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Uav Communications for 5G and Beyond PDF

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(cid:2) UAVCommunicationsfor5GandBeyond (cid:2) (cid:2) (cid:2) (cid:2) UAV Communications for 5G and Beyond Edited by Yong Zeng SoutheastUniversity,China Jiangsu,China and PurpleMountainLaboratories (cid:2) Jiangsu,China (cid:2) Ismail Guvenc NorthCarolinaStateUniversity NC,USA Rui Zhang NationalUniversityofSingapore Singapore Giovanni Geraci UniversitatPompeuFabra Barcelona,Spain David W. Matolak UniversityofSouthCarolina SC,USA (cid:2) (cid:2) Thiseditionfirstpublished2021 ©2021JohnWiley&SonsLtd Allrightsreserved.Nopartofthispublicationmaybereproduced,storedinaretrievalsystem,or transmitted,inanyformorbyanymeans,electronic,mechanical,photocopying,recordingorotherwise, exceptaspermittedbylaw.Adviceonhowtoobtainpermissiontoreusematerialfromthistitleisavailable athttp://www.wiley.com/go/permissions. TherightofYongZeng,IsmailGuvenc,RuiZhang,GiovanniGeraci,andDavidW.Matolaktobeidentified astheauthorsofthiseditorialworkhasbeenassertedinaccordancewithlaw. RegisteredOffices JohnWiley&Sons,Inc.,111RiverStreet,Hoboken,NJ07030,USA JohnWiley&SonsLtd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UK EditorialOffice TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UK Fordetailsofourglobaleditorialoffices,customerservices,andmoreinformationaboutWileyproducts visitusatwww.wiley.com. Wileyalsopublishesitsbooksinavarietyofelectronicformatsandbyprint-on-demand.Somecontentthat appearsinstandardprintversionsofthisbookmaynotbeavailableinotherformats. LimitofLiability/DisclaimerofWarranty Inviewofongoingresearch,equipmentmodifications,changesingovernmentalregulations,andthe constantflowofinformationrelatingtotheuseofexperimentalreagents,equipment,anddevices,the readerisurgedtoreviewandevaluatetheinformationprovidedinthepackageinsertorinstructionsfor eachchemical,pieceofequipment,reagent,ordevicefor,amongotherthings,anychangesinthe instructionsorindicationofusageandforaddedwarningsandprecautions.Whilethepublisherand authorshaveusedtheirbesteffortsinpreparingthiswork,theymakenorepresentationsorwarrantieswith respecttotheaccuracyorcompletenessofthecontentsofthisworkandspecificallydisclaimallwarranties, includingwithoutlimitationanyimpliedwarrantiesofmerchantabilityorfitnessforaparticularpurpose. Nowarrantymaybecreatedorextendedbysalesrepresentatives,writtensalesmaterialsorpromotional statementsforthiswork.Thefactthatanorganization,website,orproductisreferredtointhisworkasa (cid:2) citationand/orpotentialsourceoffurtherinformationdoesnotmeanthatthepublisherandauthors (cid:2) endorsetheinformationorservicestheorganization,website,orproductmayprovideorrecommendations itmaymake.Thisworkissoldwiththeunderstandingthatthepublisherisnotengagedinrendering professionalservices.Theadviceandstrategiescontainedhereinmaynotbesuitableforyoursituation. Youshouldconsultwithaspecialistwhereappropriate.Further,readersshouldbeawarethatwebsites listedinthisworkmayhavechangedordisappearedbetweenwhenthisworkwaswrittenandwhenitis read.Neitherthepublishernorauthorsshallbeliableforanylossofprofitoranyothercommercial damages,includingbutnotlimitedtospecial,incidental,consequential,orotherdamages. LibraryofCongressCataloging-in-PublicationData Names:Zeng,Yong(ProfessoratSoutheastUniversity),author.| Guvenc,Ismail(ProfessoratNorthCarolinaStateUniversity)|Zhang,Rui(ProfessoratNational UniversityofSingapore),author.|Geraci,Giovanni(AssistantProfessoratUniversitatPompeuFabra), author.|Matolak,DavidW.,author.|JohnWiley&Sons,Inc.,publisher. Title:UAVcommunicationsfor5Gandbeyond/YongZeng,IsmailGuvenc,Rui Zhang,GiovanniGeraci,DavidW.Matolak. Description:Hoboken,NJ:Wiley-IEEEPress,[2021]|Includes bibliographicalreferencesandindex. Identifiers:LCCN2020030506(print)|LCCN2020030507(ebook)|ISBN 9781119575696(hardback)|ISBN9781119575672(adobepdf)|ISBN 9781119575726(epub) Subjects:LCSH:Droneaircraft–Controlsystems.| Aeronautics–Communicationsystems.|Mobilecommunicationsystems.|5G mobilecommunicationsystems. Classification:LCCTL589.4.Z4652021(print)|LCCTL589.4(ebook)| DDC629.135/5–dc23 LCrecordavailableathttps://lccn.loc.gov/2020030506 LCebookrecordavailableathttps://lccn.loc.gov/2020030507 CoverDesign:Wiley CoverImage:©Waitforlight/GettyImages Setin9.5/12.5ptSTIXTwoTextbySPiGlobal,Chennai,India 10 9 8 7 6 5 4 3 2 1 (cid:2) (cid:2) v Contents ListofContributors xvii Acronyms xxi PartI FundamentalsofUAVCommunications 1 1 Overview 3 QingqingWu,YongZeng,andRuiZhang 1.1 UAVDefinitions,Classes,andGlobalTrend 3 (cid:2) 1.2 UAVCommunicationandSpectrumRequirement 4 (cid:2) 1.3 PotentialExistingTechnologiesforUAVCommunications 6 1.3.1 DirectLink 6 1.3.2 Satellite 7 1.3.3 Ad-HocNetwork 8 1.3.4 CellularNetwork 8 1.4 TwoParadigmsinCellularUAVCommunications 9 1.4.1 Cellular-ConnectedUAVs 9 1.4.2 UAV-AssistedWirelessCommunications 10 1.5 NewOpportunitiesandChallenges 11 1.5.1 HighAltitude 11 1.5.2 HighLoSProbability 12 1.5.3 High3DMobility 12 1.5.4 SWAPConstraints 13 1.6 ChapterSummaryandMainOrganizationoftheBook 13 References 15 2 ASurveyofAir-to-GroundPropagationChannelModelingfor UnmannedAerialVehicles 17 WahabKhawaja,IsmailGuvenc,DavidW.Matolak,Uwe-CarstenFiebig,andNicolas Schneckenberger 2.1 Introduction 17 2.2 LiteratureReview 20 2.2.1 LiteratureReviewonAerialPropagation 20 (cid:2) (cid:2) vi Contents 2.2.2 ExistingSurveysonUAVAGPropagation 21 2.3 UAVAGPropagationCharacteristics 22 2.3.1 ComparisonofUAVAGandTerrestrialPropagation 22 2.3.2 FrequencyBandsforUAVAGPropagation 23 2.3.3 ScatteringCharacteristicsforAGPropagation 24 2.3.4 AntennaConfigurationsforAGPropagation 24 2.3.5 DopplerEffects 25 2.4 AGChannelMeasurements:Configurations,Challenges,Scenarios, andWaveforms 25 2.4.1 ChannelMeasurementConfigurations 26 2.4.2 ChallengesinAGChannelMeasurements 29 2.4.3 AGPropagationScenarios 29 2.4.3.1 OpenSpace 31 2.4.3.2 Hilly/Mountainous 31 2.4.3.3 Forest 32 2.4.3.4 Water/Sea 32 2.4.4 ElevationAngleEffects 32 2.5 UAVAGPropagationMeasurementandSimulationResultsinthe Literature 33 2.5.1 PathLoss/Shadowing 33 2.5.2 DelayDispersion 36 (cid:2) 2.5.3 NarrowbandFadingandRiceanK-factor 36 (cid:2) 2.5.4 DopplerSpread 37 2.5.5 EffectsofUAVAGMeasurementEnvironment 37 2.5.5.1 Urban/Suburban 38 2.5.5.2 Rural/OpenField 38 2.5.5.3 Mountains/Hilly,OverSea,Forest 39 2.5.6 SimulationsforChannelCharacterization 40 2.6 UAVAGPropagationModels 41 2.6.1 AGPropagationChannelModelTypes 41 2.6.2 Path-LossandLarge-ScaleFadingModels 42 2.6.2.1 Free-SpacePath-LossModel 43 2.6.2.2 Floating-InterceptPath-LossModel 43 2.6.2.3 Dual-SlopePath-LossModel 43 2.6.2.4 Log-DistancePath-LossModel 45 2.6.2.5 ModifiedFSPLModel 45 2.6.2.6 Two-RayPLModel 45 2.6.2.7 Log-DistanceFIModel 45 2.6.2.8 LOS/NLOSMixturePath-LossModel 46 2.6.3 AirframeShadowing 47 2.6.4 Small-ScaleFadingModels 47 2.6.5 IntermittentMPCs 48 2.6.6 EffectofFrequencyBandsonChannelModels 51 2.6.7 MIMOAGPropagationChannelModels 52 2.6.8 ComparisonofDifferentAGChannelModels 54 (cid:2) (cid:2) Contents vii 2.6.8.1 Large-ScaleFadingModels 54 2.6.8.2 Small-ScaleFadingModels 54 2.6.9 ComparisonofTraditionalChannelModelswithUAVAGPropagationChannel Models 55 2.6.10 RayTracingSimulations 56 2.6.11 3GPPChannelModelsforUAVs 58 2.7 Conclusions 60 References 60 3 UAVDetectionandIdentification 71 MartinsEzuma,FatihErden,ChethanKumarAnjinappa,OzgurOzdemir, IsmailGuvenc,andDavidMatolak 3.1 Introduction 71 3.2 RF-BasedUAVDetectionTechniques 75 3.2.1 RFFingerprintingTechnique 76 3.2.2 WiFiFingerprintingTechnique 76 3.3 MultistageUAVRFSignalDetection 77 3.3.1 PreprocessingStep:MultiresolutionAnalysis 78 3.3.2 TheNaiveBayesianDecisionMechanismforRFSignalDetection 82 3.3.3 DetectionofWiFiandBluetoothInterference 84 3.4 UAVClassificationUsingRFFingerprints 89 (cid:2) 3.4.1 FeatureSelectionUsingNeighborhoodComponentsAnalysis(NCA) 91 (cid:2) 3.5 ExperimentalResults 92 3.5.1 ExperimentalSetup 92 3.5.2 DetectionResults 94 3.5.3 UAVClassificationResults 95 3.6 Conclusion 100 Acknowledgments 100 References 100 PartII Cellular-ConnectedUAVCommunications 103 4 PerformanceAnalysisforCellular-ConnectedUAVs 105 M.MahdiAzari,FernandoRosas,andSofiePollin 4.1 Introduction 105 4.1.1 Motivation 105 4.1.2 RelatedWorks 107 4.1.3 ContributionsandChapterStructure 108 4.2 ModellingPreliminaries 109 4.2.1 StochasticGeometry 109 4.2.2 NetworkArchitecture 110 4.2.3 ChannelModel 111 4.2.4 BlockageModelingandLoSProbability 112 4.2.5 UserAssociationStrategyandLinkSINR 112 (cid:2) (cid:2) viii Contents 4.3 PerformanceAnalysis 112 4.3.1 ExactCoverageProbability 113 4.3.2 ApproximationsforUAVCoverageProbability 115 4.3.2.1 DiscardingNLoSandNoiseEffects 116 4.3.2.2 MomentMatching 116 4.3.3 AchievableThroughputandAreaSpectralEfficiencyAnalysis 118 4.4 SystemDesign:StudyCasesandDiscussion 119 4.4.1 AnalysisofAccuracy 119 4.4.2 DesignParameters 120 4.4.2.1 ImpactofUAVAltitude 120 4.4.2.2 ImpactofUAVAntennaBeamwidth 121 4.4.2.3 ImpactofUAVAntennaTilt 123 4.4.2.4 ImpactofDifferentTypesofEnvironment 123 4.4.3 HeterogeneousNetworks–TierSelection 125 4.4.4 NetworkDensification 127 4.5 Conclusion 129 References 136 5 PerformanceEnhancementsforLTE-ConnectedUAVs:Experiments andSimulations 139 RafhaelMedeirosdeAmorim,JeroenWigard,IstvánZ.Kovács, (cid:2) andTroelsB.Sørensen (cid:2) 5.1 Introduction 139 5.2 LTELiveNetworkMeasurements 140 5.2.1 DownlinkExperiments 141 5.2.2 Path-LossModelCharacterization 145 5.2.3 UplinkExperiments 145 5.3 PerformanceinLTENetworks 149 5.4 ReliabilityEnhancements 150 5.4.1 InterferenceCancellation 151 5.4.2 Inter-CellInterferenceControl 152 5.4.3 CoMP 152 5.4.4 AntennaBeamSelection 153 5.4.5 DualLTEAccess 155 5.4.6 DedicatedSpectrum 158 5.4.7 Discussion 158 5.5 SummaryandOutlook 159 References 160 6 3GPPStandardizationforCellular-SupportedUAVs 163 Helka-LiinaMäättänen 6.1 ShortIntroductiontoLTEandNR 163 6.1.1 LTEPhysicalLayerandMIMO 165 6.1.2 NRPhysicalLayerandMIMO 166 6.2 DronesServedbyMobileNetworks 167 (cid:2) (cid:2) Contents ix 6.2.1 InterferenceDetectionandMitigation 168 6.2.2 MobilityforDrones 170 6.2.3 NeedforDroneIdentificationandAuthorization 171 6.3 3GPPStandardizationSupportforUAVs 172 6.3.1 MeasurementReportingBasedonRSRPLevelofMultipleCells 172 6.3.2 Height,Speed,andLocationReporting 174 6.3.3 UplinkPowerControlEnhancement 175 6.3.4 FlightPathSignalling 175 6.3.5 DroneAuthorizationandIdentification 176 6.4 FlyingModeDetectioninCellularNetworks 177 References 179 7 EnhancedCellularSupportforUAVswithMassiveMIMO 181 GiovanniGeraci,AdrianGarcia-Rodriguez,LorenzoGalatiGiordano, andDavidLópez-Pérez 7.1 Introduction 181 7.2 SystemModel 181 7.2.1 CellularNetworkTopology 183 7.2.2 SystemModel 184 7.2.3 MassiveMIMOChannelEstimation 186 7.2.4 MassiveMIMOSpatialMultiplexing 186 (cid:2) 7.3 Single-UserDownlinkPerformance 187 (cid:2) 7.3.1 UAVDownlinkC&CChannel 187 7.4 MassiveMIMODownlinkPerformance 190 7.4.1 UAVDownlinkC&CChannel 190 7.4.2 UAV–GUEDownlinkInterplay 192 7.5 EnhancedDownlinkPerformance 194 7.5.1 UAVDownlinkC&CChannel 195 7.5.2 UAV–GUEDownlinkInterplay 196 7.6 UplinkPerformance 197 7.6.1 UAVUplinkC&CChannelandDataStreaming 197 7.6.2 UAV–GUEUplinkInterplay 198 7.7 Conclusions 199 References 200 8 High-CapacityMillimeterWaveUAVCommunications 203 NuriaGonzález-Prelcic,RobertW.Heath,CristianRusu,andAldebaroKlautau 8.1 Motivation 203 8.2 UAVRolesandUseCasesEnabledbyMillimeterWaveCommunication 206 8.2.1 UAVRolesinCellularNetworks 206 8.2.2 UAVUseCasesEnabledbyHigh-CapacityCellularNetworks 207 8.3 AerialChannelModelsatMillimeterWaveFrequencies 208 8.3.1 PropagationConsiderationsforAerialChannels 208 8.3.1.1 AtmosphericConsiderations 208 8.3.1.2 Blockages 210 (cid:2) (cid:2) x Contents 8.3.2 Air-to-AirMillimeterWaveChannelModel 211 8.3.3 Air-to-GroundMillimeterWaveChannelModel 212 8.3.4 RayTracingasaTooltoObtainChannelMeasurements 214 8.4 KeyAspectsofUAVMIMOCommunicationatmmWaveFrequencies 215 8.5 EstablishingAerialmmWaveMIMOLinks 219 8.5.1 BeamTrainingandTrackingforUAVMillimeterWaveCommunication 219 8.5.2 ChannelEstimationandTrackinginAerialEnvironments 219 8.5.3 DesignofHybridPrecodersandCombiners 221 8.6 ResearchOpportunities 222 8.6.1 SensingattheTower 222 8.6.2 JointCommunicationandRadar 222 8.6.3 PositioningandMapping 223 8.7 Conclusions 223 References 223 PartIII UAV-AssistedWirelessCommunications 231 9 StochasticGeometry-BasedPerformanceAnalysisofDroneCellular Networks 233 MortezaBanagar,VishnuV.Chetlur,andHarpreetS.Dhillon (cid:2) 9.1 Introduction 233 (cid:2) 9.2 OverviewoftheSystemModel 235 9.2.1 SpatialModel 235 9.2.2 3GPP-InspiredMobilityModel 236 9.2.3 ChannelModel 237 9.2.4 MetricsofInterest 237 9.3 AverageRate 238 9.4 HandoverProbability 242 9.5 ResultsandDiscussion 246 9.5.1 DensityofInterferingDBSs 247 9.5.2 AverageRate 247 9.5.3 HandoverProbability 249 9.6 Conclusion 250 Acknowledgment 251 References 251 10 UAVPlacementandAerial–GroundInterferenceCoordination 255 AbhaykumarKumbharandIsmailGuvenc 10.1 Introduction 255 10.2 LiteratureReview 256 10.3 UABSUseCaseforAG-HetNets 259 10.4 UABSPlacementinAG-HetNet 260 10.5 AG-HetNetDesignGuidelines 264 10.5.1 Path-LossModel 265 (cid:2) (cid:2) Contents xi 10.5.1.1 Log-DistancePath-LossModel 265 10.5.1.2 Okumura–HataPath-LossModel 266 10.6 Inter-CellInterferenceCoordination 266 10.6.1 UEAssociationandScheduling 269 10.7 SimulationResults 270 10.7.1 5pSEwithUABSsDeployedonHexagonalGrid 270 10.7.1.1 5pSEwithLog-NormalPath-LossModel 270 10.7.1.2 5pSEwithOkumura–HataPath-LossModel 271 10.7.2 5pSEwithGA-BasedUABSDeploymentOptimization 273 10.7.2.1 5pSEwithLog-NormalPath-LossModel 273 10.7.2.2 5pSEwithOkumura–HataPath-Lossmodel 275 10.7.3 PerformanceComparisonBetweenFixed(Hexagonal)andOptimizedUABS DeploymentwitheICICandFeICIC 276 10.7.3.1 InfluenceofLDPLMon5pSE 277 10.7.3.2 InfluenceofOHPLMon5pSE 277 10.7.4 ComparisonofComputationTimeforDifferentUABSDeployment Algorithms 277 10.8 Concludingremarks 279 References 279 11 JointTrajectoryandResourceOptimization 283 (cid:2) YongZeng,QingqingWu,andRuiZhang (cid:2) 11.1 GeneralProblemFormulation 283 11.2 InitialPathPlanningviatheTravelingSalesmanandPickup-and-Delivery Problems 285 11.2.1 TSPwithoutReturn 286 11.2.2 TSPwithGivenInitialandFinalLocations 287 11.2.3 TSPwithNeighborhood 287 11.2.4 Pickup-and-DeliveryProblem 288 11.3 TrajectoryDiscretization 290 11.3.1 TimeDiscretization 290 11.3.2 PathDiscretization 291 11.4 BlockCoordinateDescent 291 11.5 SuccessiveConvexApproximation 292 11.6 UnifiedAlgorithm 295 11.7 Summary 296 References 296 12 Energy-EfficientUAVCommunications 299 YongZengandRuiZhang 12.1 UAVEnergyConsumptionModel 299 12.1.1 Fixed-WingEnergyModel 300 12.1.1.1 ForcesonaUAV 300 12.1.1.2 StraightandLevelFlight 301 12.1.1.3 CircularFlight 302 (cid:2)

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