e n i l b u S l a n r u o J Transactions on 5 7 3 8 Rough Sets XVII S C N L James F. Peters · Andrzej Skowron Editors-in-Chief 123 Lecture Notes in Computer Science 8375 CommencedPublicationin1973 FoundingandFormerSeriesEditors: GerhardGoos,JurisHartmanis,andJanvanLeeuwen EditorialBoard DavidHutchison LancasterUniversity,UK TakeoKanade CarnegieMellonUniversity,Pittsburgh,PA,USA JosefKittler UniversityofSurrey,Guildford,UK JonM.Kleinberg CornellUniversity,Ithaca,NY,USA FriedemannMattern ETHZurich,Switzerland JohnC.Mitchell StanfordUniversity,CA,USA MoniNaor WeizmannInstituteofScience,Rehovot,Israel OscarNierstrasz UniversityofBern,Switzerland C.PanduRangan IndianInstituteofTechnology,Madras,India BernhardSteffen TUDortmundUniversity,Germany DemetriTerzopoulos UniversityofCalifornia,LosAngeles,CA,USA DougTygar UniversityofCalifornia,Berkeley,CA,USA MosheY.Vardi RiceUniversity,Houston,TX,USA GerhardWeikum MaxPlanckInstituteforInformatics,Saarbruecken,Germany James F. Peters Andrzej Skowron (Eds.) Transactions on Rough Sets XVII 1 3 Editors-in-Chief JamesF.Peters UniversityofManitoba Winnipeg,MB,Canada E-mail:[email protected] AndrzejSkowron UniversityofWarsaw Warsaw,Poland E-mail:[email protected] ISSN0302-9743(LNCS) e-ISSN1611-3349(LNCS) ISSN1861-2059(TRS) e-ISSN1861-2067(TRS) ISBN978-3-642-54755-3 e-ISBN978-3-642-54756-0 DOI10.1007/978-3-642-54756-0 SpringerHeidelbergNewYorkDordrechtLondon ©Springer-VerlagBerlinHeidelberg2014 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpartof thematerialisconcerned,specificallytherightsoftranslation,reprinting,reuseofillustrations,recitation, broadcasting,reproductiononmicrofilmsorinanyotherphysicalway,andtransmissionorinformation storageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilarmethodology nowknownorhereafterdeveloped.Exemptedfromthislegalreservationarebriefexcerptsinconnection withreviewsorscholarlyanalysisormaterialsuppliedspecificallyforthepurposeofbeingenteredand executedonacomputersystem,forexclusiveusebythepurchaserofthework.Duplicationofthispublication orpartsthereofispermittedonlyundertheprovisionsoftheCopyrightLawofthePublisher’slocation, inistcurrentversion,andpermissionforusemustalwaysbeobtainedfromSpringer.Permissionsforuse maybeobtainedthroughRightsLinkattheCopyrightClearanceCenter.Violationsareliabletoprosecution undertherespectiveCopyrightLaw. 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Typesetting:Camera-readybyauthor,dataconversionbyScientificPublishingServices,Chennai,India Printedonacid-freepaper SpringerispartofSpringerScience+BusinessMedia(www.springer.com) Preface Volume XVII of the Transactions on Rough Sets (TRS) is a continuation of a numberofresearchstreamsthathavegrownoutoftheseminalworkofZdzisl(cid:2)aw Pawlak1duringthefirstdecadeofthetwenty-firstcentury.Theresearchstreams representedinthepaperscoverboththetheoryandapplicationsofrough,fuzzy, and near sets as well as their combinations. DavideCiucciandDidierDuboispresentacomprehensivesurveyonthecon- nections between three-valued logics and rough sets from the point of view of incomplete informationmanagement.Ivo Du¨ntschandGu¨nther Gedigapropose procedures to compute confidence intervals for standard errors of indices such as γ and α to measure quality of approximation in rough set data analysis. Christopher Henry and Garrett Smith present an application to demonstrate descriptive-based approaches to nearness and proximity within the context of digital image analysis.Victor MarekandAndrzej Skowronexplorepropertiesof roughsetsrelatedtooneoftheclassicstructuresofcombinatoricsandcomputer science,namely,matroid.MariuszPodsiadl(cid:2)oandHenrykRybin´skiprovideade- tailed review of the currently available literature covering applications of rough sets in economy and finance. The classic rough set model and its important extensions are applied to areas of risk management, financial market predic- tion, valuation, and portfolio management. Sai Prasad and Raghavendra Rao present reduct computation algortihm(s) using a fuzzy rough set approach and the effectiveness of their algorithm(s) is empirically demonstrated by compara- tive analysis with existing reduct approaches. This volume also includes a long paper by Andrzej Janusz based on his PhD thesis on algorithms for similarity relation learning from high-dimensional data. The editors would like to express gratitude to the authors of all submitted papers.Specialthanksareduetothefollowingreviewers:JerzyGrzyma(cid:2)la-Busse, ChrisCornellis,IvoDu¨ntsch,JouniJ¨arvinen,HenrykRybinski,SheelaRamanna, Dominik S´l¸ezak, Marcin Wolski, JingTao Yao, and Yiyu Yao. The editorsand authorsof this volume extendtheir gratitude to Alfred Hof- mann and the LNCS staff at Springer for their support in making this volume of the TRS possible. The Editors-in-Chief were supported by the Polish National Science Centre grants DEC-2011/01/B/ ST6/03867, DEC-2011/01/D/ST6/06981, and DEC- 2012/05/B/ST6/03215aswellasbythePolishNationalCentreforResearchand 1 See, e.g., Pawlak, Z., A Treatise on Rough Sets, Transactions on Rough Sets IV, (2006), 1-17. See, also, Pawlak, Z., Skowron, A.:Rudimentsof rough sets, Informa- tion Sciences 177 (2007) 3-27; Pawlak, Z., Skowron, A.: Rough sets: Some exten- sions, Information Sciences 177 (2007) 28-40; Pawlak, Z., Skowron, A.: Rough sets and Boolean reasoning, Information Sciences 177 (2007) 41-73. VI Preface Development(NCBiR)undergrantSYNAT No.SP/I/1/77065/10inthe frame- workofthe strategicscientificresearchandexperimentaldevelopmentprogram: “InterdisciplinarySystemforInteractiveScientificandScientific-TechnicalInfor- mation”andbygrantNo.OROB/0010/03/001intheframeworkoftheDefence and Security Programmes and Projects “Modern Engineering Tools for Deci- sion Support for Commanders of the State Fire Service of Poland during Fire and Rescue Operationsin the Buildings”as well as by the Natural Sciences and Engineering Research Council of Canada (NSERC) discovery grant 185986. January 2014 James F. Peters Andrzej Skowron LNCS Transactions on Rough Sets The Transactions on Rough Sets series has as its principal aim the fostering of professional exchanges between scientists and practitioners who are interested in the foundations and applications of rough sets. Topics include foundations and applications of rough sets as well as foundations and applications of hybrid methodscombiningroughsetswithotherapproachesimportantforthedevelop- ment of intelligent systems. The journal includes high-quality research articles accepted for publication on the basis of thorough peer reviews. Dissertations and monographs up to 250 pages that include new research results can also be considered as regular papers. Extended and revised versions of selected papers from conferences can also be included in regular or special issues of the journal. Editors-in-Chief: James F. Peters, Andrzej Skowron Managing Editor: Sheela Ramanna Technical Editor: Marcin Szczuka Editorial Board Mohua Banerjee Sankar K. Pal Jan Bazan Lech Polkowski Gianpiero Cattaneo Henri Prade Mihir K. Chakraborty Sheela Ramanna Davide Ciucci Roman S(cid:2)lowin´ski Chris Cornelis Jerzy Stefanowski Ivo Du¨ntsch Jaros(cid:2)law Stepaniuk Anna Gomolin´ska Zbigniew Suraj Salvatore Greco Marcin Szczuka Jerzy W. Grzymal(cid:2)a-Busse Dominik S´l¸ezak Masahiro Inuiguchi Roman S´winiarski Jouni J¨arvinen Shusaku Tsumoto Richard Jensen Guoyin Wang Boz˙ena Kostek Marcin Wolski Churn-Jung Liau Wei-Zhi Wu PawanLingras Yiyu Yao Victor Marek Ning Zhong Mikhail Moshkov Wojciech Ziarko Hung Son Nguyen Ewa Orl(cid:2)owska Table of Contents Three-Valued Logics, Uncertainty Management and Rough Sets........ 1 Davide Ciucci and Didier Dubois Standard Errorsof Indices in Rough Set Data Analysis ............... 33 Gu¨nther Gediga and Ivo Du¨ntsch Proximity System: A Description-Based System for Quantifying the Nearness or Apartness of Visual Rough Sets......................... 48 Christopher J. Henry and Garrett Smith Rough Sets and Matroids ......................................... 74 Victor W. Marek and Andrzej Skowron An Efficient Approach for Fuzzy Decision Reduct Computation ........ 82 P.S.V.S. Sai Prasad and C. Raghavendra Rao Rough Sets in Economy and Finance ............................... 109 Mariusz Podsiad(cid:2)lo and Henryk Rybin´ski Algorithms for Similarity Relation Learning from High Dimensional Data ........................................................... 174 Andrzej Janusz Author Index.................................................. 293 Three-Valued Logics, Uncertainty Management and Rough Sets Davide Ciucci1 and Didier Dubois2 1 DISCo- Universit`a di Milano – Bicocca, Viale Sarca 336 – U14, 20126 Milano Italia 2 IRIT,Universit´e Paul Sabatier, 118 routede Narbonne,31062 Toulouse cedex 4 France Abstract. This paper is a survey of the connections between three- valued logics and rough sets from the point of view of incomplete infor- mation management. Based on the fact that many three-valued logics canbeputunderauniquealgebraicumbrella,weshowhowtotranslate three-valued conjunctions and implications into operations on ill-known sets such as rough sets. We then show that while such translations may providemathematically elegant algebraic settingsfor rough sets, thein- terpretability of these connectives in terms of an original set approxi- mated via an equivalence relation is very limited, thus casting doubts onthepracticalrelevanceoftruth-functionallogical renderingsofrough sets. 1 Introduction Rough sets have often been studied under a three-valued logic framework and differentauthorshavetriedtoconnectroughsetstodifferentlogics:L(cid:2) ukasiewicz [9, 11], Nelson [58, 59], G¨odel, Gaines-Rescher three-valued logics [49, 41]. De- spitetheformalcorrectnessoftheseapproaches,littleattentionhasbeendevoted to the interpretation of these logics in the rough set context. Moreover, a com- prehensive study on the three-valued connectives that can be defined on rough sets is needed and, as we will see, it can be accomplished starting from known results in three-valued logics. Three-valued logics are apparently simple; they are straightforward general- izations of Boolean logic based on the most simple bipolar scale {0,1,1} where 2 1 (resp. 0) has a positive (resp. negative) flavor, and 1 is neutral. Further, they 2 arewidely usedinseveralappliedcontextssuchaslogicprogramming[43], elec- tronic circuits [67], databases [27], and, of course, rough sets. However, there have been several different meanings attached to the third value, some having an epistemic nature. There is not a clear result on the definition of its connec- tives in connection with this meaning. Here is a list of these interpretations of thethirdtruth-value,differentfromtrueandfalse:Possible (duetoL(cid:2)ukasiewicz [17]), Unknown (Kleene [52]), Undefined (also Kleene), Half-true (in fuzzy logic [48]), Borderline (in logics ofvagueness, like in Shapiro [66]), Inconsistent (that isbothtrueandfalse,asinparaconsistentlogicsorthelogicofparadoxbyPriest J.F.PetersandA.Skowron(Eds.):TransactionsonRoughSetsXVII,LNCS8375,pp.1–32,2014. (cid:2)c Springer-VerlagBerlinHeidelberg2014 2 D. Ciucci and D.Dubois [63]), or yet Irrelevant as in relevance logics [2] or the logic of conditionals [38]. Sometimes, two of these notions are simultaneously used as Inconsistent and Unknown in Belnap four-valued logic [14]. Three-valued logics go along with three-valued sets having central elements and peripheral ones [46]. However the meaning of such central and peripheral elementsdependsonthemeaningofthethirdtruth-value.Itdependsonwhether it has an epistemic flavoror not; a peripheral element can be understood in one of the following ways: 1. either as an untypical element of a non-classical set, 2. or as anelementthat cannotbe definitely classifiedas belonging ornot to a crisp set due to incomplete information, 3. or as anelementthat cannotbe definitely classifiedas belonging ornot to a crisp set due to conflicting information, 4. or as an element for which membership or non membership makes no sense, due to irrelevance or the dubious existence of such an element. Case 2 is the one we are concerned with in this paper. Then the three truth- values refer to the epistemic status of otherwise Booleanpropositions (provably true, provably false or unknown [39]). This is typically the case of ill-known or intervalsets[72],wherethecentralelementsareelementsthatcertainlybelongto someill-knownset, the thirdtruth-valueisassimilatedto{0,1}andunderstood as the hesitancy between membership and non-membership. They are special cases of interval-valued fuzzy sets [77] or twofold fuzzy sets [37]. One of the causes of a set being ill-known can be the lack of precisionon the value of some oftheattributesthatdescribeit(forinstance,asetofsinglepersonsisill-known if the marital status of some of the persons is ill-known). A rough set, viewed as a pair of nested approximations is a typical example of ill-known set, where the lack of knowledge comes from an equivalence rela- tion between possibly indistinguishable elements, this indistinguishability being due to the use of a language that is not expressive enough (incomplete set of attributes or attributes that are too coarsely defined). This situation contrasts withthe caseofsetsthatareill-knowndue tothe lackofknowledgeofattribute values; see Couso and Dubois [28] when the two causes of partial ignorance appear simultaneously. Inrecentpapers[23–26],wehavestudiedvariousthree-valuedlogicsofpartial knowledge,wherethe thirdtruth-value meansunknown. Ithas beenshownthat alargeclassofthree-valuedlogics(includingL(cid:2) ukasiewiczL )iscompatiblewith 3 this understanding of the third truth-value, but their translations into a very elementarymodallogicindicatethatsuchthree-valuedlogicscannotaccountfor partialignorancejointlyaffectingseveralBooleanvariables:onlystatesofpartial ignorancethatcanbedescribedindependentlyforeachvariablecanbeaccounted for in a three-valued logic. This is the price paid for truth-functionality. In this paper, we examine the situation of three-valued logics of rough sets. While the aforementioned limitation is still valid (since rough sets do not be- have truth-functionally in general), there is an additional constraint in this case.Namely, the approximationpairs aregeneratedby anequivalence relation,