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Trust in Experience Transferable learning for primary care trusts Edited by Geoff Meads and Tricia Meads Foreword by Professor Mike Pringle Boca Raton London New York CRC Press is an imprint of the Taylor & Francis Group, an informa business First published 2001 by Radcliffe Publishing Published 2018 by CRC Press Taylor & Francis Group 6000 Broken Sound Parkway NW, Suite 300 Boca Raton, FL 33487-2742 © 2001 Geoff Meads and Tricia Meads CRC Press is an imprint of Taylor & Francis Group, an Informa business No claim to original U.S. Government works ISBN-13: 978-1-85775-457-5 (pbk) This book contains information obtained from authentic and highly regarded sources. While all reasonable efforts have been made to publish reliable data and information, neither the author[s] nor the publisher can accept any legal responsibility or liability for any errors or omissions that may be made. The publishers wish to make clear that any views or opinions expressed in this book by individual editors, authors or contributors are personal to them and do not necessarily reflect the views/ opinions of the publishers. The information or guidance contained in this book is intended for use by medical, scientific or health-care professionals and is provided strictly as a supplement to the medical or other professional' s own judgement, their knowledge of the patient's medical history, relevant manufacturer's instructions and the appropriate best practice guidelines. Because of the rapid advances in medical science, any information or advice on dosages, procedures or diagnoses should be independently verified. The reader is strongly urged to consult the relevant national drug formulary and the drug companies' and device or material manufacturers' printed instructions, and their websites, before administering or utilizing any of the drugs, devices or materials mentioned in this book. This book does not indicate whether a particular treatment is appropriate or suitable for a particular individual. Ultimately it is the sole responsibility of the medical professional to make his or her own professional judgements, so as to advise and treat patients appropriately. The authors and publishers have also attempted to trace the copyright holders of all material reproduced in this publication and apologize to copyright holders if permission to publish in this form has not been obtained. If any copyright material has not been acknowledged please write and let us know so we may rectify in any future reprint. Except as permitted under U.S. Copyright Law, no part of this book may be reprinted, reproduced, transmitted, or utilized in any form by any electronic, mechanical, or other means, now known or hereafter invented, including photocopying, microfilming, and recording, or in any information storage or retrieval system, without written permission from the publishers. Trademark Notice: Product or corporate names may be trademarks or registered trademarks, and are used only for identification and explanation without intent to infringe. Visit the Taylor & Francis Web site at http://www.taylorandfrancis.com and the CRC Press Web site at http://www.crcpress.com British Library Cataloguing in Publication Data A catalogue record for this book is available from the British Library. Typeset by Aarontype Ltd, Easton, Bristol The writing of this book has been supported by an Eli Lilly research grant. Contents Foreword V Preface vii List of contributors xii List of abbreviations xiv Part 1 Policy into practice Geoff Meads and Tricia Meads 1 Transferable learning 3 2 Traumas and turning points 17 3 Rhetoric, resources and realities 35 Part 2 Practice into policy Health Management Group and Associates 4 Releasing the dividend of 'new' partnerships 49 John Ashcroft 5 Owning up to the public health agenda 69 Yvonne Cornish 6 Getting to grips with social services 89 Rosie Benaim 7 Turning community hospitals into assets 103 Helen Tucker 8 Balancing bigger budgets 121 Robert Moore 9 Developing new organisations: a case study 133 Elaine Cohen 10 Making friends with clinical governance 149 Michael Berridge iv Contents 11 Taking evidence-based medicine on trust 165 Jacqui Barker and Leroy White 12 Prescribing: remedy needed for chronic inflation 187 David Coleman 13 Practising both care management and managed care 199 Marie Hill and Roger Hudson 14 Realising research can be relevant 207 Roland Petchey Part 3 Looking ahead Derek Cramp, Geoff Meads and Fedelma Winkler 15 Regaining public confidence 219 16 Taken on trust: an essay on reflective decision thinking 111 Appendix 1 Central guidance 239 Appendix 2 Sources 245 Index 247 Foreword Many, myself included, saw the election of a new Labour administration in 1997 as a watershed for general practice and primary care. I expected the demolition of fundholding to presage a swing of the pendulum from the rhetoric of a primary care led-NHS' towards either a management-led NHS' or a 'hospital-led NHS'. There were genuine fears that we had had our chance in the sunshine and that we were about to enter the umbra of diminished importance. Some have not yet realised still the error in this analysis. The focus of influence has changed but primary care's position has been strengthened. The practice is no longer pre-eminent, but it has not been replaced by a reformed 'FHSA'. We now have community level organisations — primary care groups and trusts — that have reinvented the primary care centre of the NHS in England. While fundholding practices developed influence and skills that they applied for their own patients, their commitment to a wider local health community was often weak. Under PCTs, the strength of individual prac­ tices and their primary care teams has been diluted. Indeed, it can be argued that the power of individual general practitioners and of the general practitioner community has been reduced. For some this is a source of regret; for others it is the empowering of all primary care disciplines. In a world in which variations in care — especially under-performance — are no longer acceptable and in which standards must be locally delivered, the practice increasingly looks like the right unit to deliver care, but not to commission or manage it. In the smaller PCTs the population size is at the lower limits of efficiency for commissioning for populations and yet the largest are still able to reflect the characteristics of their population. If standards of care in primary care and service configurations through­ out the NHS lie in the hands of these new bodies, we must consider their competency for this task. Some of their skills have come from health authorities, some from fundholding and some from community trusts. Considering the scope for cultural conflict between these backgrounds, PCTs have made a remarkable start in establishing themselves. However, these skills alone will not be sufficient. Fundholding staff can provide 'general practice' and 'commissioning' perspectives; health authority staff can offer 'organisation' and 'management' skills; those from community vi Foreword trust backgrounds can offer multidisciplinary and human resource skills — but PCTs will need more. They will need political, systems engineering and strategic skills. They must deliver on quality assurance, service development and benchmarking. Their leadership will extend into consultations and clinical decisions throughout their area in order to get quality care — National Service Frameworks, NICE guidelines, best practice - available to every patient. And they must monitor the care of their populations, matching health need to service development in order to reduce inequalities and improve outcomes. This is not a trivial agenda! Indeed, it is arguably the most demanding list of expectations ever placed on health service organisations in England. And these are nascent PCTs, starved of management cash and with an uncertain pedigree. Under these circumstances PCTs need to learn all they can from each others experience. They need to avoid reinventing successes and replicating errors. This readable and informative book sets out and succeeds in offering a paradigm for the transfer of experience. It is an essential read for every person involved in PCTs in England, and in similar organisations throughout the UK. Those coming to terms with the new NHS need to understand the networking and sharing potential that lies within the experience of all PCTs today - a potential that is explored between these covers. Professor Mike Pringle Chairman of Council Royal College of General Practitioners January 2001 Preface We can bridge the gulf between the reality of the NHS today and the vision of what it should be like tomorrow.1 This book represents another kind of third way. In seeking to strengthen those involved with the development of NHS primary care trusts, it offers an alternative source of assistance to either national policy guidance on the one hand (see Appendix 1) or individual management consultants' expertise on the other (e.g. Lilley 2000). Arguably, the New NHS, partly as a result of possessing this very title, has already witnessed enough of both. The wheel can only be reinvented so many times. Our third way tries to recog­ nise this. The chapters that follow are, therefore, not about 'new' learning but about the application of existing knowledge. The aim is to help generate a real commitment to the new organisations by enabling their participants to make practical use of: relevant past and parallel NHS experience; comparable developments in other public services and sometimes other countries; the appropriate research literature; and the almost inexhaustible range of work­ ing models and concepts these can supply. This sense of commitment has often been lacking, in our experience, over the past two years. Feelings of actual ownership have not yet embraced many of the new primary care organisations at the end of 2000. They remain essentially a central creature and the freelance facilitator's paradise. There are many well rehearsed reasons for this general ennui. The practical burden of shifting from the pre-1997 internal market into a social system modus oper- andi has been heavy. It has been hard to see the wood for the trees. Organisational instability and uncertainty has been pervasive throughout the New NHS. Unlike in previous times there have been no fixed points in the healthcare environment serving as the pivotal change agents for others. Even in primary care, many have felt the basic practice unit threatened by the advent of such potential alternatives as walk-in centres and telephone helplines; and the future prospects of partner health authorities and NHS community trusts, in particular, seem precarious. Over 3000 GP fundhold­ ing units have been abolished. People, and professionals especially, have had to adjust to the reassertion of political leadership and administration with a plethora of revised arrangements for their probity and public accountability. 1 NHS Plan 2000: 1.29 viii Preface Clinical governance, the NHS Plan, National Service Frameworks and the new czars are simply the most publicised examples of this new, apparently all-pervasive context. In circumstances such as these it is hard to believe decentralisation really is taking place. NHS primary care trusts can all too easily be regarded as an imposition rather than an opportunity and, curiously, the harder central civil servants try to clarify the scope of the new organisations through more circulars and conferences, the worse it often actually seems to feel. The space for experimentation, for trial and error, for getting things down­ right wrong, becomes ever more limited. And all of these are the essential ingredients of making something your own. So far, too few care too little about primary care trusts. Significantly, over three years into the post-fund- holding period it remains difficult in primary care to name local champions of the cause. The popular platform speakers are still few and far between. The heroic tradition of individual GP-based primary care in the UK appears to be coming to an end. In part, this is because thinking, and speaking, independently in respect of the contemporary NHS has become seen as, at best, unfashionable and at worst unacceptable. You are either onside with NHS primary care trusts and their associated reforms, or you are not. And if you are not then you have to find another game. This perception is a pity. Questioning, at all levels, helps to gain the kind of commitment Drucker refers to below as becoming the critical component of future citizenship and contemporary public services: Every developed country needs an autonomous, self-governing social sector of community organisations. It needs it to provide the needed community services. It needs it above all to provide the bonds of community and to restore active citizenship. Historically community was fate. In the post-capitalist society and polity com­ munity has to become commitment. (Drucker 1994: p. 161) It is through the answers we find to our questions that we move into real relationships with the New NHS. Primary care trusts can turn in this process from organisational hosts to organisational homes. And if the answers have the robust quality of independent appraisal then the strength of the commitment can reflect this rigour. The writers in this book have been charged with delivering defensible independent appraisals in their specific subject area. Each of the latter has been selected for its utilitarian purpose. Together they constitute the critical interfaces where primary care trusts will stand or fall as organisations: with social services; with public health and the new NHS mental health trusts; with regulators and agents of financial control; with managed care and hospitals of all types; and with a Preface ix patient public itself. In each case the writer of the designated chapter has not sought to critique government policy. Embarrassing the Secretary of State is not part of the brief. On the contrary, indeed, all of the contributors support the overall central policy direction. Their contribution is to enhance this by making available as applied academics the kinds of evidence and experience that, in the form of independent appraisals, may be most akin to the needs of those in primary care where the culture of independence itself has conventionally been at its most deep-rooted. Historically, GPs, dentists, optometrists and other family health services professionals have reacted rather than responded to central policy direction. Many of their most enduring developments owe their origins to the independent status of primary care practitioners. This book is true to this tradition. Its contributors are mostly drawn from the staff and their associates in the Health Management Group of City University. From its central London base, they have worked, over the past three years, with almost half of the original 481 primary care groups. It is a unique, nationwide pool of experi­ ence, based, unlike that of other universities, on a wide variety of sponsors, with little direct government support through, for example, mainstream NHS research and development contracts. This multi-funding, ranging from life sciences companies to the Bible Society, facilitates an independent perspec­ tive. We are not beholden to anybody. The writers can state freely what works and what does not and, as a result, what could be either usable or useless. The Health Management Group currently offers four postgraduate degree-level teaching programmes and some of the material in the book has been taken into these, sometimes through teaching in seminars and simu­ lations, and sometimes as subject matter for project-based enquiry and dis­ sertations. The chapters by Benaim, Berridge and Cohen, for example, each have their origins in the MSc in Contemporary Health and Social Policy, while both Barker and Tucker have been registered for MPhil degrees. These students are in the guise of either associate researchers or lecturer-practi­ tioners and several of the HMG staff also have this 'boundroiduality' that the King's Fund and other applied research institutes seem to find so valuable in the NHS development work (Poxton 1999: pp. 1—3). The chapters on the benefits of new partnerships' and 'transferable learning' by Ashcroft and Geoff Meads respectively, for example, owe a great deal to the writers' com­ bined roles in a series of recent collaborative ventures between the Health Management Group and the Cambridge-based Relationships Foundation. Individual health districts have served as the principal data sources for the material on managed care, managing change and financial management contained in the chapters prepared by Hill and Hudson, Tricia Meads and Moore, while both regional surveys and national pilot sites have fed into the research of Coleman, Cornish and Petchey. All of these look to learning beyond local boundaries, and the application of concepts and ideas from

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