TORT LIABILITY FOR HUMAN RIGHTS ABUSES Advancing a bold theory of the relevance of tort law in the fight against human rights abuses, celebrated US law professor George Fletcher here challenges the community of international lawyers to think again about how they can use the Alien Tort Statute. Beginning with an historical analysis, Fletcher shows how tort and criminal law originally evolved to deal with similar problems, how tort came to be seen as primarily concerned with negligence, and how the Alien Tort Statute has helped establish the importance of tort law in international cases. In a series of cases starting with Filartiga and culminating most recently in Sosa, Fletcher shows how torture cases led to the reawakening of the Alien Tort Statute, changing US law and giving legal practitioners a tool with which to assist victims of torture and other extreme human rights abuses. This leads to an examination of Agent Orange and the possible commission of war crimes in the course of its utilisation, and the theory of liability for aiding and abetting the US military and other military forces when they commit war crimes. The book concludes by looking at the cutting-edge cases in this area, particularly those involving liability for funding terrorism, and the remedies avail- able, particularly the potential offered by the compensation cham- ber in the International Criminal Court. Tort Liability for Human Rights Abuses George P Fletcher OXFORD AND PORTLAND, OREGON 2008 Published in North America (US and Canada) by Hart Publishing c/o International Specialized Book Services 920 NE 58th Avenue, Suite 300 Portland, OR 97213-3786 USA Tel: +1 503 287 3093 or toll-free: (1) 800 944 6190 Fax: +1 503 280 8832 E-mail: [email protected] Website: http://www.isbs.com © George P Fletcher 2008 George P Fletcher has asserted his right under the Copyright, Designs and Patents Act 1988, to be identified as the author of this work. All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission of Hart Publishing, or as expressly permitted by law or under the terms agreed with the appropriate reprographic rights organisation. Enquiries con- cerning reproduction which may not be covered by the above should be addressed to Hart Publishing at the address below. Hart Publishing Ltd, 16C Worcester Place, Oxford, OX1 2JW Telephone: +44 (0)1865 517530 Fax: +44 (0)1865 510710 E-mail: [email protected] Website: http://www.hartpub.co.uk British Library Cataloguing in Publication Data Data Available ISBN: 978-1-84113-794-0 Typeset by Compuscript Ltd, Shannon Printed and bound in Great Britain by TJ International Ltd, Padstow, Cornwall For Francisco, the beloved father of Brachah Contents Introduction: The New Rights .....................................................1 1. Rights for Humans ..............................................................1 2. Universal Jurisdiction ..........................................................4 3. Acquiring Jurisdiction over the Person ..............................15 4. The Basic Elements of the ATCA .......................................17 5. A Preview of the Argument ...............................................25 1: A Comparative Analysis of Tort Law .....................................27 1. The Original ‘Ticking Bomb’ Case ....................................30 2. The Attempt to Reconcile Trespass and Case ....................37 3. The ‘Birth’ of Strict Liability ..............................................39 4. Proximate Cause: The Last Gasp of Trespass ....................45 5. Comparative Analysis ........................................................53 6. If Criminal, Tort Follows ...................................................57 7. Punitive Damages ..............................................................58 2: The Paradigm of Efficiency ....................................................67 1. The Transition from Negative to Positive Efficiency ..........69 2. From Negative to Positive Efficiency: Once More .............73 3. The Implications of Cost–Benefit Analysis .........................79 3: Reciprocity .............................................................................85 1. Private Law, not Public Law ..............................................87 2. The Dispute about Contributory and Comparative Negligence .........................................................................91 3. Excusing Risks ...................................................................95 4. Critique of Reciprocity ....................................................103 4: The Paradigm of Aggression ................................................105 1. The Passive Victim ...........................................................108 2. Interaction as the Alternative ...........................................110 5: Torture as Aggression ..........................................................115 1. Filartiga: The Pivotal Decision .........................................115 2. The Oddities of Torture ...................................................117 viii Contents 3. Torture in the Context of Armed Conflict .......................121 4. An Affirmative Account of Torture ..................................123 5. The Element of State Action ............................................125 6. Karadžic´ Completes the Cycle ..........................................127 7. Torts as Domination ........................................................128 6: The Jurisprudence of Sosa ....................................................133 1. The Abduction, and Losing in the Supreme Court ..........133 2. Winning in the Supreme Court ........................................135 3. Discretionary Development of the ATCA ........................144 4. Reconstructing the Sosa Opinion .....................................153 5. Discretion and Specificity ................................................157 7: The Liability of Accessories .................................................161 1. The Nature of Complicity ...............................................164 2. The Khulumani Case .......................................................168 8: Concluding Theses ...............................................................173 Appendix One: ATCA Cases Cited in the Preceding Text in the Order they were Cited ........................................177 Appendix Two: Additional ATCA-related Cases not Cited in the Text ............................................................185 Index ........................................................................................199 Introduction The New Rights Since World War II a great conceptual transformation has occurred in the way politicians and lawyers think about indi- vidual rights against governments. In the 1930s and 1940s these rights were called civil rights and civil liberties. The US Supreme Court was the centre of this development. The justices engaged far- reaching issues of free speech and freedom of the press, the right to a fair trial, and the suppression of racial discrimination. The struggles for these constitutional rights were fought specifically under the banner of ‘civil rights’ and ‘civil liberties’. 1. RIGHTS FOR HUMANS With the United Nations Charter of 26 June 1945 and the Universal Declaration of Human Rights, passed by the newly born General Assembly on 10 December 1948, a new language came into focus—the idiom of human rights.1 The idiom changed but the substance did not. The same rights that American constitutional lawyers had fought for since the enactment of the Bill of Rights in 1891 had taken on new connotations. They were universal rights, belonging to everyone—not because they were American or subject to the jurisdiction of the American states, but just because they attached to every human being. After the Civil War, the Fourteenth Amendment of the US Constitution recognised that the right to equal protection of the laws accrued to everyone simply because they were ‘persons’ within the jurisdiction of a state. No state could discriminate against human beings under its power nor could it deprive of them of life, liberty, or property without due process of 1 The UN Charter refers to ‘human rights’ several times. See Preamble, and Arts 1, 55, and 76.
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