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Trees on the Farm PDF

208 Pages·2002·1.03 MB·English
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00Prelims 16/2/02 11:50 am Page i TREES ON THE FARM Assessing the Adoption Potential of Agroforestry Practices in Africa 00Prelims 16/2/02 11:50 am Page ii 00Prelims 16/2/02 11:50 am Page iii TREES ON THE FARM Assessing the Adoption Potential of Agroforestry Practices in Africa Edited by S. FRANZEL International Centre for Research in Agroforestry (ICRAF), Nairobi, Kenya S.J. SCHERR Agricultural and Resource Economics Department, University of Maryland, College Park, USA CABI Publishing in association with the International Centre for Research in Agroforestry 00Prelims 16/2/02 11:50 am Page iv CABI Publishingis a division of CAB International CABI Publishing CABI Publishing CAB International 10 E 40th Street Wallingford Suite 3203 Oxon OX10 8DE New York, NY 10016 UK USA Tel: +44 (0)1491 832111 Tel: +1 212 481 7018 Fax: +44 (0)1491 833508 Fax: +1 212 686 7993 Email: [email protected] Email: [email protected] Web site: www.cabi-publishing.org © CAB International 2002. All rights reserved. No part of this publication may be reproduced in any form or by any means, electronically, mechanically, by photocopying, recording or otherwise, without the prior permission of the copyright owners. Published in association with ICRAF, PO Box 30677, Nairobi, Kenya. A catalogue record for this book is available from the British Library, London, UK. Library of Congress Cataloging-in-Publication Data Trees on the farm : assessing the adoption potential of agroforestry practices in Africa / edited by S. Franzel and S.J. Scherr. p. cm. Includes bibliographical references (p. ). ISBN 0-85199-561-6 (alk. paper) 1. Agroforestry systems--Africa. 2. Agroforestry--Technology transfer--Africa. I. Franzel, Steven Charles. II. Scherr, Sara J. S494.5.A45 T74 2002 634.9(cid:2)9(cid:2)096--dc21 2001043834 ISBN 0 85199 561 6 Typeset in Adobe Garamond by Columns Design Ltd, Reading Printed and bound in the UKby Biddles Ltd, Guildford and King’s Lynn 00Prelims 16/2/02 11:50 am Page v Contents Contributors vii Foreword ix P.A. Sanchez Acknowledgements x 1. Introduction 1 S. Franzel and S.J. Scherr 2. Methods for Assessing Agroforestry Adoption Potential 11 S. Franzel, S.J. Scherr, R. Coe, P.J.M. Cooper and F. Place 3. Assessing the Adoption Potential of Improved Fallows in Eastern Zambia 37 S. Franzel, D. Phiri and F. Kwesiga 4. The Adoption Potential of Short Rotation Improved Tree Fallows: Evidence from Western Kenya 65 R.A. Swinkels, S. Franzel, K.D. Shepherd, E. Ohlsson and J.K. Ndufa 5. Assessing the Adoption Potential of Hedgerow Intercropping for Improving Soil Fertility, Western Kenya 89 R.A. Swinkels, K.D. Shepherd, S. Franzel, J.K. Ndufa, E. Ohlsson and H. Sjogren 6. Farmer-designed Agroforestry Trials: Farmers’ Experiences in Western Kenya 111 S. Franzel, J.K. Ndufa, O.C. Obonyo, T.E. Bekele and R. Coe 7. Calliandra calothyrsus: Assessing the Early Stages of Adoption of a Fodder Shrub in the Highlands of Central Kenya 125 S. Franzel, H.K. Arimi and F.M. Murithi 8. Promoting New Agroforestry Technologies: Policy Lessons from On-farm Research 145 S.J. Scherr and S. Franzel v 00Prelims 16/2/02 11:50 am Page vi vi Contents 9. Assessing Adoption Potential: Lessons Learned and Future Directions 169 S. Franzel and S.J. Scherr Glossary 185 Index 189 00Prelims 16/2/02 11:50 am Page vii Contributors H.K. Arimi, National Agricultural Research Centre, Muguga, PO Box 30148, Nairobi, Kenya T.E. Bekele, Institute of Biodiversity, Conservation and Research, PO Box 2003, Addis Ababa, Ethiopia R. Coe, International Centre for Research in Agroforestry (ICRAF), PO Box 30677, Gigiri, Nairobi, Kenya P.J.M. Cooper, International Development Research Centre, PO Box 8500, Ottawa, Ontario, Canada K1G 3H9 S. Franzel, International Centre for Research in Agroforestry (ICRAF), PO Box 30677, Gigiri, Nairobi, Kenya F. Kwesiga, SADC-ICRAF Regional Agroforestry Programme, PO Box MP 128, Mount Pleasant, Harare, Zimbabwe F.M. Murithi, Kenya Agricultural Research Institute, PO Box 58137, Nairobi, Kenya J.K. Ndufa, Kenya Forestry Research Institute (KEFRI), Maseno Agroforestry Research Centre, PO Box 25199, Kisumu, Kenya C.O. Obonyo, Kenya Forestry Research Institute (KEFRI), Maseno Agroforestry Research Centre, PO Box 25199, Kisumu, Kenya E. Ohlsson, Sida/SAREC, SE-105 25 Stockholm, Sweden D. Phiri, World Vision Integrated Agroforestry Project, PO Box 510948, Nairobi, Kenya F. Place, International Centre for Research in Agroforestry (ICRAF), PO Box 30677, Gigiri, Nairobi, Kenya S.J. Scherr, Agricultural and Resource Economics Department, University of Maryland, College Park, MD 20742, USA vii 00Prelims 16/2/02 11:50 am Page viii viii Contributors K.D. Shepherd, International Centre for Research in Agroforestry (ICRAF), PO Box 30677, Gigiri, Nairobi, Kenya H. Sjogren, Swedish University of Agricultural Sciences, Uppsala, Sweden R.A. Swinkels, The World Bank, 8th Floor, 63 Ly Thai To Street, Hanoi 20, Vietnam 00Prelims 16/2/02 11:50 am Page ix Foreword This is a book that pushes forwards the emerging science of agroforestry. There are several syntheses on the biophysical aspects of agroforestry but little is available on the socioeconomics of agroforestry and its adoption by farmers, following rigorous scientific methods. This book fills such a gap by assessing the adoption potential of selected agroforestry practices, describing the appropriate methodologies and draw- ing lessons for improving the effectiveness of the research–development continuum. Five case studies are described and analysed in this book. Four of them are success- ful and one – hedgerow intercropping – was promoted before a rigorous biophysical assessment was made. This book demonstrates how farmers in selected areas have tested and adapted these practices, incorporated them into their farming systems and improved their welfare and incomes. It also provides examples of scaling up within the areas where testing took place: farmer-to-farmer dissemination, partnerships among researchers, extension services, and non-governmental organizations (NGOs) to promote scal- ing up. The key finding was that agroforestry reduces the risks that farmers face from input markets by investing small amounts of land and labour, rather than spending cash on expensive inputs, for improving soil fertility, feeding their livestock, or pro- viding wood for fuel and construction. There were also important methodological lessons, that add further value to this book. The authors should be congratulated for advancing the science of agro- forestry. Pedro A. Sanchez Director General of ICRAF Nairobi, Kenya ix

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Most published books on agroforestry have focused on biophysical aspects. There has been a lack of scientifically rigorous information about the socioeconomic features of agroforestry, and the adoption of agroforestry practices by farmers.This book fills that gap by assessing the adoption of selecte
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