P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome TRUST THEORY P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome WileySeriesinAgentTechnology SeriesEditor:MichaelWooldridge,UniversityofLiverpool,UK The‘WileySeriesinAgentTechnology’isaseriesofcomprehensivepracticalguidesand cutting-edge research titles on new developments in agent technologies. The series focuses on all aspects of developing agent-based applications, drawing from the Internet, telecom- munications,andArtificialIntelligencecommunitieswithastrongapplications/technologies focus. Thebookswillprovidetimely,accurateandreliableinformationaboutthestateoftheart toresearchersanddevelopersintheTelecommunicationsandComputingsectors. Titlesintheseries: Padgham/Winikoff:DevelopingIntelligentAgentSystems0-470-86120-7(June2004) Bellifemine/Caire/Greenwood:DevelopingMulti-AgentSystemswithJADE0-470-05747-5 (February2007) Bordini/Hübner/Wooldrige: Programming Multi-Agent Systems in AgentSpeak using Jason 0-470-02900-5(October2007) Nishida: Conversational Informatics: An Engineering Approach 0-470-02699-5 (November 2007) Jokinen: Constructive Dialogue Modelling: Speech Interaction and Rational Agents 0-470- 06026-3(April2009) P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome TRUST THEORY A SOCIO-COGNITIVE AND COMPUTATIONAL MODEL CristianoCastelfranchi Institute of Cognitive Sciences and Technologies (ISTC) of the Italian National Research Council(CNR),Italy RinoFalcone Institute of Cognitive Sciences and Technologies (ISTC) of the Italian National Research Council(CNR),Italy A John Wiley and Sons, Ltd., Publication P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome Thiseditionfirstpublished2010 (cid:1)C 2010JohnWiley&SonsLtd., Registeredoffice JohnWiley&SonsLtd,TheAtrium,SouthernGate,Chichester,WestSussex,PO198SQ,UnitedKingdom Fordetailsofourglobaleditorialoffices,forcustomerservicesandforinformationabouthowtoapplyforpermissionto reuse the copyright material in this book please see our website at www.wiley.com. 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BF575.T7C372010 302’.1–dc22 2009040166 AcataloguerecordforthisbookisavailablefromtheBritishLibrary. ISBN 9780470028759(H/B) Typesetin10/12ptTimesbyAptaraInc.,NewDelhi,India PrintedandBoundinSingaporebyMarkono. P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome Thisbookisdedicated toMario,Ketty,Eugenio,andMaria,ourroots, toRosannaandIvana,ourlifecompanions; toYurij,VaniaandGiulio,ourrealizeddreams; tothemanycollegueswhoconsciouslyorunconsciuouslycontributedtothe ideasincludedinit; toourCountry,bettertotheIdeaofCountry,ofCollective,ofInstitutional Entity, inwhichassuchitispossible developsociallycentredhopes, ambitions,dreams,socontributingtothedignityandfutureforanyindividual. P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome Contents Foreword xv Introduction 1 1 DefinitionsofTrust:FromConceptualComponentstotheGeneralCore 7 1.1 AContentAnalysis 8 1.2 MissedComponentsandObscureLinks 12 1.3 IntentionalActionandLackofControllability:RelyingonWhatis BeyondOurPower 15 1.4 TwoIntertwinedNotionsofTrust:TrustasAttitudevs.TrustasAct 17 1.5 ACritiqueofSomeSignificantDefinitionsofTrust 19 1.5.1 Gambetta:IsTrustOnlyAboutPredictability? 19 1.5.2 Mayer,Davis,&Schoorman:IsTrustOnlyWillingness, forAnyKindofVulnerability? 19 1.5.3 McKnight:TheBlackBoxesofTrust 21 1.5.4 Marsh:IsaMereExpectationEnoughforModelingTrust? 21 1.5.5 Yamagishi:MixinguptheActofTrustingandtheActof Cooperating 22 1.5.6 TrustasBasedonReciprocity 26 1.5.7 Hardin:TrustasEncapsulatedInterest 26 1.5.8 Rousseau:WhatKindofIntentionis‘Trust’? 30 References 31 2 Socio-CognitiveModelofTrust:BasicIngredients 35 2.1 AFive-PartRelationandaLayeredModel 36 2.1.1 ALayeredNotion 36 2.1.2 GoalStateandSideEffects 38 2.2 TrustasMentalAttitude:aBelief-BasedandGoal-BasedModel 38 2.2.1 TrustasPositiveEvaluation 39 2.2.2 The‘Motivational’SideofTrust 44 2.2.3 TheCrucialNotionof‘Goal’ 45 2.2.4 TrustVersusTrustworthiness 47 2.2.5 TwoMainComponents:CompetenceVersusPredictability 47 2.2.6 Trustworthiness(andtrust)asMultidimensional EvaluativeProfiles 49 P1:OTE/OTE/SPH P2:OTE FM JWBK436-Castelfranchi January21,2010 16:18 PrinterName:YettoCome viii Contents 2.2.7 TheInherentlyAttributionalNatureofTrust 50 2.2.8 Trust,PositiveEvaluationandPositiveExpectation 52 2.3 Expectations:TheirNatureandCognitiveAnatomy 54 2.3.1 EpistemicGoalsandActivity 54 2.3.2 ContentGoals 55 2.3.3 TheQuantitativeAspectsofMentalAttitudes 56 2.3.4 TheImplicitCounterpartofExpectations 58 2.3.5 EmotionalResponsetoExpectationisSpecific:theStrength ofDisappointment 58 2.3.6 TrustisnotReducibletoaPositiveExpectation 60 2.4 ‘NoDanger’:NegativeorPassiveorDefensiveTrust 60 2.5 WeakeningtheBelief-Base:ImplicitBeliefs,Acceptances,andTrust by-Default 62 2.6 FromDispositiontoAction 64 2.6.1 TrustThatandTrustin 66 2.6.2 TrustPre-dispositionandDisposition:FromPotentialto ActualTrust 67 2.6.3 TheDecisionandActofTrustImpliestheDecisiontoRelyon 69 2.7 CanweDecidetoTrust? 72 2.8 Risk,InvestmentandBet 73 2.8.1 ‘Risk’DefinitionandOntology 74 2.8.2 WhatKindsofTakenRisksCharacterizeTrustDecisions? 76 2.9 TrustandDelegation 77 2.9.1 TrustinDifferentFormsofDelegation 79 2.9.2 TrustinOpenDelegationVersusTrustinClosedDelegation 80 2.10 TheOtherPartsoftheRelation:theDelegatedTaskandtheContext 82 2.10.1 WhyDoesXTrustY? 82 2.10.2 TheRoleoftheContext/EnvironmentinTrust 83 2.11 GenuineSocialTrust:TrustandAdoption 84 2.11.1 Concern 88 2.11.2 HowExpectationsGenerate(Entitled)Prescriptions: Towards‘Betrayal’ 88 2.11.3 Super-TrustorTutorialTrust 89 2.12 ResumingtheModel 91 References 92 3 Socio-CognitiveModelofTrust:QuantitativeAspects 95 3.1 DegreesofTrust:aPrincipledQuantificationofTrust 95 3.2 RelationshipsbetweenTrustinBeliefsandTrustinAction andDelegation 97 3.3 ABelief-BasedDegreeofTrust 98 3.4 ToTrustorNottoTrust:DegreesofTrustandDecisiontoTrust 101 3.5 PositiveTrustisnotEnough:aVariableThresholdforRisk Acceptance/Avoidance 107 3.6 GeneralizingtheTrustDecisiontoaSetofAgents 111
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