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T U R K E S T AN DOWN TO THE MONGOL INVASION BY W. BARTHOLD Second Rdtiion TRANSLATED FROM THE ORIGINAL RUSSIAN AND REVISED BY THE AUTHOR WITH THE ASSISTANCE OF H. A. R. GIBB, M.A. PRINTED BY THE OXFORD UNIVERSITY PRESS FOR THE TRUSTEES OF THE " E. J. W. GIBB MEMORIAL " AND PUBLISHED BY MESSRS. LUZAC AND CO. 46 GREAT RUSSELL STREET, LONDON, W.C.r 1928 Printed in Great Britain THIS VOLUME IS ONE OF A SERIES PUBLISHED BY THE TRUSTEES OF "THE E. J. W. GIBB M E M O R I A L" The funds of this Memorial ar'e derived from the Interest accruring from a Stmt of money given by the late MRS. GIBB of Glasgow, to perpetuate the Memory of her beloved Son ELIAS JOHN WILKINSON GIBB and to promote those researches into the History, Liter attire, Philosophy and Religion of the Turks, Persians and Arabs, to which, from his Youth upwards, until his premature and deeply lamented Death in his forty-fifth year, on December 5, 1901, his life was devoted. " These arc our works, these zvorks our souls display; Behold our works when we have passed away.}i "E. J. W. GIBB MEMORIAL" ORIGINAL TRUSTEES [JANE GIBB, died November 26, 1904], [E. G. BROWNE, died January 5, 1926], G. LE STRANGE, [H. F. AMEDROZ, died March 17, 1917], A. G. ELLIS, R. A. NICHOLSON, SIR E. DENISON ROSS. ADDITIONAL TRUSTEES IDA W. E. OGILVY GREGORY, appointed 1905. C. A. STOREY, appointed 1926. H. A. R. GIBB, appointed 1926. CLERK OF THE TRUST W. L. RAYNES, 90 REGENT STREET, CAMBRIDGE. PUBLISHER FOR THE TRUSTEES MESSRS. LUZAC & CO., 46 GREAT RUSSELL STREET, LONDON, W.C. I "E. J. W. GIBB MEMORIAL" PUBLICATIONS OLD SERIES. (25 WORKS, 40 PUBLISHED VOLUMES.) I. Babur-nama (Turki text, fac-simile), ed. Beveridge, 1905. Out of print. II. History of Tabarist&n of Ibn Isfandiyar, abridged transl. Browne, 1905. 8s. III, 1-5. History of Rastili dynasty of Yaman by al-Khaz- rajf; 1, 2, transl. of Sir James Redhouse, 1907-8, 75. each ; 3, Annotations by the same, 1908, 5s.; 4, 5, Arabic text ed. Muhammad 'Asal, 1908-1913, 8s. each. IV. Omayyads and 'Abbasids, transl. Margoliouth from the Arabic of G. Zaidan, 1907, 5s. Out of print. V. Travels of Ibn Jubayr, Arabic text, ed. de Goeje, 1907, 1 os. Out of print VI, 1, 2, 3,4, 5,6, 7. Ydqut's Diet, of learned men (Irshadiil- Arih), Arabic text, ed. Margoliouth, 1908-1927; 20s., 12s., 10s., 15s., 15s., 15s., 15s. respectively. VII, 1, 5, 6. Tajiribu'l-Umam of Miskawayhi (Arabic text, fac-simile), ed. le Strange and others, 1909-1917, 7s. each vol. VIII. Marzuban-nama (Persian text), ed. Mirza Muhammad, 1909,12s. Out of print. IX. Textes Houroufls (French and Persian), by Huart and Riza Tevfiq, 1909, 10s. X. Mu'jam, an old Persian system of prosody, by Shams-i- Qays, ed. Mirza Muhammad, 1909, 15s. Out of print XI, 1, 2. Chahar Maqala; 1, Persian text, ed. and annotated by Mirza Muhammad, 1910. 12s. Out of print. 2, English transl. and notes by Browne, 1921, 15s. XII. Introduction a THistoire des Mongols, by Blochet, 1910, 10s. XIII. Diwdn of Hassan b. Thdbit (Arabic text), ed. Hirschfeld, 191 o, 7s. 6d. XIV, 1,2. Ta'rikh-i-GuzidaofHamdullahMustawfi; 1, Persian text, fac-simile, 1911, 15s. Out of print 2, Abridged trans lation and Indices by Browne and Nicholson, 1913, 10s. XV. Nuqtatu'l-Kaf (History of the Babi's) by Mirza Janf (Persian text), ed. Browne, 1911, 12s. XVI, i, 2, 3. Ta'rikh-i-Jahan-gushay of Juwaynf, Persian text, ed. Mirza Muhammad ; 1, Mongols, 1913, 15s. Out of print 2, Khwarazmshahs, 1917, 155.; 3, Assassins, in preparation. XVII. Kashfu'l-Mahjub (Stiff doctrine), transl. Nicholson, 1911, 155. Out of print. XVIII, 2 (all hitherto published), Jami'u't-Tawarikh of Rashi- du'd-Din Fadlu'llah (Persian text), ed. and annotated by Blochet, 1912, 155. XIX. Kitabu'l-Wulat of al-Kindi (Arabic text), ed. Guest, 1912, 15,9. XX. KitabuT-Ansab of as-Sam'ani (Arabic text, fac-simile), 1913, 20s. Out of print. XXI. Diwans of 'Amir b. at-Tufayl and 'Abid b. al-Abras (Arabic text and transl. by Sir Charles J. Lyall), 1913, 12s. XXII. Kitabu'l-Luma' (Arabic text), ed. Nicholson, 1914, 15s. XXIII, 1, 2. Nuzhatu'l-Quhib of Hamdu'llah Mustawfi; 1, Persian text, ed. le Strange, 1915, 8s.; 2, English transl. le Strange, 1918, 8s. XXIV. Shamsu'l-'Ulum of Nashwan al-Himyan, extracts from the Arabic text with German Introduction and Notes by 'Azimu'd-Din Ahmad, 1916, 5s. [XXV. Diwdns of at-Tufayl b. 'Awf and at-Tirimmah b. Hakim (Arabic text), ed. Krenkow, in the Press.] NEW SERIES I. Fars-nama of Ibnu'l-Balkhf, Persian text, ed. le Strange and Nicholson, 1921, 205. II. Rdhatu's-Sudiir (History of Saljuqs) of ar-Rawandi, Persian text, ed. Muhammad Iqbal, 192r, 475. 6d. III. Indexes to Sir C. J. Lyall's edition of the Mufaddaliyat, compiled by A. A. Be van, 1924, 425. IV. Mathnawi-i Ma'nawi of Jalalu'ddin Rumi. 1, Persian text of the First and Second Books, ed. Nicholson, 1925, 205.; 2, Translation of the First and Second Books, 1926, 205. V. Turkestan down to the Mongol Invasion, by W.Barthold. Second Edition, translated from the original Russian and revised by the author, with the assistance of H. A. R. Gibb. Mazandaran and Astarabad, by H. L. Rabino, with Maps (in the Press). Diwan of al-A'shd, Arabic text with German translation by R. Geyer (in the Press). Jawami'u'l-Hikayat of 'Awff, a critical study of its scope, sources and value, by Nizamu'ddin (in the Press). Letters of Rashidu'd-Din Fadlu'llah, abridged English transl. by Muhammad Shaft', followed by transl. of Tansuq-nama (on Precious stones) by the late Sir A. Houtum-Schindler (in preparation). A History of Chemistry in Mediaeval Islcim, by E. J. Holmyard. WORK SUBSIDIZED BY THE TRUSTEES Firdawsul-Hikmat of 'Ali ibn Rabban at-Tabari, ed. Muhammad az-Zubayr as-Siddfqi (in the Press). PREFACE TO THE SECOND EDITION NO excuse is required for the present translation nor for its inclusion in the E. J. W. Gibb Memorial Series. Barthold's epoch-making work appeared in 1900 under the Russian title of that is to say, Turkcslan at the Time of the Mongol Invasion. In spite of being written in a language which is comparatively little known it has found its place in all libraries boasting com pleteness and in those of all scholars interested in Central Asian history, and consequently it has long been out of print. The present work is, however, no mere translation, for this English edition has been thoroughly revised and amplified by Professor Barthold himself in the light of the vast new materials which have been made accessible in the last quarter of a century. That the actual alterations in the text of the work have, in spite of this, been relatively slight is the strongest tribute to the thoroughness and critical acumen of the author. Thus the history of Central Asia from the period of the first invasion by the arms of Islam down to the arrival on the scene of Chingiz-Khan at the beginning of the thirteenth century is now available to Western readers with a wealth of detail which perhaps Professor Barthold is alone able to supply. As the author explained in his preface to the first edition, he selected as the subject of his special study the most important period in the history of Central Asia, the period, namely, of Mongol rule. It was his original intention to touch on the history of the preceding centuries only in so far as this was indispensable for his main purpose, but in the course of his examination of the original sources he found that the rise and development of Mongol rule in Central Asia had not hitherto been adequately dealt with. He therefore found it necessary xiv PREFACE TO THE SECOND EDITION to devote the greater part of his book to an exposition of the history of the pre-Mongol period. His work thus became an inquiry into the factors which determined the course of history of the country prior to the arrival of the Mongols, the circum stances of their appearance in Turkestan, and the manner in which they conquered the country. Originally the author proposed also to examine what were the conditions of life introduced into Central Asia by the Mongols and to bring his work down to the establishment of an independent Mongol State in Turkestan in 1269. The history of the Jaghatay Kingdom has not yet been undertaken by the author, and owing to the extreme meagreness of the Moslem accounts we must wait for a complete translation of the Yuan-shih before the history of Central Asia in the thirteenth and fourteenth centuries can be adequately dealt with. The original Russian edition included a number of extracts from Persian and Arabic histories occupying 172 pages bearing on his subject, most of the extracts being taken from hitherto unpublished works. Seeing that these texts arc available in the original edition, the Gibb Memorial Trustees have not thought that the re-printing of them would justify the large additional expense which this would involve. Professor Barthold has been at special pains to compile a historico-geographical sketch of Transoxania, and has made use, not only of all available documentary sources, but also of such ancient monuments as have been preserved. In his original preface he repeats what he himself wrote in 1899 on the importance attaching to the preliminary labours of those who have carried out investigations on the spot. " On this question the author has nothing to add to the re marks which he published in the Turkestanskiya Vyedomosti(1899, No. 87): 'among the duties of the local force lies the collection of the raw materials, and the more raw material that is collected the easier is the task of its scientific manipulation, and the more

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