Typology and Second Language Acquisition W DE G Empirical Approaches to Language Typology 26 Editors Georg Bossong Bernard Comrie Yaron Matras Mouton de Gruyter Berlin · New York Typology and Second Language Acquisition edited by Anna Giacalone Ramat Mouton de Gruyter Berlin · New York 2003 Mouton de Gruyter (formerly Mouton, The Hague) is a Division of Walter de Gruyter GmbH & Co. KG, Berlin. © Printed on acid-free paper which falls within the guidelines of the ANSI to ensure permanence and durability. Library of Congress — Cataloging-in-Publication-Data Typology and second language acquisition / edited by Anna Giacalone Ramat. p. cm. - (Empirical approaches to language typology ; 26) Includes bibliographical references and index. ISBN 3 11 017359 X 1. Second language acquisition. 2. Typology (Linguistics). I. Giacalone Ramat, Anna, 1937— II. Series. P118.2.T96 2002 418-dc21 2002015011 ISBN 3 11 017359 X Bibliographic information published by Die Deutsche Bibliothek Die Deutsche Bibliothek lists this publication in the Deutsche Nationalbibliografie; detailed bibliographic data is available in the Internet at <http://dnb.ddb.de>. © Copyright 2002 by Walter de Gruyter GmbH & Co. KG, 10785 Berlin. All rights reserved, including those of translation into foreign languages. No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopy, recording or any information storage and retrieval system, without permission in writing from the publisher. Printed in Germany. Contents Introduction 1 Anna Giacalone Ramat Typology and language acquisition: the case of relative clauses 19 Bernard Comrie Relative clauses in early bilingual development: Transfer and universals 39 Stephen Matthews and Virginia Yip Learner varieties and language types. The case of indefinite pronouns in non-native Italian 83 Giuliano Bernini Adnominal possession: combining typological and second language perspectives 125 Björn Hammarberg and Maria Koptjevskaja-Tamm Gerunds as optional categories in second language learning 181 Anna Giacalone Ramat Iconicity and finiteness in the development of early grammar in French as L2 and in French-based Creoles 221 Daniel Veronique Lexicalisation of aspectual structures in English and Japanese 267 Yasuhiro Shirai and Yumiko Nishi vi Contents Using nouns for reference maintenance: A seeming contradiction in L2 discourse 291 Henriette Hendricks Crosslinguistic comparison and second language acquisition: an approach to Topic and Left-detachment constructions from the perspective of spoken language 327 Rosanna Sornicola Typology and information organisation: perspective taking and language-specific effects in the construal of events 365 Mary Carroll and Christiane von Stutterheim Typological comparison and interlanguage phonology: maps or gaps between typology and language learning of sound systems? 403 Stefania Giannini Index of subjects 441 Index of authors 447 List of contributors 453 Introduction Anna Giacalone Ramat This book* brings together two apparently distant sub-fields of lin- guistics under the assumption that their interaction can enrich our understanding of both. Typological comparison and Universal research ("different facets of a single research endeavour", Comrie 1989: 33) aim to establish limits within human language. Taking this aspect into consideration, we may state that a basic connotation of typology is cross-linguistic comparison: implicational universals which are crucial in order to create a typology of the languages of the world cannot be discovered or verified by observing only a single language (Croft 1990: 1). Second language acquisition (SLA) research aims to describe or- ganisational principles of learner varieties (or "interlanguages"), that is those dynamic systems that learners of a second language build during the acquisition process. Another aim is to account for greater or lesser difficulties encountered in acquiring second language con- structions. The comparison of first language (LI) and second lan- guage (L2) structures has traditionally been considered to be a measure of learning difficulty. The need for comparison has been recognised since the times of the Contrastive Analysis Hypothesis (Lado 1954), which operated within a structuralist theory of lan- guage which is today inadequate. Clearly both objectives of SLA need theoretical grounding from general linguistics (Huebner and Ferguson 1991) which can be pro- vided both by the formal generative and the functional-typological framework. A number of recent studies have applied the Principles and Parameters model to SLA and have made specific predictions on how language acquisition should proceed. We will not discuss ex- tensively here the Universal Grammar approach to SLA nor the 2 Anna Giacalone Ramat question of access to Universal Grammar in L2 acquisition, since the approach proposed in this volume is mainly oriented toward the in- tegration of syntactic, semantic and pragmatic levels. The functional-typological approach, called "functional" in that it seeks to explain language structure in terms of language function, is primarily associated with linguists such as Talmy Givon, Paul Hop- per, John Haiman and has profited from the debate on Universals based on Greenberg (1966). Potentially, functional typology has a large number of suggestions which may be useful for SLA and we intend to explore such possible suggestions in this book. We will show that notions which are current in functional typology, such as markedness or prototypicality, are relevant to SLA in order give a better account of L2-learner data. The notion of implicational hierar- chy, which can account for the presence of a certain feature on the basis of the presence of another feature in the same learner variety, may lead to a number of predictions regarding acquisition. Devel- opmental stages of acquisition may be documented and checked: e.g. it was found that a learner of Italian who has developed the im- perfect will have developed the past participle and the present (Gia- calone Ramat 1990, 1992). It has also been claimed (Klein 1991) that second language ac- quisition research can contribute to linguistic theory: although there are relatively few instances in which it has been proposed that SLA facts may have a bearing on general linguistic theory (Eckman 1993: ix), there is anyway the expectation that insights on language nature and human cognition in general can be gained by investigating the process of acquisition (Comrie, this volume). In the past decades, a few seminal papers (Comrie 1984, Hawkins 1987) have pointed out the relevance of implicational hierarchies found in typological studies for second language research. On the other hand, second language researchers have only considered a few typological universals in their studies. This is especially the case of the Noun Phrase Accessibility Hierarchy (Keenan and Comrie 1977, Comrie 1989), which has proved to be of particular interest for the study of relative clauses in second language acquisition (Gass 1979, etc.) both in past and present studies, as shown in this book. Another Introduction 3 proposal which brings together typological universals and SLA was put forward by Eckman (1977, 1985) who used the notion of typo- logical markedness to predict the areas of difficulty that a L2 learner is likely to find {Markedness Differential Hypothesis) and to analyse transfer phenomena in a more systematic manner with respect to Contrastive Analysis, thus obtaining a stronger predictive power (Braidi 1999: 86). In recent years the amount of research on comparative typology has led to reveal regularities and to formulate new constraints upon variation for a broader range of phenomena. For the languages of Europe the series of volumes of EUROTYP (Mouton de Gruyter 1998-) marks the outcome of a collaborative effort to outline a gen- eral profile and the main typological features of a "European" area. A wide range of grammatical structures and categories has been ex- amined: adverbial clauses, word order relations, tense and aspect marking, subordination. As the amount of typological research in- creased, a growing interest arose for the implications that findings in the typological field might have on acquisition: in this volume some of the issues mentioned above are discussed on the basis of empiri- cal evidence from second languages. The problem of explanations of language universals has been dealt with in several ways. Functional explanations typically refer to principles external to the linguistic system itself, which are based on pragmatic constraints or cognitive principles (Croft 1990) or on economy/iconicity conflicts (Haiman 1985). For instance, the typo- logical patterns discovered for relative clause formation have been correlated with factors found outside the grammatical structure: Keenan and Comrie (1977) refer to psychological ease of perception as an independently testable factor. Acquisitional linguistics also tries to relate generalisations about the development of learners' grammar to external factors such as the learners' communicative needs or the principles of discourse organisation (Klein and Perdue 1992). Investigations carried out within the functional-typological ap- proach follow an inductive methodology. Analogously, several pa- pers in this volume share a common methodology in treating learn-
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