh fn'kkfunsZ'kksa ds [kkrk j[krs gSa] viuh vizfrLi/hZ ckfsy;k as dk s iRz;{k :i ls
vuqlkj] ^dc fuxZfer* dkjksckj ds fy, ik=k gksxk A iLz rrq dju s d s fy, ik=k gkxas s A
6- vof/
III. O;kidrk % mi;qZDr 'krks± ds v/hu ¶vizfrLi/hZ¸ vk/kj ij
;g LVkWd 25 uoEcj] 2013 ls izkjEHk gksdj nl o"kZ dh
iQeks±] dEifu;ksa] fuxfer fudk;ksa] laLFkkvksa] Hkfo"; fuf/;ksa]
vof/ ds fy, gksxk A bl LVkWd dh pqdkSrh 25 uoEcj] 2023 dks
U;klksa vkSj Hkkjrh; fjtoZ cSad }kjk ;Fkk&fu/kZfjr fdlh vU;
leewY; ij dh tk,xh A
dEiuh lfgr fdlh Hkh O;fDr ds fy, Hkkxhnkjh [kqyh gS A cksyh
7- fuxZe dh rkjh[k vkSj LVkWd ds fy, Hkqxrku
nsus dh U;wure jkf'k 10]000 #i, (vafdr ewY;) vkSj mlds ckn
uhykeh dk ifj.kke Hkkjrh; fjtoZ cSad }kjk vius iQksVZ
10]000 #i, ds xq.ktksa esa gksxh tSlk vc rd fnukafdr LVkWd ds
fLFkr eEqcb Zdk;kyZ ; e as10 tuojh] 2014 dk sinz £'kr fd;k tk,xk A
fy, gS A
liQy cksyhnkrkvksa }kjk Hkqxrku 13 tuojh ] 2014 vFkkZr~ iqu£uxZe
dh rkjh[k dks fd;k tk,xk A LVkWd ds fy, Hkqxrku esa uhykeh esa IV. vU; izpkyukRed fn'kkfunsZ'k %
vkcafVr LVkWd ds vafdr ewY; ij] ewy fuxZe dh rkjh[k ls vFkkZr~
1- [kqnjk fuos'kd ds fy, ml cSad vFkok izkFkfed Mhyj]
25 uoEcj] 2013 ls 12 tuojh] 2014 rd izksn~Hkwr C;kt 'kkfey
ftuds ekè;e ls os Hkkx ysuk pkgrs gSa] ds ikl ,d la?kVd
gksxk A
lgk;d lkekU; cgh (lh,lth,y) [kkrk j[kuk vfuok;Z
8- C;kt
gksxk A dksbZ Hkh fuos'kd bl Ldhe ds v/hu fnukafdr
ewy fuxZe dh rkjh[k l s LVkdW d s vfadr eYw ; ij 8-83
çfrHkwfr dh fdlh uhykeh esa dsoy ,d cksyh esa Hkkx ys
ifzr'kr ifzro"k Z dh nj l s C;kt ikzns ~Hkrw gkxs k rFkk bldk Hkxq rku
ldrk gS A bl vk'k; dk opu fd fuos'kd dsoy ,d
v¼Z&okf"kZd vk/kj ij 25 ebZ vkSj 25 uoEcj dks fd;k
cksyh ns jgk gS] cSad vFkok izkFkfed Mhyj }kjk izkIr fd;k
tk,xk A
tkuk vkSj fjdkMZ esa j[kk tkuk gksxk A
Hkkjr ds jk"Vªifr ds vkns'k ls]
MkW- jtr HkkxZo] la;qDr lfpo 2- vius xzkgdksa ls izkIr iDds vkMZj ds vk/kj ij izR;sd cSad
vFkok ikzFkfed Mhyj Hkkjrh; fjto ZcdaS dkjs c¯aSdx lkYs ;'w ku
vucq /a
(bZ&dqcsj) iz.kkyh laca/h bysDVªkWfud çi=k esa vius xzzkgdksa
ljdkjh izfrHkwfr;ksa dh uhykeh esa vizfrLi/hZ cksyh
dh vksj ls ,d ,dy lesfdr vçfrLi/hZ cksyh çLrqr
lqfo/k Ldhe
djsxk A vlk/kj.k ifjfLFkfr;ksa] tSls Hkkjrh; fjtZoZ cSad dksj
I. dk;Z{ks=k % ljdkjh izfrHkwfr;ksa dh O;kid Hkkxhnkjh vkSj
cSa¯dx lksY;w'ku (bZ&dqcsj) ç.kkyh esa lkekU; xM+cM+h dks
[kqnjk /kfjrk dks izksRlkgu nsus dh n`f"V ls Hkkjr ljdkj dh
fnukafdr izfrHkwfr;ksa dh p;fur uhykfe;ksa esa ¶vizfrLi/hZ¸ vk/kj NksM+dj HkkSfrd :i esa vçfrLi/hZ cksyh Lohdkj ugha dh
tk,xh A
ij Hkkxhnkjh dh vuqefr nsus dk izLrko fd;k x;k gS A rn~uqlkj]
fnukafdr izfrHkwfr;ksa dh uhykfe;ksa esa vf/lwfpr jkf'k ds 5 izfr'kr 3- cSad vFkok izkFkfed Mhyj dks vizfrLi/hZ [kaM ds v/hu
rd dh vizfrLi/hZ cksfy;ka Lohdkj dh tk,axh A izkjf{kr jkf'k vkcaVu izfrykHk@dher dh ml Hkkjkaf'kr vkSlr nj ij
vf/lwfpr jkf'k ds vUrxZr gksxh A gksxk] tks izfrLi/hZ cksyh nsus ds vk/kj ij uhykeh esa lkeus
II. ik=krk % Hkkjr ljdkj dh fnukafdr izfrHkwfr;ksa dh uhykfe;ksa vk,xh A bl ckr ij è;ku fn, fcuk fd cSad vFkok
esa vizfrLi/hZ vk/kj ij ,sls fuos'kdksa ds fy, Hkkxhnkjh [kqyh gksxh izkFkfed Mhyj us vius xzkgdksa ls Hkqxrku izkIr dj fy;k gS
tks fuEufyf[kr 'krks± dks iwjk djrs gSa % ;k ugha] fuxZe dh rkjh[k dks Hkqxrku izkIr djds cSad ;k
1- tks Hkkjrh; fjtoZ cSad ds ikl pkyw [kkrk (lh,) vFkok izkFkfed Mhyj dks izfrHkwfr;ka tkjh dh tk,axh A
lgk;d lkekU; cgh (,lth,y) [kkrk ugha j[krs gSa_
6 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1]
4- ,sls ekeys esa] tgka cksyh dh jkf'k izkjf{kr jkf'k NOTIFICATION
(vf/lwfpr jkf'k ds 5 izfr'kr) ls vf/d gS ;Fkkuqikr New Delhi, the 6th January, 2014
vkcaVu fd;k tk,xk A vkaf'kd vkcaVuksa ds ekeys esa] ;g
Auction for Sale (Re-issue) of ‘‘8.83 per cent
cSad vFkok izkFkfed Mhyjksa dk nkf;Ro gksxk fd og vius Government Stock, 2023’’
xzkgdksa dks izfrHkwfr;ksa dk mfpr vkcaVu ,d ikjn'khZ rjhds F. No. 4(2)-W & M/2013(i).—Government of India
ls djsa A hereby notifies sale (re-issue) of '8.83 per cent Government
Stock, 2023' (hereinafter called 'the Stock') for an aggregate
5- ,sls ekeys esa tgka cksyh jkf'k izkjf{kr jkf'k ls de gks] deh
amount of ` 7,000 crore (nominal). The sale will be
dks izfrLi/hZ Hkkx esa 'kkfey fd;k tk,xk A
subject to the terms and conditions spelt out in this
notification (called ‘Specific Notification’) as also the
6- izfrHkwfr dks Hkkjrh; fjtoZ cSad }kjk dsoy ,lth,y :i esa
terms and conditions specified in the General Notification
tkjh fd;k tk,xk A Hkkjrh; fjtoZ cSad bls ;k rks cSad
F. No. 4 (13)-W & M/2008, dated October 8, 2008 issued
vFkok izkFkfed Mhyj ds eq[; ,lth,y [kkrs vFkok
by Government of India.
lh,lth,y [kkr se astek djxs k] tlS kfd muds }kjk fun'Zs k fn;k
2. Method of Issue
x;k gS A eq[; ,lth,y [kkrs esa tek djus dh lqfo/k
The Stock will be sold through Reserve Bank of India,
,dek=k mu fuos'kdksa dh lsok ds iz;kstukFkZ gS tks muds
Mumbai Office, Fort, Mumbai-400001 in the manner as
?kVd ugha gSa A vr% cSad vFkok izkFkfed Mhyjksa dks prescribed in paragraph 5.1 of the General Notification
vizfrLièkhZ cksfy;ksa dh fufonk nsrs le; muds ,lth,y F. No. 4 (13)-W & M/2008, dated October 8, 2008 by a price
[kkrs vkSj lh,lth,y [kkrs esa tek gksus okyh jkf'k;ksa based auction using uniform price auction method.
(vafdr ewY;) dks Li"V :i ls n'kkZuk gksxk A ckn esa 3. Allotment to Non-competitive Bidders
fuos'kd ds vuqjks/ ij eq[; ,lth,y [kkrs ls okLrfod The Government Stock up to 5% of the notified
:i esa dh xbZ lqiqnZxh Lohdk;Z gS A amount of the sale will be allotted to eligible individuals
and institutions as per the enclosed Scheme for Non-
7- ;g cSad vFkok izkFkfed Mhyj dk nkf;Ro gS fd og xzkgd
competitive Bidding Facility in the Auctions of Government
dks izfrHkwfr;ka gLrkarfjr djs A vlk/kj.k ifjfLFkfr;ksa dks Securities (Annex).
NksM+dj] xzkgdksa dks izfrHkwfr;ksa dk varj.k fuxZe dh frfFk
4. Place and date of Auction
ls ikap dk;Z&fnolksa ds Hkhrj iwjk fd;k tk,xk A
The auction will be conducted by Reserve
8- cSad vFkok izkFkfed Mhyj vius xzkgdksa dks ;g lsok nsus ds Bank of India, Mumbai Office, Fort, Mumbai-400 001 on
fy, Ng iSls izfr lkS #i, rd nykyh@deh'ku@lsok izHkkj January 10, 2014. Bids for the auction should be submitted
in electronic format on the Reserve Bank of India Core
ds :i esa olwy dj ldrs gSa A ,slh dher fcØh ewY; esa
Banking Solution (E-Kuber) System on January 10, 2014.
'kkfey dh tk ldrh gS ;k xzkgdksa ls vyx ls olwy dh tk
The Non-competitive bids should be submitted between
ldrh gS A ,sls ekeys esa tgka izfrHkwfr;ksa dk varj.k izfrHkwfr 10.30 a.m. and 11.30 a.m. and the competitive bids should
dh fuxZe frfFk ds ckn izHkkoh gksrk gks] cSad ;k izkFkfed be submitted between 10.30 a.m. and 12.00 noon.
Mhyj dks xzkgd }kjk ns; izfriQy jkf'k esa fuxZe frfFk ls 5. When Issued Trading
mifpr C;kt 'kkfey gksxk A The Stock will be eligible for “When Issued” trading
9- izfrHkwfr;ksa dh ykxr] mifpr C;kt tgka Hkh ykxw gks] rFkk in accordance with the guidelines issued by the Reserve
Bank of India.
nykyh@deh'ku@lsok izHkkjksa ds fy, xzkgdksa ls Hkqxrku izkIr
6. Tenure
djus dh dk;Z&iz.kkyh] cSad ;k izkFkfed Mhyj }kjk xzkgd
ds lkFk dh xbZ lgefr ds vuqlkj rS;kj dh tk,xh A ;g The Stock will be of ten- years tenure commencing
from November 25, 2013. The Stock will be repaid at par on
mYys[kuh; gS fd fdlh vU; ykxr] tSls fuf/dj.k ykxr
November 25, 2023.
dks ewY; esa 'kkfey ugha fd;k tkuk pkfg, ;k xzkgdksa ls
7. Date of Issue and Payment for the Stock
olwy ugha fd;k tkuk pkfg, A
The result of the auction shall be displayed by the
V. cSadksa vkSj izkFkfed Mhyjksa dks Hkkjrh; fjtoZ cSad (cSad)
Reserve Bank of India at its Fort, Mumbai Office on
}kjk le;≤ ij ekaxh xbZ ;kstuk ds rgr lapkyuksa ls lacaf/r
January 10, 2014. The payment by successful bidders will
lwpuk fu/kZfjr le;&lhek ds varxZr cSad dks izLrqr djuh gksxh A be on January 13, 2014, i.e., the date of re-issue. The payment
for the Stock will include accrued interest on the nominal
VI. Åij mfYyf[kr fn'kkfunsZ'k cSad }kjk leh{kk ds v/hu gS
value of the Stock allotted in the auction from the date of
vkSj rn~uqlkj] tc Hkh vko';drk gksxh] ;kstuk dks la'kksf/r fd;k
original issue i.e., November 25, 2013 to January 12, 2014.
tk,xk A
¹Hkkx Iµ[k.M 1º Hkkjr dk jkti=k % vlk/kj.k 7
8. Interest 2. Each bank or PD on the basis of firm orders received
Interest at the rate of 8.83 per cent per annum will from their constituents will submit a single
accrue on the nominal value of the Stock from the date of consolidated Non-competitive bid on behalf of all its
original issue and will be paid half yearly on constituents in electronic format on the Reserve Bank
May 25 and November 25. of India Core Banking Solution (E-Kuber) System.
Except in extraordinary circumstances such as
By Order of the President of India,
general failure of the Reserve Bank of India Core
Dr. RAJAT BHARGAVA, Jt. Secy.
Banking Solution (E-Kuber) System, Non-
ANNEXURE competitive bid in physical form will not be accepted.
Scheme for Non-competitive Bidding Facility in the 3. Allotment under the Non-competitive segment to the
Auctions of Government Securities bank or PD will be at the weighted average rate of
I. Scope : With a view to encouraging wider yield/price that will emerge in the auction on the basis
participation and retail holding of Government securities it of the competitive bidding. The securities will be
is proposed to allow participation on “non-competitive” issued to the bank or PD against payment on the
basis in select auctions of dated Government of India (GoI) date of issue irrespective of whether the bank or PD
securities. Accordingly, Non-competitive bids up to has received payment from their clients.
5 per cent of the notified amount will be accepted in the
4. In case the aggregate amount of bid is more than the
auctions of dated securities. The reserved amount will be
reserved amount (5% of notified amount), pro rata
within the notified amount.
allotment would be made. In case of partial allotments,
II. Eligibility : Participation on a non-competitive
it will be the responsibility of the bank or PD to
basis in the auctions of dated GoI securities will be open
appropriately allocate securities to their clients in a
to investors who satisfy the following :
transparent manner.
1. do not maintain Current Account (CA) or Subsidiary
General Ledger (SGL) account with the Reserve Bank 5. In case the aggregate amount of bids is less than the
of India. reserved amount, the shortfall will be taken to
competitive portion.
Exceptions : Regional Rural Banks (RRBs) and Co-
operative Banks shall be covered under this Scheme
6. Security would be issued only in SGL form by RBI.
in view of their statutory obligations.
RBI would credit either the main SGL account or the
2. make a single bid for an amount not more than
CSGL account of the bank or PD as indicated by
` two crore (face value) per auction.
them. The facility for affording credit to the main
3. submit their bid indirectly through any one bank or SGL account is for the sole purpose of servicing
PD offering this scheme. investors who are not their constituents. Therefore,
Exceptions : Regional Rural Banks (RRBs) and Co- the bank or PD would have to indicate clearly at the
operative Banks that maintain SGL account and time of tendering the Non-competitive bids the
current account with the Reserve Bank of India shall amounts (face value) to be credited to their SGL
be eligible to submit their non-competitive bids directly. account and the CSGL account. Delivery in physical
form from the main SGL account is permissible at the
III. Coverage : Subject to the conditions mentioned
instance of the investor subsequently.
above, participation on “non-competitive” basis is open
to any person including firms, companies, corporate bodies,
7. It will be the responsibility of the bank or the PD to
institutions, provident funds, trusts, and any other entity
pass on the securities to their clients. Except in
as may be prescribed by RBI. The minimum amount for
extraordinary circumstances, the transfer of securities
bidding will be ` 10,000 (face value) and thereafter in
to the clients shall be completed within five working
multiples in ` 10,000 as hitherto for dated stocks.
days from the date of issue.
IV. Other Operational Guidelines :
8. The bank or PD can recover up to six paise per
1. The retail investor desirous of participating in the
` 100 as brokerage/commission/service charges for
auction under the Scheme would be required to
rendering this service to their clients. Such costs
maintain a Constituent Subsidiary General Ledger
may be built into the sale price or recovered
(CSGL) account with the bank or PD through whom
separately from the clients. In case the transfer of
they wish to participate. Under the Scheme, an
securities is effected subsequent to the issue date of
investor can make only a single bid in an auction of
the security, the consideration amount payable by
a dated security. An undertaking to the effect that
the client to the bank or PD would also include
the investor is making only a single bid will have to
accrued interest from the date of issue.
obtained and kept on record by the bank or PD.
8 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1]
9. Modalities for obtaining payment from clients towards 5- dc fuxZfer dkjksckj
cost of the securities, accrued interest wherever
;g LVkWd] Hkkjrh; fjtoZ cSad }kjk tkjh fn'kkfunsZ'kksa ds
applicable and brokerage/commission/service
vuqlkj] ^dc fuxZfer* dkjksckj ds fy, ik=k gksxk A
charges may be worked out by the bank or PD as per
agreement with the client. It may be noted that no
6- vof/
other costs such as funding costs should be built
into the price or recovered from the client. ;g LVkWd 2 vxLr] 2007 ls izkjEHk gksdj iPphl o"kZ dh
vof/ ds fy, gksxk A bl LVkWd dh pqdkSrh 2 vxLr] 2032 dks
V. Banks and PDs will be required to furnish
information relating to operations under the Scheme to the leewY; ij dh tk,xh A
Reserve Bank of India (Bank) as may be called for from
7- fuxZe dh rkjh[k vkSj LVkWd ds fy, Hkqxrku
time to time within the time frame prescribed by the Bank.
uhykeh dk ifj.kke Hkkjrh; fjtoZ cSad }kjk vius iQksVZ
VI. The aforesaid guidelines are subject to review
fLFkr eqEcbZ dk;kZy; esa 10 tuojh] 2014 dks izn£'kr fd;k
by the Bank and accordingly, if and when considered
tk,xkA liQy cksyhnkrkvksa }kjk Hkqxrku 13 tuojh] 2014 vFkkZr~
necessary, the Scheme will be modified.
iqu£uxZe dh rkjh[k dks fd;k tk,xk A LVkWd ds fy, Hkqxrku esa
vf/lwpuk
uhykeh esa vkcafVr LVkWd ds vafdr ewY; ij] vafre dwiu Hkqxrku
ubZ fnYyh] 6 tuojh] 2014 dh rkjh[k ls vFkkZr~ 2 vxLr] 2013 ls 12 tuojh] 2014 rd]
^^8-32 çfr'kr ljdkjh LVkWd 2032** dh fcØh izksn~Hkwr C;kt 'kkfey gksxkA
(iqu£uxZe) ds fy, uhykeh 8- C;kt
iQk- la- 4(2)Мw ,.M ,e@2013 (ii)-—Hkkjr ljdkj] vafre dwiu Hkqxrku dh rkjh[k ls LVkWd ds vafdr ewY; ij
,rn~}kjk 2]000 djksM+ #i, (vafdr) dh dqy jkf'k osQ fy, 8-32 izfr'kr izfro"kZ dh nj ls C;kt izksn~Hkwr gksxk rFkk bldk
^^8-32 izfr'kr ljdkjh LVkWd] 2032** (ftls blesa blds ckn Hkqxrku v¼&Z okf"kdZ vk/kj ij 2 iQjojh vkjS 2 vxLr dk s fd;k
^LVkWd* dgk x;k gS) dh fcØh (iqufuZxZe) vf/lwfpr djrh gS A tk,xkA
;g fcØh bl vfèklwpuk (ftls ^fof'k"V vf/lwpuk* dgk x;k gS)
Hkkjr ds jk"Vªifr ds vkns'k ls]
esa mfYyf[kr 'krks± rFkk Hkkjr ljdkj }kjk tkjh lkekU; vf/lwpuk
MkW- jtr HkkxZo] la;qDr lfpo
iQk- la[;k 4(13)Мw ,.M ,e@2008] rkjh[k 8 vDrwcj]
2008 esa fu£n"V 'krks± ds v/hu dh tk,xh A vucq /a
ljdkjh izfrHkwfr;ksa dh uhykeh esa vizfrLi/hZ cksyh
2- fuxZe dh fof/
lqfo/k Ldhe
bl LVkWd dh fcØh Hkkjrh; fjtoZ cSad] eqEcbZ dk;kZy;]
iQksVZ] eqEcbZ&400001 ds ekè;e ls rkjh[k 8 vDrwcj] 2008 dh I. dk;Z{ks=k % ljdkjh izfrHkwfr;ksa dh O;kid Hkkxhnkjh vkSj
[kqnjk /kfjrk dks izksRlkgu nsus dh n`f"V ls Hkkjr ljdkj dh
lkekU; vf/lwpuk iQk- la[;k 4(13)Мw ,.M ,e@2008 ds
fnukafdr izfrHkwfr;ksa dh p;fur uhykfe;ksa esa ¶vizfrLi/hZ¸ vk/kj
iSjk 5-1 esa ;Fkk&fu/kZfjr rjhds ls leewY; uhykeh fof/ dk iz;ksx
ij Hkkxhnkjh dh vuqefr nsus dk izLrko fd;k x;k gS A rnuqlkj]
djrs gq, ewY; vkèkkfjr uhykeh }kjk dh tk,xh A
fnukafdr izfrHkwfr;ksa dh uhykfe;ksa esa vf/lwfpr jkf'k ds 5 izfr'kr
3- vizfrLi/hZ cksyhnkrkvksa dks vkcaVu
rd dh vizfrLi/hZ cksfy;ka Lohdkj dh tk,axh A izkjf{kr jkf'k
ljdkjh izfrHkwfr;ksa dh uhykfe;ksa esa vizfrLi/hZ cksyh nsus vf/lwfpr jkf'k ds vUrxZr gksxh A
dh lqfo/k dh layXu Ldhe (vuqca/) ds vuqlkj] fcØh dh
II. ik=krk % Hkkjr ljdkj dh fnukafdr izfrHkwfr;ksa dh uhykfe;ksa
vfèklwfpr jkf'k dk 5 izfr'kr rd ljdkjh LVkWd ik=k O;fDr;ksa
esa vizfrLi/hZ vk/kj ij ,sls fuos'kdksa ds fy, Hkkxhnkjh [kqyh gksxh
vkSj laLFkkvksa dks vkcafVr fd;k tk,xk A
tks fuEufyf[kr 'krks± dks iwjk djrs gSa %
4- uhykeh dk LFkku ,oa rkjh[k
1- tks Hkkjrh; fjtoZ cSad ds ikl pkyw [kkrk (lh,) vFkok
;g uhykeh Hkkjrh; fjtoZ cSad] eqEcbZ dk;kZy;] iQksVZ] lgk;d lkekU; cgh (,lth,y) [kkrk ugha j[krs gSa _
eqEcbZ&400001 }kjk 10 tuojh] 2014 dks lapkfyr dh tk,xh A
viokn % {ks=kh; xzkeh.k cSadksa (vkjvkjch) vkSj lgdkjh
uhykeh grs qckfsy;k aHkkjrh; fjto ZcdaS dkjs c¯Sdx lkYs ;'w ku (b&Z dcq js )
cSadksa dks muds lkafof/d nkf;Roksa ds n`f"Vxr bl Ldhe ds
iz.kkyh laca/h bysDVªkWfud izi=k esa 10 tuojh] 2014 dk siLz rrq dh
v/hu 'kkfey fd;k tk,xk A
tkuh pkfg,A vizfrLi/hZ cksfy;ka iwokZÉ 10-30 cts ls iwokZÉ 11-30
cts ds chp vkSj izfrLi/hZ cksfy;ka iwokZÉ 10-30 cts ls nksigj 2- tks izfr uhykeh nks djksM+ #i, (vafdr ewY;) ls vuf/d
12-00 cts ds chp izLrqr dh tkuh pkfg, A jkf'k ds fy, ,d gh cksyh yxkrs gSa _
¹Hkkx Iµ[k.M 1º Hkkjr dk jkti=k % vlk/kj.k 9
3- tks ;g Ldhe iznku djus okys fdlh ,d cSad vFkok 6- izfrHkwfr dks Hkkjrh; fjtoZ cSad }kjk dsoy ,lth,y :i esa
izkFkfed Mhyj ds ekè;e ls viuh cksyh vizR;{k :i ls tkjh fd;k tk,xk A Hkkjrh; fjtoZ cSad bls ;k rks cSad
izLrqr djrs gSa A vFkok izkFkfed Mhyj ds eq[; ,lth,y [kkrs vFkok
viokn % ,ls s{k=skh; xkzeh.k cdaS (vkjvkjch) rFkk lgdkjh lh,lth,y [kkr se astek djxs k] tlS kfd muds }kjk fun'Zs k fn;k
cSad tks Hkkjrh; fjtoZ cSad esa ,lth,y [kkrk vkSj pkyw x;k gS A eq[; ,lth,y [kkrs esa tek djus dh lqfo/k
[kkrk j[krs gSa] viuh vizfrLi/hZ ckfsy;k as dk s iRz;{k :i ls ,dek=k mu fuos'kdksa dh lsok ds iz;kstukFkZ gS tks muds
iLz rrq dju s d s fy, ik=k gkxas s A ?kVd ugha gSa A vr% cSad vFkok izkFkfed Mhyjksa dks
vizfrLièkhZ cksfy;ksa dh fufonk nsrs le; muds ,lth,y
III. O;kidrk % mi;qZDr 'krks± ds v/hu ¶vizfrLi/hZ¸ vk/kj ij
[kkrs vkSj lh,lth,y [kkrs esa tek gksus okyh jkf'k;ksa
iQeks±] dEifu;ksa] fuxfer fudk;ksa] laLFkkvksa] Hkfo"; fuf/;ksa]
(vafdr ewY;) dks Li"V :i ls n'kkZuk gksxk A ckn esa
U;klksa vkSj Hkkjrh; fjtoZ cSad }kjk ;Fkk&fu/kZfjr fdlh vU;
fuos'kd ds vuqjks/ ij eq[; ,lth,y [kkrs ls okLrfod
dEiuh lfgr fdlh Hkh O;fDr ds fy, Hkkxhnkjh [kqyh gS A cksyh
:i esa dh xbZ lqiqnZxh Lohdk;Z gS A
nsus dh U;wure jkf'k 10]000 #i, (vafdr ewY;) vkSj mlds ckn
7- ;g cSad vFkok izkFkfed Mhyj dk nkf;Ro gS fd og xzkgd
10]000 #i, ds xq.ktksa esa gksxh tSlk vc rd fnukafdr LVkWd ds
dks izfrHkwfr;ka gLrkarfjr djs A vlk/kj.k ifjfLFkfr;ksa dks
fy, gS A
NksM+dj] xzkgdksa dks izfrHkwfr;ksa dk varj.k fuxZe dh frfFk
IV. vU; izpkyukRed fn'kkfunsZ'k %
ls ikap dk;Z&fnolksa ds Hkhrj iwjk fd;k tk,xk A
1- [kqnjk fuos'kd ds fy, ml cSad vFkok izkFkfed Mhyj]
8- cSad vFkok izkFkfed Mhyj vius xzkgdksa dks ;g lsok nsus ds
ftuds ekè;e ls os Hkkx ysuk pkgrs gSa] ds ikl ,d la?kVd
fy, Ng iSls izfr lkS #i, rd nykyh@deh'ku@lsok izHkkj
lgk;d lkekU; cgh (lh,lth,y) [kkrk j[kuk vfuok;Z
ds :i esa olwy dj ldrs gSa A ,slh dher fcØh ewY; esa
gksxk A dksbZ Hkh fuos'kd bl Ldhe ds v/hu fnukafdr
'kkfey dh tk ldrh gS ;k xzkgdksa ls vyx ls olwy dh tk
çfrHkwfr dh fdlh uhykeh esa dsoy ,d cksyh esa Hkkx ys
ldrh gS A ,sls ekeys esa tgka izfrHkwfr;ksa dk varj.k izfrHkwfr
ldrk gS A bl vk'k; dk opu fd fuos'kd dsoy ,d
dh fuxZe frfFk ds ckn izHkkoh gksrk gks] cSad ;k izkFkfed
cksyh ns jgk gS] cSad vFkok izkFkfed Mhyj }kjk izkIr fd;k
Mhyj dks xzkgd }kjk ns; izfriQy jkf'k esa fuxZe frfFk ls
tkuk vkSj fjdkMZ esa j[kk tkuk gksxk A
mifpr C;kt 'kkfey gksxk A
2- vius xzkgdksa ls izkIr iDds vkMZj ds vk/kj ij izR;sd cSad
9- izfrHkwfr;ksa dh ykxr] mifpr C;kt tgka Hkh ykxw gks] rFkk
vFkok ikzFkfed Mhyj Hkkjrh; fjtoZ cdaS dkjs c¯aSdx lkYs ;'w ku
nykyh@deh'ku@lsok izHkkjksa ds fy, xzkgdksa ls Hkqxrku izkIr
(bZ&dqcsj) iz.kkyh laca/h bysDVªkWfud çi=k esa vius xzzkgdksa
djus dh dk;Z&iz.kkyh] cSad ;k izkFkfed Mhyj }kjk xzkgd
dh vksj ls ,d ,dy lesfdr vçfrLi/hZ cksyh çLrqr
ds lkFk dh xbZ lgefr ds vuqlkj rS;kj dh tk,xh A ;g
djsxk A vlk/kj.k ifjfLFkfr;ksa] tSls Hkkjrh; fjtZoZ cSad dksj
mYys[kuh; gS fd fdlh vU; ykxr] tSls fuf/dj.k ykxr
cSa¯dx lksY;w'ku (bZ&dqcsj) ç.kkyh esa lkekU; xM+cM+h dks
dks ewY; esa 'kkfey ugha fd;k tkuk pkfg, ;k xzkgdksa ls
NksM+dj] HkkSfrd :i esa vçfrLi/hZ cksyh Lohdkj ugha dh
olwy ugha fd;k tkuk pkfg, A
tk,xh A
3- cSad vFkok izkFkfed Mhyj dks vizfrLi/hZ [kaM ds v/hu V. cSadksa vkSj izkFkfed Mhyjksa dks Hkkjrh; fjtoZ cSad (cSad)
}kjk le;≤ ij ekaxh xbZ ;kstuk ds rgr lapkyuksa ls lacaf/r
vkcaVu izfrykHk@dher dh ml Hkkjkaf'kr vkSlr nj ij
lwpuk fu/kZfjr le;&lhek ds varxZr cSad dks izLrqr djuh gksxh A
gksxk] tks izfrLi/hZ cksyh nsus ds vk/kj ij uhykeh esa lkeus
vk,xh A bl ckr ij è;ku fn, fcuk fd cSad vFkok VI. Åij mfYyf[kr fn'kkfunsZ'k cSad }kjk leh{kk ds v/hu gS
izkFkfed Mhyj us vius xzkgdksa ls Hkqxrku izkIr dj fy;k gS vkSj rn~uqlkj] tc Hkh vko';drk gksxh] ;kstuk dks la'kksf/r fd;k
;k ugha] fuxZe dh rkjh[k dks Hkqxrku izkIr djds cSad ;k tk,xk A
izkFkfed Mhyj dks izfrHkwfr;ka tkjh dh tk,axh A
NOTIFICATION
4- ,sls ekeys esa] tgka cksyh dh jkf'k izkjf{kr jkf'k (vfèklwfpr
New Delhi, the 6th January, 2014
jkf'k ds 5 izfr'kr) ls vf/d gS ;Fkkuqikr vkcaVu fd;k
tk,xk A vkaf'kd vkcaVuksa ds ekeys esa] ;g cSad vFkok Auction for Sale (Re-issue) of ‘8.32 per cent
Government Stock, 2032’
izkFkfed Mhyjksa dk nkf;Ro gksxk fd og vius xzkgdksa dks
izfrHkwfr;ksa dk mfpr vkcaVu ,d ikjn'khZ rjhds ls djsa A F. No. 4(2)-W&M/2013 (ii).—Government of India
hereby notifies sale (re-issue) of ‘8.32 per cent Government
5- ,sls ekeys esa tgka cksyh jkf'k izkjf{kr jkf'k ls de gks] deh
Stock, 2032’ (hereinafter called ‘the Stock’) for an
dks izfrLi/hZ Hkkx esa 'kkfey fd;k tk,xk A
aggregate amount of ` 2,000 crore (nominal). The sale will
10 THE GAZETTE OF INDIA : EXTRAORDINARY [PART I—SEC. 1]
be subject to the terms and conditions spelt out in this ANNEXURE
notification (called ‘Specific Notification’) as also the Scheme for Non-competitive Bidding Facility in the
terms and conditions specified in the General Notification Auctions of Government Securities
F. No. 4(13)-W&M/2008, dated October 8, 2008 issued by
I. Scope : With a view to encouraging wider
Government of India.
participation and retail holding of Government securities it
is proposed to allow participation on “non-competitive”
2. Method of Issue
basis in select auctions of dated Government of India (GoI)
The Stock will be sold through Reserve Bank of securities. Accordingly, Non-competitive bids up to 5 per
India, Mumbai Office, Fort, Mumbai-400001 in the manner cent of the notified amount will be accepted in the auctions
as prescribed in paragraph 5.1 of the General Notification of dated securities. The reserved amount will be within the
F. No. 4 (13)-W & M/2008, dated October 8, 2008 by a price notified amount.
based auction using uniform price auction method.
II. Eligibility : Participation on a non-competitive
3. Allotment to Non-competitive Bidders basis in the auctions of dated GoI securities will be open
to investors who satisfy the following :
The Government Stock up to 5% of the notified
1. do not maintain Current Account (CA) or Subsidiary
amount of the sale will be allotted to eligible individuals
General Ledger (SGL) account with the Reserve Bank
and institutions as per the enclosed Scheme for Non-
of India.
competitive Bidding Facility in the Auctions of Government
Exceptions : Regional Rural Banks (RRBs) and Co-
Securities (Annex).
operative Banks shall be covered under this Scheme
4. Place and date of Auction
in view of their statutory obligations.
The auction will be conducted by Reserve 2. make a single bid for an amount not more than
Bank of India, Mumbai Office, Fort, Mumbai-400 001 on ` two crore (face value) per auction.
January 10, 2014. Bids for the auction should be submitted
3. submit their bid indirectly through any one bank or
in electronic format on the Reserve Bank of India Core
PD offering this scheme.
Banking Solution (E-Kuber) System on January 10, 2014.
Exceptions : Regional Rural Banks (RRBs) and Co-
The non-competitive bids should be submitted between
operative Banks that maintain SGL account and
10.30 a.m. and 11.30 a.m. and the competitive bids should
current account with the Reserve Bank of India shall
be submitted between 10.30 a.m. and 12.00 noon.
be eligible to submit their non-competitive bids
5. When Issued Trading
directly.
The Stock will be eligible for “When Issued” trading III. Coverage : Subject to the conditions mentioned
in accordance with the guidelines issued by the Reserve above, participation on “non-competitive” basis is open
Bank of India. to any person including firms, companies, corporate bodies,
6. Tenure institutions, provident funds, trusts, and any other entity
as may be prescribed by RBI. The minimum amount for
The Stock will be of twenty five years tenure
bidding will be ` 10,000 (face value) and thereafter in
commencing from August 2, 2007. The Stock will be repaid
multiples in ` 10,000 as hitherto for dated stocks.
at par on August 2, 2032.
IV. Other Operational Guidelines :
7. Date of Issue and Payment for the Stock
1. The retail investor desirous of participating in the
The result of the auction shall be displayed by the
auction under the Scheme would be required to
Reserve Bank of India at its Fort, Mumbai Office on
maintain a Constituent Subsidiary General Ledger
January 10, 2014. The payment by successful bidders will
(CSGL) account with the bank or PD through whom
be on January 13, 2014, i.e., the date of re-issue. The payment
they wish to participate. Under the Scheme, an
for the Stock will include accrued interest on the nominal
investor can make only a single bid in an auction of
value of the Stock allotted in the auction from the date of
a dated security. An undertaking to the effect that
last Coupon payment i.e., August 2, 2013 to January 12,
the investor is making only a single bid will have to
2014.
obtained and kept on record by the bank or PD.
8. Interest
2. Each bank or PD on the basis of firm orders received
Interest at the rate of 8.32 per cent per annum will
from their constituents will submit a single
accrue on the nominal value of the Stock from the date of
consolidated non-competitive bid on behalf of all its
last coupon payment and will be paid half-yearly on
constituents in electronic format on the Reserve Bank
February 2 and August 2.
of India Core Banking Solution (E-Kuber) System.
By Order of the President of India,
Except in extraordinary circumstances such as
Dr. RAJAT BHARGAVA, Jt. Secy.
general failure of the Reserve Bank of India Core