University of Northern Colorado Scholarship & Creative Works @ Digital UNC Dissertations Student Research 8-1-2013 Understanding the working alliance between clients diagnosed with anorexia nervosa and therapists in individual psychotherapy: a phenomenological approach Laura M. Oyer Follow this and additional works at:http://digscholarship.unco.edu/dissertations Recommended Citation Oyer, Laura M., "Understanding the working alliance between clients diagnosed with anorexia nervosa and therapists in individual psychotherapy: a phenomenological approach" (2013).Dissertations.Paper 222. This Text is brought to you for free and open access by the Student Research at Scholarship & Creative Works @ Digital UNC. It has been accepted for inclusion in Dissertations by an authorized administrator of Scholarship & Creative Works @ Digital UNC. For more information, please contact [email protected]. UNIVERSITY OF NORTHERN COLORADO Greeley, Colorado The Graduate School UNDERSTANDING THE WORKING ALLIANCE BETWEEN CLIENTS DIAGNOSED WITH ANOREXIA NERVOSA AND THERAPISTS IN INDIVIDUAL PSYCHOTHERAPY: A PHENOMENOLOGICAL APPROACH A Dissertation Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy Laura M. Oyer College of Education and Behavioral Sciences Department of Counseling Psychology August, 2013 This Dissertation by: Laura M. Oyer Entitled: Understanding the Working Alliance between Clients Diagnosed with Anorexia Nervosa and Therapists in Individual Psychotherapy: A Phenomenological Approach has been approved as meeting the requirement for the Degree of Doctor of Philosophy in College of Education and Behavioral Sciences in Department of Counseling Psychology Accepted by the Doctoral Committee Mary Sean O’Halloran, Ph.D., Research Advisor Stephen L. Wright, Ph.D., Committee Member Jennifer L. Murdock, Ph.D., Committee Member Maria K. E. Lahman, Ph.D., Faculty Representative Date of Dissertation Defense _________________________________________ Accepted by the Graduate School _________________________________________________________ Linda L. Black, Ed.D., LPC Acting Dean of the Graduate School and International Admissions ABSTRACT Oyer, Laura M. Understanding the Working Alliance Between Clients Diagnosed with Anorexia Nervosa and Therapists in Individual Psychotherapy: A Phenomenological Approach. Published Doctor of Philosophy dissertation, University of Northern Colorado, 2013. The therapeutic working alliance is a vital ingredient to psychotherapy, specifically with clients diagnosed with Anorexia Nervosa (AN) as progress is often slow and treatment difficult. This phenomenological study investigated the experiences of eight clients with AN and seven therapists who work with this population regarding how the working alliance was formed and challenged in the process of individual psychotherapy. Data were gathered through semi-structured interviews. Findings revealed overarching themes among all the participants as well as themes unique to clients and therapists. The findings are discussed in the context of working alliance theory. Implications for therapists when forming the working alliance with clients with AN include remain patient while clients develop trust and motivation, maintain awareness of personal reactions and seek consultation/supervision, be active and directive at the beginning of treatment, use caution when creating therapy goals, collaborate with other treatment providers and family, implement basic counseling skills (e.g., unconditional positive regard, validation, authenticity), utilize appropriate self-disclosure, balance setting boundaries and portraying care, create a warm office environment, and have/gain experience treating this population. Additionally, implications for clients are discussed. iii TABLE OF CONTENTS CHAPTER I. INTRODUCTION TO THE RESEARCH PROBLEM .......................... 1 Introduction ........................................................................................................ 1 Background and Context.................................................................................... 1 Statement of the Problem ................................................................................... 5 Purpose of the Study .......................................................................................... 5 Primary Research Questions .............................................................................. 6 Research Approach ............................................................................................ 6 Assumptions ....................................................................................................... 8 Rationale and Significance ................................................................................ 9 CHAPTER II. LITERATURE REVIEW .................................................................... 11 Overview .......................................................................................................... 11 Common Factors .............................................................................................. 11 The Working Alliance ...................................................................................... 12 Anorexia Nervosa ............................................................................................ 42 Literature Summary and Conclusions .............................................................. 57 Implications and Future Directions .................................................................. 58 CHAPTER III. METHODOLOGY ............................................................................. 61 Introduction ...................................................................................................... 61 Researcher’s Stance ......................................................................................... 62 Research Model and Paradigm ........................................................................ 65 Trustworthiness ................................................................................................ 81 Ethical Considerations ..................................................................................... 84 CHAPTER IV. FINDINGS: CLIENTS’ AND THERAPISTS’ EXPERIENCES ...... 86 Individual Client Participants .......................................................................... 87 Individual Therapist Participants ................................................................... 133 Conclusion ..................................................................................................... 171 CHAPTER V. FINDINGS: COMPOSITE EXPERIENCE ....................................... 172 Client Participants’ Overarching Themes ...................................................... 172 Therapist Participants’ Overarching Themes ................................................. 202 iv Comparison of Clients’ and Therapists’ Overarching Themes...................... 221 Conclusion ..................................................................................................... 233 CHAPTER VI. DISCUSSION................................................................................... 234 Summary of the Study ................................................................................... 234 Discussion of the Findings ............................................................................. 238 Theoretical Application: Working Alliance Theory ...................................... 273 Limitations ..................................................................................................... 285 Implications.................................................................................................... 288 Future Research Directions ............................................................................ 293 Conclusion ..................................................................................................... 295 REFERENCES .......................................................................................................... 296 APPENDIX A. INSTITUTIONAL REVIEW BOARD APPROVAL ...................... 318 APPENDIX B. EMAILS TO THERAPISTS ............................................................ 320 APPENDIX C. LETTER TO CLIENT PARTICIPANT ........................................... 323 APPENDIX D. CONSENT FORM FOR HUMAN PARTICIPANTS IN RESEARCH: THERAPIST IN PERSON ..................................................... 325 APPENDIX E. CONSENT FORM FOR HUMAN PARTICIPANTS IN RESEARCH: THERAPIST SKYPE/PHONE ............................................... 328 APPENDIX F. CONSENT FORM FOR HUMAN PARTICIPANTS IN RESEARCH: CLIENT SKYPE/PHONE ...................................................... 331 APPENDIX G. CLIENT AND THERAPIST DEMOGRAPHIC INFORMATION SHEETS ............................................................................ 334 APPENDIX H. MENTAL HEALTH REFERRALS AND RESOURCES .............. 337 APPENDIX I. INTERVIEW GUIDE ........................................................................ 339 APPENDIX J. MANUSCRIPT DRAFT ................................................................... 342 v LIST OF TABLES 1. Demographics of Client Participants ............................................................... 72 2. Demographics of Therapist Participants .......................................................... 73 3. Artifacts Reported by Client Participants ...................................................... 174 4. Helpful Therapist Factors Reported by Client Participants ........................... 181 5. Helpful Client Factors Reported by Client Participants ................................ 189 6. Unhelpful Therapist Factors Reported by Client Participants ....................... 190 7. Unhelpful Client Factors Reported by Client Participants ............................ 197 8. Artifacts Reported by Therapist Participants ................................................. 204 9. Helpful Therapist Factors Reported by Therapist Participants ...................... 208 10. Helpful Client Factors Reported by Therapist Participants ........................... 213 11. Unhelpful Therapist Factors Reported by Therapist Participants .................. 216 12. Unhelpful Client Factors Reported by Therapist Participants ....................... 218 13. Similarities Between Clients’ and Therapists’ Descriptions ......................... 222 14. Differences Between Clients’ and Therapists’ Descriptions ......................... 230 vi LIST OF FIGURES 1. Elements of research ........................................................................................ 66 vii CHAPTER I INTRODUCTION TO THE RESEARCH PROBLEM Introduction Through this phenomenological study, I sought to explore perceptions and experiences of clients diagnosed with Anorexia Nervosa (AN) and therapists who work with AN with regard to how the working alliance was formed and challenged during the process of individual psychotherapy. Through this exploration, I identified the essence or essences of the working alliance in therapy with clients diagnosed with AN as well as discovered factors that influenced its formation. Participants in this study included eight clients diagnosed with AN and seven therapists who provided individual psychotherapy to clients diagnosed with AN, resulting in 15 total participants. In this chapter, I provide an overview of the background and context for the current study, the statement of the problem, purpose of the study, and research questions. Additionally, I present the research approach, assumptions, and a discussion of the rationale and significance of the current study. Background and Context Researchers have investigated the process and outcome of psychotherapy for many decades. While some researchers focused on specific techniques or theoretical orientations with regard to therapeutic outcome, other researchers investigated elements common to all types of therapy, also known as common factors (Lambert & Ogles, 2 2004). The most frequently mentioned common factor in the psychotherapy literature was the relationship, or alliance, between the client and therapist (Wampold, 2001). Several terms were used in the psychotherapy literature to refer to the relationship between the client and therapist: therapeutic alliance, working alliance, helping alliance, and therapeutic relationship (Horvath & Luborsky, 1993). For the purpose of this study, the relationship between the client and therapist is referred to as the working alliance or alliance. The most commonly used conceptualization of the working alliance was defined by Bordin (1979). He described it as a collaborative relationship between the client and therapist comprised of three different components: agreement on the goals of therapy, agreement on the tasks of therapy, and the relational bond between client and therapist. Prior definitions of the alliance were conceptualized from a primarily psychoanalytic perspective, whereas Bordin’s definition was proposed as a pantheoretical definition common to all forms of therapy. Since Bordin (1979) offered this pantheoretical definition, researchers have investigated how the alliance affects therapeutic outcome and have used a variety of measures to evaluate these constructs. For example, in a recent meta-analysis on alliance and outcome, Horvath, Del Re, Flückiger, and Symonds (2011) analyzed 201 outcome studies using over 30 different types of alliance measures. Additionally, when measuring outcome, researchers have used a variety of constructs, e.g., global ratings of satisfaction and improvement, target complaints and symptom checklists, pre-and post-counseling changes, and session evaluations (Horvath & Luborsky, 1993; Kivlighan, 2007). Although there is much variability among the assessments used to measure alliance and outcome, researchers found alliance to correlate moderately with outcome. Furthermore,
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