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ETSI TR 101 542 V1.2.1 (2013-07) Technical Report Satellite Earth Stations and Systems (SES); Comparison of candidate radio interfaces performances in MSS context 2 ETSI TR 101 542 V1.2.1 (2013-07) Reference RTR/SES-00350 Keywords interface, mobile, radio, satellite ETSI 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N° 348 623 562 00017 - NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N° 7803/88 Important notice Individual copies of the present document can be downloaded from: http://www.etsi.org The present document may be made available in more than one electronic version or in print. In any case of existing or perceived difference in contents between such versions, the reference version is the Portable Document Format (PDF). In case of dispute, the reference shall be the printing on ETSI printers of the PDF version kept on a specific network drive within ETSI Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at http://portal.etsi.org/tb/status/status.asp If you find errors in the present document, please send your comment to one of the following services: http://portal.etsi.org/chaircor/ETSI_support.asp Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. © European Telecommunications Standards Institute 2013. All rights reserved. DECTTM, PLUGTESTSTM, UMTSTM and the ETSI logo are Trade Marks of ETSI registered for the benefit of its Members. 3GPPTM and LTE™ are Trade Marks of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners. GSM® and the GSM logo are Trade Marks registered and owned by the GSM Association. ETSI 3 ETSI TR 101 542 V1.2.1 (2013-07) Contents Intellectual Property Rights ................................................................................................................................ 5 Foreword ............................................................................................................................................................. 5 1 Scope ........................................................................................................................................................ 6 2 References ................................................................................................................................................ 6 2.1 Normative references ......................................................................................................................................... 6 2.2 Informative references ........................................................................................................................................ 6 3 Symbols and abbreviations ....................................................................................................................... 7 3.1 Symbols .............................................................................................................................................................. 7 3.2 Abbreviations ..................................................................................................................................................... 8 4 Introduction .............................................................................................................................................. 9 5 Conventional evaluation results on candidate radio interfaces in MSS context ..................................... 10 5.1 WCDMA based radio interface ........................................................................................................................ 10 5.2 OFDM based radio interface ............................................................................................................................ 10 5.3 Preliminary comparison of OFDM and WCDMA in MSS context .................................................................. 11 6 Mobile satellite system architecture and service scenario ...................................................................... 11 7 High level radio interface description .................................................................................................... 12 7.1 Overview .......................................................................................................................................................... 12 7.2 HSPA frame structure ...................................................................................................................................... 13 7.3 LTE/WiMAX frame structure .......................................................................................................................... 14 8 Radio interface parameters for performance comparison....................................................................... 17 8.1 HSPA parameters ............................................................................................................................................. 17 8.2 LTE/ WiMAX parameters ................................................................................................................................ 19 9 Hypothesis for performance comparison................................................................................................ 20 9.1 Channel model .................................................................................................................................................. 20 9.2 TWTA model ................................................................................................................................................... 21 9.3 Simulation parameters ...................................................................................................................................... 22 10 Performance comparison results ............................................................................................................ 23 10.1 Link performance aspect .................................................................................................................................. 23 10.2 User data rate aspect ......................................................................................................................................... 23 10.3 Non-linearity effect .......................................................................................................................................... 23 11 Conclusion .............................................................................................................................................. 24 Annex A: Detailed description of simulation ....................................................................................... 25 A.1 Overview ................................................................................................................................................ 25 A.2 HSPA Simulator ..................................................................................................................................... 25 A.3 LTE/WiMAX simulator ......................................................................................................................... 26 A.4 FEC, Interleaving and rate matching ...................................................................................................... 27 A.5 Subcarrier multiplexing .......................................................................................................................... 28 ETSI 4 ETSI TR 101 542 V1.2.1 (2013-07) Annex B: Detailed link-level results ..................................................................................................... 31 B.1 Overview ................................................................................................................................................ 31 B.2 Downlink performance comparison ....................................................................................................... 31 B.3 Uplink performance comparison ............................................................................................................ 35 History .............................................................................................................................................................. 37 ETSI 5 ETSI TR 101 542 V1.2.1 (2013-07) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (http://ipr.etsi.org). Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Report (TR) has been produced by ETSI Technical Committee Satellite Earth Stations and Systems (SES). ETSI 6 ETSI TR 101 542 V1.2.1 (2013-07) 1 Scope The present document aims to compare the link level performances of several radio interfaces (HSPA, LTE and mobile WiMAX) in geostationary based mobile satellite systems operating in S band or L band. The present document provides a high level description of the radio interfaces to be compared. It then identifies their key characteristics and defines the propagation channel used for the comparison. Link level performances are compared in terms of required signal to noise ratio (E N ) for a given block error rate b o (BLER) and data rate. The present document concludes on the respective qualitative benefits and drawbacks of the considered radio interfaces. 2 References References are either specific (identified by date of publication and/or edition number or version number) or non-specific. For specific references, only the cited version applies. For non-specific references, the latest version of the reference document (including any amendments) applies. Referenced documents which are not found to be publicly available in the expected location might be found at http://docbox.etsi.org/Reference. NOTE: While any hyperlinks included in this clause were valid at the time of publication, ETSI cannot guarantee their long term validity. 2.1 Normative references The following referenced documents are necessary for the application of the present document. Not applicable. 2.2 Informative references The following referenced documents are not necessary for the application of the present document but they assist the user with regard to a particular subject area. [i.1] H. Holma and A. Toskala, "WCDMA for UMTS, Radio Access for Third Generation Mobile Communications", 2nd Edition, John Wiley & Sons, Ltd., 2002. [i.2] ETSI TS 125 201 (V3.4.0): "Universal Mobile Telecommunications System (UMTS); Physical layer - general description (3GPP TS 25.201 version 3.4.0 Release 1999)". [i.3] H. Holma and A. Toskala, "HSDPA/HSUPA for UMTS, High Speed Radio Access for Mobile Communications", John Wiley & Sons, Ltd., 2006. [i.4] ETSI TS 125 201 (V5.3.0): "Universal Mobile Telecommunications System (UMTS); Physical layer - general description (3GPP TS 25.201 version 5.3.0 Release 5)". [i.5] ETSI TS 125 201 (V6.2.0): "Universal Mobile Telecommunications System (UMTS); Physical layer - general description (3GPP TS 25.201 version 6.2.0 Release 6)". [i.6] ETSI TS 125 211 (V6.9.0): "Universal Mobile Telecommunications System (UMTS); Physical channels and mapping of transport channels onto physical channels (FDD) (3GPP TS 25.211 version 6.9.0 Release 6)". [i.7] ETSI TS 136 201 (V8.2.0): "LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Long Term Evolution (LTE) physical layer; General description (3GPP TS 36.201 version 8.2.0 Release 8)". ETSI 7 ETSI TR 101 542 V1.2.1 (2013-07) [i.8] ETSI TS 136 211 (V8.5.0): "LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation (3GPP TS 36.211 version 8.5.0 Release 8)". [i.9] ETSI TS 136 212 (V8.5.0): "LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding (3GPP TS 36.212 version 8.5.0 Release 8)". [i.10] IEEE 802.16-2009: "IEEE Standard for Local and Metropolitan Area Networks - Part 16: Air Interface for Broadband Wireless Access Systems". [i.11] ETSI TR 102 443 (V1.1.1): "Satellite Earth Stations and Systems (SES); Satellite Component of UMTS/IMT-2000; Evaluation of the OFDM as a Satellite Radio Interface". [i.12] R. van Nee and R. Prasad, "OFDM for Wireless Multimedia Communications", Artech House, 2000. [i.13] WiMAX Forum, "Mobile WiMAX - Part I: A Technical Overview and Performance Evaluation", 2006. [i.14] WiMAX Forum, Mobile WiMAX - Part II: "A Comparative Analysis", 2006. [i.15] S. Sesia, I. Toufik and M. Baker,"LTE, the UMTS Long Term Evolution: from Theory to Practice", John Wiley and Sons, 2009. [i.16] Void. [i.17] C. Gessner, "UMTS Long Term Evolution (LTE) Technology Introduction", Application Note 1MA111, Rohde and Schwarz, www2.rohde-schwarz.com/file/1MA111-2E.pdf, Sep. 2008. [i.18] M. Maqbool, M. Coupechoux and P. Godlewski, "Subcarrier permutation types in IEEE 802.16e", www.telecom-paristech.fr/-data/files/docs/id-792-1208254315-271.pdf, Apr. 2008. [i.19] ETSI TR 102 662 (V1.1.1): "Satellite Earth Stations and Systems (SES); Advanced satellite based scenarios and architectures for beyond 3G systems", March 2010. [i.20] 3GPP TR 25.896 (V6.0.0): "Feasibility Study for Enhanced Uplink for UTRA FDD". [i.21] J. Laiho, A. Wacker and T. Novosad, "Radio Network Planning and Optimization for UMTS", John Wiley & Sons, Ltd., 2002. [i.22] ETSI TR 102 058: "Satellite Earth Stations and Systems (SES); Satellite Component of UMTS/IMT-2000; Evaluation of the W-CDMA UTRA FDD as a Satellite Radio Interface". [i.23] ETSI TS 136 104 (V8.2.0): "LTE; Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception (3GPP TS 36.104 version 8.2.0 Release 8)". 3 Symbols and abbreviations 3.1 Symbols For the purposes of the present document, the following symbols apply: α Code orthogonality factor E N Energy per bit to noise spectral density ratio b o E I Energy per chip to same cell interference density ratio c or G Geometry factor, which is the same cell interference to other cell interference ratio I I or oc -inf Negative infinite W R Processing gain, which is the chip rate/bit rate T The useful OFDM symbol duration B ΔF Carrier spacing ETSI 8 ETSI TR 101 542 V1.2.1 (2013-07) 3.2 Abbreviations For the purpose of the present document, the following abbreviations apply: 3G/ 4G 3rd/ 4th Generation (mobile systems) 3GPP 3rd Generation Partnership Project AMC Adaptive Modulation and Coding AWGN Additive White Gaussian Noise BER Bit Error Rate BLER Block Error Rate BPSK Binary Phase Shift Keying CDMA Code Division Multiple Access CGC Complementary Ground Components CP Cyclic Prefix CPICH Common Pilot Channel CRC Cyclic Redundancy Check CTC Convolutional Turbo Code (Duo-Binary Turbo) DCH Dedicated Channel DFT Discrete Fourier Transform DL Downlink DL+UL Downlink + Uplink DPCCH Dedicated Physical Control Channel DPDCH Dedicated Physical Data Channel DS-CDMA Direct Sequence Code Division Multiple Access E-DCH Enhanced DCH E-DPCCH Enhanced DPCCH E-DPDCH Enhanced DPDCH E-UTRA Evolved Universal Terrestrial Radio Access FDD Frequency Division Duplex FEC Forward Error Control Coding F Frequency band in the spectrum allocated to FSS FSS FFT Fast Fourier Transform F Frequency band in the spectrum allocated to MSS MSS FSS Fixed Satellite Service FUSC Full Usage of the Sub-channels HARQ Hybrid Automatic Repeat Request HD High-speed Downlink HSDPA High Speed Downlink Packet Access HS-DSCH High Speed Downlink Shared Channel HSPA High Speed Packet Access HS-PDSCH High Speed Physical Downlink Shared Channel HS-SCCH High Speed Shared Control Channel HSUPA High Speed Uplink Packet Access IBO Input Back-Off IEEE Institute of Electrical and Electronics Engineers IFFT Inverse Fast Fourier Transform IR Incremental Redundancy LOS Line Of Sight LTE Long Term Evolution (of 3GPP UMTS) MAESTRO Mobile Applications and sErvices based on Satellite and Terrestrial inteRwOrking MIMO Multiple Input Multiple Output MSS Mobile Satellite Services NFFT Number of FFT samples NLOS Non Line of Sight OBO Output Back-Off OFDM Orthogonal Frequency Division Multiplexing OFDMA Orthogonal Frequency Division Multiple Access OVSF Orthogonal Variable Spreading Factor PAPR Peak to Average Power Ratio PCCC Parallel Concatenated Convolutional Code (Binary Turbo) PDSCH Physical Downlink Shared Channel ETSI 9 ETSI TR 101 542 V1.2.1 (2013-07) PhyL Physical Layer PRB Physical Resource Block PUSC Partial Usage of Subcarriers PUSCH Physical Uplink Shared Channel QAM Quadrature Amplitude Modulation QPSK Quadrature Phase Shift Keying RB Resource Block RNC Radio Network Control RV Redundancy Version SC-FDMA Single Carrier Frequency Division Multiple Access SES Satellite Earth Stations and Systems SF Spreading Factor SSPA Solid State Power Amplifier STBC Space Time Block Code Tb Symbol Time (OFDM, without cyclic extension) TDD Time Division Duplex Tg Guard Time or CP duration Ts Symbol Time (OFDM, with cyclic extension) TTI Transmit Time Interval TWTA Travelling Wave Tube Amplifier UE User Equipment UL Uplink UMTS Universal Mobile Telecommunications System UTRA Universal Terrestrial Radio Access VRB Virtual Resource Block WCDMA Wideband Code Division Multiple Access WiMAX Worldwide interoperability for Microwave Access 4 Introduction WCDMA [i.1] to [i.6] is the air-interface for the universal mobile telecommunications system (UMTS) which is a 3G mobile standard specified by the 3GPP. It is based on direct sequence code division multiple access (DS-CDMA) due to its robustness in wideband channels and support for asymmetric data rate applications. Release 4 WCDMA has been enhanced to Release 5 and 6 versions for higher data rate applications. These enhancements, referred to as high speed packet access (HSPA), incorporate advanced features such as higher order modulation, fast link adaption, HARQ and spatial diversity. However, prominent candidates for 4G mobile communications include the 3GPP LTE standard [i.7] to [i.9] and the IEEE mobile WiMAX standard [i.10], both of which are based on orthogonal frequency division multiple access (OFDMA) air-interface, due to its robustness against frequency-selective fading and flexibility of subcarrier allocations. LTE is specified as the long term evolution of UMTS while HSPA can be regarded as its short term evolution. It is observed that all the standards share similarities in the advanced features introduced in HSPA. However, there are fundamental differences in the air-interfaces, frame structures and system/link parameters. Moreover, these standards and their advanced features were specified for terrestrial communications and it would be useful to establish their performance under realistic satellite links (which involve satellite wideband fading channels and power amplifier non- linearity). Therefore, in this study, we compare the link-level performance of HSPA with that of LTE and mobile WiMAX, over satellite links. Figure 1 describes the evolution of the three baseline terrestrial technologies. For performance comparison in the present document, HSPA Release 6, LTE Release 8 and mobile WiMAX Release 1.0 versions are used. ETSI 10 ETSI TR 101 542 V1.2.1 (2013-07) Figure 1: Evolution of HSPA, LTE and Mobile WiMAX 5 Conventional evaluation results on candidate radio interfaces in MSS context In this clause, we recall outcomes of prior feasibility studies on the use of WCDMA and OFDM based radio interface in the context of mobile satellite systems. 5.1 WCDMA based radio interface The feasibility study on WCDMA UTRA FDD as a satellite radio interface has been done in TR 102 058 [i.22]. Main study results are summarized as: • MSS systems using WCDMA can complement UMTS network with additional capacity. • Allows technology synergy and interoperability with terrestrial UMTS network. • Enables full frequency reuse in all beams and satellites. • Allows to support broadcast/multicast services over large areas. • Suitable to complement terrestrial UMTS network coverage and services in areas where: - terrestrial systems have not been deployed for business attractiveness reasons; or - terrestrial system requires coverage and/or capacity complement; or - terrestrial system has suffered environmental damages (crisis conditions). In the present document, we will only consider HSPA operation of WCDMA. 5.2 OFDM based radio interface A feasibility study on the use of OFDM as a satellite radio interface has been carried out and reported in TR 102 443 [i.11]. Main results are summarized as: • It appears that, notwithstanding the large PAPR, it is possible to efficiently transmit OFDM signals through non-linear satellite links with very small IBO and OBO values. • This surprising result is the fruit of virtuous cross-fertilization between careful predistortion design and powerful forward error correction coding application. ETSI

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Preliminary comparison of OFDM and WCDMA in MSS context . R. van Nee and R. Prasad, "OFDM for Wireless Multimedia Communications", Artech House, . fading channels and perfect channel estimation, OFDM produces small losses CGCs's feeder link is either in MSS or a Fixed Satellite.
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