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Understanding Batch Chemical Processes Modelling and Case Studies Understanding Batch Chemical Processes Modelling and Case Studies Thokozani Majozi Esmael R. Seid Jui-Yuan Lee CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2017 by Taylor & Francis Group, LLC CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works Printed on acid-free paper Version Date: 20160901 International Standard Book Number-13: 978-1-4987-7317-1 (Hardback) This book contains information obtained from authentic and highly regarded sources. Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers have attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmit- ted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, with- out written permission from the publishers. For permission to photocopy or use material electronically from this work, please access www.copyright.com (http://www.copyright.com/) or contact the Copyright Clearance Center, Inc. (CCC), 222 Rosewood Drive, Danvers, MA 01923, 978-750-8400. CCC is a not-for-profit organization that provides licenses and registration for a variety of users. For organizations that have been granted a photocopy license by the CCC, a separate system of payment has been arranged. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Library of Congress Cataloging-in-Publication Data Names: Majozi, Thokozani, author. | Seid, Esmael Reshid, author. | Lee, Jui-Yuan, author. Title: Understanding batch chemical processes : modelling and case studies / Thokozani Majozi, E R Seid, and J-Y Lee. Description: Boca Raton : Taylor & Francis, a CRC title, part of the Taylor & Francis imprint, a member of the Taylor & Francis Group, the academic division of T&F Informa, plc, [2017] Identifiers: LCCN 2016034450 (print) | LCCN 2016053916 (ebook) | ISBN 9781498773171 (acid-free paper) | ISBN 9781498773188 (eBook) Subjects: LCSH: Chemical processes. Classification: LCC TP155.7 .M33 2017 (print) | LCC TP155.7 (ebook) | DDC 660/.2812--dc23 LC record available at https://lccn.loc.gov/2016034450 Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com Contents Foreword ................................................................................................................xiii Acknowledgements ..................................................................................................xv Authors ...................................................................................................................xvii Chapter 1 Introduction to Batch Processes ...........................................................1 1.1 Introduction ...............................................................................1 1.2 Batch Process Representation....................................................2 1.3 Different Storage Operational Policies in Batch Plant ..............4 1.4 Multipurpose and Multiproduct Batch Plants ...........................4 1.5 Scheduling Techniques for Batch Processes .............................6 1.5.1 Graphical Techniques ...................................................6 1.5.2 Mathematical Techniques .............................................8 1.5.2.1 Models Based on Precedence Sequencing....9 1.5.2.2 Models Based on Slot Representation ........10 1.6 Scheduling Techniques for Continuous and Semi-Continuous Multistage Multiproduct Plants ..................12 1.7 Scheduling Techniques for Multipurpose Batch Plants ..........13 1.7.1 Models Based on Discrete-Time Representation .......13 1.7.2 Models Based on Global Event Point Representations ..........................................................14 1.7.3 Models Based on Slot Time Representation ..............15 1.7.4 Models Based on Unit-Specific Event-Point Representation ............................................................16 1.8 Conclusions ..............................................................................20 References ..........................................................................................22 Chapter 2 Modelling for Effective Solutions: Reduction of Binary Variables ...27 2.1 Introduction .............................................................................27 2.2 Necessary Background ............................................................27 2.3 Problem Statement ...................................................................29 2.4 Model Formulation ..................................................................29 2.4.1 Allocation Constraints................................................29 2.4.2 Capacity Constraints ..................................................30 2.4.3 Material Balance around a Storage Unit ....................30 2.4.4 Duration Constraints ..................................................31 2.4.5 Sequence Constraints for Processing Units................31 2.4.6 Sequence Constraints for Different Tasks in Different Units ............................................................32 v vi Contents 2.4.6.1 Sequence Constraints for Different Tasks in Different Units for Stable State That Can Wait after It Is Produced ....32 2.4.6.2 Sequence Constraints for Different Tasks in Different Units for Unstable States with Zero Wait .................................33 2.4.6.3 Sequence Constraint That Links the Starting Time of the Consuming Units with the Finishing Time of Producing Units ............................................................33 2.4.7 Sequence Constraints for FIS Policy ..........................33 2.4.8 Time Horizon Constraints ..........................................34 2.4.9 Objective Function .....................................................34 2.5 Illustrative Example .................................................................35 2.5.1 Results and Discussion ...............................................36 2.6 Case Studies.............................................................................39 2.6.1 Case Study I ...............................................................39 2.6.1.1 Results and Discussions ..............................39 2.6.2 Case Study II ..............................................................41 2.6.2.1 Results and Discussion ...............................41 2.7 Conclusions ..............................................................................44 Nomenclature .....................................................................................44 References ..........................................................................................45 Chapter 3 Methods to Reduce Computational Time: Prediction of Time Points ....49 3.1 Introduction .............................................................................49 3.2 Motivation ................................................................................49 3.3 Problem Statement ...................................................................50 3.4 Mathematical Model Using State Sequence Network .............50 3.4.1 Allocation Constraints................................................51 3.4.2 Capacity Constraints ..................................................51 3.4.3 Material Balance for Storage......................................51 3.4.4 Duration Constraints ..................................................51 3.4.5 Sequence Constraints .................................................51 3.4.5.1 Same Task in Same Unit .............................51 3.4.5.2 Different Tasks in Same Unit .....................51 3.4.6 Different Tasks in Different Units ..............................52 3.4.6.1 If an Intermediate State Is Produced from One Unit .............................................52 3.4.6.2 If an Intermediate State Is Produced from More than One Unit ...........................52 3.4.7 Sequence Constraint for Fixed Intermediate Storage Policy .............................................................52 3.4.8 Storage Constraints ....................................................52 3.4.9 Time Horizon Constraints ..........................................53 Contents vii 3.4.10 Calculation of the Total Duration a Unit Is Active within the Time Horizon ................................53 3.4.10.1 Duration Constraints Are Fixed .................53 3.4.10.2 Duration Constraints Dependent on Batch Size ...................................................54 3.4.11 Objective Function .....................................................54 3.4.12 Prediction of Optimal Number of Time Points ..........55 3.5 Case Studies.............................................................................57 3.5.1 Case Study I: Simple Batch Plant Involving Three Tasks .................................................................57 3.5.1.1 Results and Discussions ..............................57 3.5.2 Case Study II: Batch Plant with a Recycle Stream ....64 3.5.2.1 Results and Discussions ..............................64 3.5.3 Case Study III: Multipurpose Batch Plant with Six Units and Eight Tasks ..........................................67 3.5.3.1 Results and Discussions ..............................67 3.5.4 Case Study IV: Industrial Case Study ........................75 3.5.4.1 Results and Discussions ..............................78 3.6 Conclusions ..............................................................................80 Notation ..............................................................................................80 References ..........................................................................................82 Chapter 4 Integration of Scheduling and Heat Integration: Minimization of Energy Requirements..............................................83 4.1 Introduction .............................................................................83 4.2 Necessary Background ............................................................83 4.3 Motivating Example ................................................................84 4.4 Problem Statement ...................................................................86 4.5 Model Formulation ..................................................................86 4.5.1 Mass and Energy Balances for Processing Units .......86 4.5.2 Mass and Energy Balances for Storage ......................89 4.5.3 Heating and Cooling in Processing Units ..................90 4.5.4 Heat Integration Constraints ......................................93 4.5.5 Objective Function .....................................................95 4.6 Illustrative Case Study .............................................................96 4.7 Summary ...............................................................................103 4A Appendix ...............................................................................103 Nomenclature ...................................................................................106 References ........................................................................................108 Chapter 5 Heat Integration in Multipurpose Batch Plants ................................109 5.1 Introduction ...........................................................................109 5.2 Necessary Background ..........................................................109 5.2.1 Developments in the Twentieth Century ..................110 5.2.2 Developments in the Twenty-First Century..............111 viii Contents 5.2.2.1 Models Developed for Direct Heat Integration .................................................111 5.2.2.2 Models Developed for Indirect Heat Integration .................................................112 5.2.2.3 Models Applied for Real Industrial Case Studies ..............................................112 5.3 Problem Statement and Objectives ........................................114 5.4 Mathematical Formulation ....................................................114 5.4.1 Model Constraints ....................................................114 5.4.2 Model Objective Functions ......................................123 5.5 Case Studies...........................................................................124 5.5.1 Case Study I .............................................................124 5.5.1.1 Results and Discussion .............................126 5.5.2 Case Study II ............................................................130 5.5.2.1 Results and Discussion .............................131 5.5.3 Case Study III ...........................................................135 5.5.3.1 Results and Discussions ............................135 5.6 Conclusions ............................................................................141 Nomenclature ...................................................................................142 References ........................................................................................143 Chapter 6 Design and Synthesis of Heat-Integrated Batch Plants Using an Effective Technique .....................................................................147 6.1 Introduction ...........................................................................147 6.2 Necessary Background ..........................................................147 6.2.1 Basic Grass Root Design for Multipurpose Batch Plants ..............................................................148 6.2.2 Extended Design ......................................................149 6.3 Problem Statement .................................................................150 6.4 Model Formulation ................................................................151 6.4.1 Equipment Existence Constraints ............................151 6.4.2 Unit Size Constraints ................................................151 6.4.3 Capacity Constraints ................................................151 6.4.4 Material Balance for Storage....................................152 6.4.5 Material Balance around the Processing Unit..........152 6.4.6 Existence Constraints for Piping ..............................153 6.4.7 Duration Constraints (Batch Time as a Function of Batch Size) ...........................................................153 6.4.8 Sequence Constraints ...............................................153 6.4.8.1 Same Task in Same Unit ...........................154 6.4.8.2 Different Tasks in Same Unit ...................154 6.4.9 Sequence Constraints for Different Tasks in Different Units ..........................................................154 6.4.9.1 If an Intermediate State s Is Produced from One Unit ...........................................154 Contents ix 6.4.9.2 If an Intermediate State Is Produced from More than One Unit .........................155 6.4.9.3 Sequence Constraints for Completion of Previous Tasks ......................................155 6.4.10 Sequence Constraints for Finite Intermediate Storage (FIS) Policy .................................................155 6.4.11 Time Horizon Constraints ........................................156 6.4.12 Energy Integration Constraints ................................156 6.4.13 Objective Function ...................................................158 6.5 Case Study .............................................................................159 6.6 Results and Discussion ..........................................................159 6.7 Conclusions ............................................................................163 Nomenclature ...................................................................................163 References ........................................................................................166 Chapter 7 Simultaneous Scheduling and Water Optimization: Reduction of Effluent in Batch Facilities .........................................169 7.1 Introduction ...........................................................................169 7.2 Motivation for the Study ........................................................169 7.3 Problem Statement .................................................................171 7.4 Problem Superstructure .........................................................171 7.5 Mathematical Formulation ....................................................172 7.5.1 Sets ...........................................................................172 7.5.2 Variables ...................................................................173 7.5.3 Parameters ................................................................174 7.5.4 Mass Balance Constraints ........................................174 7.5.4.1 Mass Balance around a Unit j ...................174 7.5.4.2 Mass Balance around Central Storage ......176 7.5.4.3 Mass Balance around the Regenerator .....177 7.5.5 Scheduling Constraints ............................................178 7.5.5.1 Task Scheduling ........................................178 7.5.5.2 Recycle/Reuse Scheduling ........................179 7.5.5.3 Central Storage Scheduling ......................180 7.5.5.4 Regenerator Scheduling ............................182 7.5.6 Feasibility and Time Horizon Constraints ...............183 7.5.7 Objective Function ...................................................184 7.6 Case Studies...........................................................................185 7.6.1 Cast Study I ..............................................................185 7.6.1.1 Results and Discussion .............................186 7.6.2 Case Study II ............................................................188 7.6.2.1 Results and Discussion .............................190 7.7 Conclusions ............................................................................191 7A Appendix ...............................................................................191 References ........................................................................................195

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Batch chemical processes, so often employed in the pharmaceutical and agrochemical fields, differ significantly from standard continuous operations in the emphasis upon time as a critical factor in their synthesis and design. With this inclusive guide to batch chemical processes, the author introduc
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