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Springer Series in Solid-State Sciences 190 Dario Bercioux · Jérôme Cayssol  Maia G. Vergniory · M. Reyes Calvo Editors Topological Matter Lectures from the Topological Matter School 2017 Springer Series in Solid-State Sciences Volume 190 Series editors Bernhard Keimer, Stuttgart, Germany Roberto Merlin, Ann Arbor, MI, USA Hans-Joachim Queisser, Stuttgart, Germany Klaus von Klitzing, Stuttgart, Germany TheSpringerSeriesinSolid-StateSciencesconsistsoffundamentalscientificbooks prepared by leading researchers in the field. They strive to communicate, in a systematic and comprehensive way, the basic principles as well as new developments in theoretical and experimental solid-state physics. More information about this series at http://www.springer.com/series/682 é ô Dario Bercioux J r me Cayssol (cid:129) Maia G. Vergniory M. Reyes Calvo (cid:129) Editors Topological Matter Lectures from the Topological Matter School 2017 123 Editors DarioBercioux Maia G.Vergniory Theoretical Mesoscopic Physics DonostiaInternational Physics Center DonostiaInternational Physics Center Donostia/San Sebastián, Gipuzkoa,Spain Donostia/San Sebastián, Gipuzkoa,Spain M.Reyes Calvo Jérôme Cayssol CIC nanoGUNE Laboratoire Ondeset Matière d’aquitaine Donostia/San Sebastián, Gipuzkoa,Spain Talence,France ISSN 0171-1873 ISSN 2197-4179 (electronic) SpringerSeries inSolid-State Sciences ISBN978-3-319-76387-3 ISBN978-3-319-76388-0 (eBook) https://doi.org/10.1007/978-3-319-76388-0 LibraryofCongressControlNumber:2018950945 ©SpringerNatureSwitzerlandAG2018 Thisworkissubjecttocopyright.AllrightsarereservedbythePublisher,whetherthewholeorpart of the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission orinformationstorageandretrieval,electronicadaptation,computersoftware,orbysimilarordissimilar methodologynowknownorhereafterdeveloped. The use of general descriptive names, registered names, trademarks, service marks, etc. in this publicationdoesnotimply,evenintheabsenceofaspecificstatement,thatsuchnamesareexemptfrom therelevantprotectivelawsandregulationsandthereforefreeforgeneraluse. The publisher, the authors and the editors are safe to assume that the advice and information in this book are believed to be true and accurate at the date of publication. Neither the publisher nor the authorsortheeditorsgiveawarranty,expressorimplied,withrespecttothematerialcontainedhereinor for any errors or omissions that may have been made. The publisher remains neutral with regard to jurisdictionalclaimsinpublishedmapsandinstitutionalaffiliations. ThisSpringerimprintispublishedbytheregisteredcompanySpringerNatureSwitzerlandAG Theregisteredcompanyaddressis:Gewerbestrasse11,6330Cham,Switzerland Preface In the past few years, the Donostia International Physics Center (DIPC) has laun- chedanextensiveresearchefforttotheinvestigationoftopologicalstatesofmatter (TSM). The education of graduate students and young postdoctoral fellows is an essential aspect of this effort. In this spirit, we have organised on a yearly basis a summer school which gathers worldwide experts on the subject—the Topological Matter School series. Our goal is to provide students with a pedagogical but comprehensive and up-to-date presentation of this quickly growing field. The lec- turesfromthepast2017editionoftheschoolarenowcollectedinthisbook,which aims to serve as an educational introduction to those newly approaching the study oftopologyincondensedmattersystems.Thevolumeincludeschaptersbothonthe fundamental theoretical aspects and on some of the latest experimental break- throughs in the field. Topology is a field of mathematics that has fed almost all the domains of physics, ranging from high-energy to condensed matter systems, from the pioneering work of Dirac on magnetic monopoles to modern gauge theories, classification of topological defects in ordered phases, Berezinskii–Kosterlitz– Thouless transition, spin chains, quantum Hall effects, and in the last decade topological insulators and semimetals. The topological effects discussed in this book are related to the particular winding properties of electronic Berry phase of Blochelectronicstatesinspecificinsulatingandconductingmaterials.Therefore,it can be seen as a refinement of standard band structure theory where the primary interest was focused only on the energy level dispersion and gaps while ignoring the subtle properties of the quantum mechanical phases. In condensed matter, topological effects are mainly related to the non-trivial winding of the phase of bulk Bloch states around the whole Brillouin zone. TSM manifests themselves in several new features: (i) the emergence of gapless con- ducting states confined at the external boundary of the system or between two systems with different windings, like the chiral edge states of quantum Hall (QH) insulators and Chern insulators, or the helical edge states or surface states of time-reversal invariant topological insulators (TIs); (ii) the existence of quantised responsefunctionsthataretopologicallyprotectedfromlocalperturbations,likethe v vi Preface polarisationin1DinsulatorsorthetransverseconductivityinQHinsulatorsand2D Cherninsulators;(iii)quantumanomaliesinWeylsemimetals(WSs);(iv)Majorana quasi-particle in hybrid systems combining topological insulators with supercon- ductors, or even nanowires with strong spin–orbit, Zeeman coupling and proximity-induced superconductivity. Interestingly all these effects can be tested experimentally, and most of them have already been (or on the way to be) con- firmed in real materials. The implications of TSM go beyond condensed matter physics and have given rise to a highly multidisciplinary field of research that includes chemistry, pho- tonics,atomic,polymerphysics,etc.Besidesthefundamentalinterestthatthefield haspeakedinthescientificcommunity,therealisationoftopologicalmaterialsalso has important technological consequences. A crucial advantage common to all topological materials is the robustness of specific features (like the existence of metallic edge states) against local perturbations or details of sample preparation. The properties of topological materials are expected to lead to technological applications in electronics, spintronics and optoelectronics. For example, the spin-momentum locking of edge or surface states may serve to generate spin-polarised currentsor thelarge quantisednonlinear optical effects can promote technologies like solar cells or photodetectors beyond their current limits. Another relevant aspect of TSM for electronics is related to quantum confinement (QC): to thedate,QChasbeentypicallyobtainedbycomplicatedengineeringprocesses.The advent of topological matter has changed the rules of the game; confinement spontaneously occurs at the surface of a topological insulator and can be thus optimised by the right choice of material, even if the available energy window for the quasi-particles is limited compared to the nanofabrication platforms. The book is composed of tencontributions. The first three chaptersare devoted to the general characterisation of the topology of condensed matter systems. Chapters4 and5 aredevoted, respectively, totheoretical andexperimental aspects of electronic transport in low-dimensional hybrid systems made of TIs and super- conductors. Chapters 6 and 7 are devoted to the physics of 3D Weyl semimetal. Chapters 8, 9 and 10 describe various aspect of growth and characterisation of topological materials. Chapter 1 “Band Theory Without Any Hamiltonians or ‘The way Band Theory ShouldbeTaught’”introducesthetheoryofTopologicalQuantumChemistry.This new formalism predicts the presence or absence of topological phases by studying thebehaviouroforbitalslyinginsomespecialpositionsofthecrystallatticeinreal space. Throughout the chapter, the main concepts of the theory will be analysed following a well-known example: graphene. In Chap. 2 “Topological Crystalline Insulators”, Titus Neupert and Frank SchindlerintroducetheconceptofWilsonloop,whichisBerryphasediagnosticfor systemswithbanddegeneracy.Theauthorsshowtheconnectionofthistopological quantitytotheeigenvaluesofthepositionoperator,thustothegeneralisationofthe problem of polarisation in solids. The concept of Wilson loop is employed for investigating topological crystalline insulators and a new class of topological sys- tems named higher-order topological insulators. Preface vii Dominik Gresch and Alexey Soluyanov in their contribution entitled “Calculating Topological Invariants with Z2Pack” (Chap. 3) present a general introductiontotheconceptofChernnumberinnon-interactingbandsystems.They describeanefficientprocedureforextractingtheChernnumberinconnectionwith the Berry phase and the Wilson loop. This efficient method is at the core of the PythoncodeZ2Pack:throughtheuseofseveralexamples,theauthorsexplainhow to use this package for the evaluation of topological properties. In the contribution “Transport in Topological Insulator Nanowires” by Jens H. Bardarson and Roni Ilan (Chap. 4), the authors make an in-depth analysis of the quantum transport properties of quasi-one-dimensional topological insulator quantum wire. They present the effect of magnetic field and disorder on the transportpropertiesofthesewires.Thesecondpartisdevotedtoproximity-induced superconductivity in topological insulator nanowires, with an emphasis on the emergence and possible detection of Majorana fermions in these hybrid junctions. In his contribution to this book (Chap. 5), Erwann Bocquillon reviews the consequences of induced superconductivity in the surface states of a topological insulator, long predicted as a path for the generation of topological superconduc- tivity and Majorana states. By using microwave excitation and detection tech- niques, Bocquillon and collaborators have detected the elusive signatures of Majorana bound states in Josephson junctions using HgTe as a weak link. In this chapter, the theoretical and technical aspects of their experiments are first intro- duced to provide the reader with the necessary background to understand the fol- lowing detailed review or their results and prospective work in the field. In Chap. 6, Adolfo G. Grushin presents how field theoretical tools borrowed from high-energy physics can be used to study low-energy/effective models of topological matter. First, a generic model for Weyl semimetals is interpreted as a Lorentz breaking theory for fermions in the continuum. Then, three different pos- sibilitiestopromotesuchafieldtheorytoliveonalatticearediscussedtouchingon the importance of the Nielsen–Ninomiya (or fermion doubling) theorem. Finally, AdolfoG.GrushinemphasisesthatWeylsemi-metallicphasesofmatterandrelated systems be described by ambiguous field theories (theories predicting observable quantities that are finite but depend on the regularisation procedure), which high- light interesting aspects of their responses to external fields and make contact with quantum anomalies. In Chap. 7, Alberto Cortijo explains how quantum anomalies, and in particular the chiral anomaly, arise in the recently discovered Weyl semimetals. In such semimetals, Weyl nodes appear in pairs with opposite chiralities (left-handed and right-handedWeylfermions).Foragivenchirality,thedensityofWeylfermionsis not conserved in the presence of collinear electric and magnetic fields: this is the chiral anomaly. After reviewing the role of symmetries in field theory (both clas- sical and quantum) briefly and defining quantum anomalies, Alberto Cortijo uses the semiclassical Boltzmann theory to derive the formula for the rate of change of left (respectively, right)-handed fermionic densities. The crucial ingredient is the introduction of Berry phase terms in the semiclassical equations of motion since eachWeylnodebehavesasamagneticmonopoleink-space,namelyasource/sink viii Preface ofBerrycurvatureflux.Thechapterisself-containedandalsoaddressesthecrucial role of internode relaxation processes and the positive magnetoconductivity of Weyl semimetals arising from the quantum anomaly. InChap.8“TopologicalMaterialsinHeuslerCompounds”,FelserandSunwill presenttheHeuslerscompoundsandallthedifferenttopologicalmaterialstheycan realise. The interplay of symmetry, spin–orbit coupling and magnetic structure allows for the realisation of a wide variety of topological phases through Berry curvature design, from Weyl semimetals to nodal lines or the recently discovered antiskyrmions. In Chap. 9, Schoop and Topp introduce some basic concepts of solid-state chemistry and how they can help identify new topological materials, providing a short overview of common crystal growth methods and the most significant char- acterisation techniques available to identify topological properties. This chapter aims to provide a guide for implementing simple chemical principles in the search for new topological materials, as well as giving a basic introduction to the steps necessary to experimentally verify the electronic structure of a material. In Chap. 10, Haim Beidenkopf presents an intuitive analogy between the real space topological screw dislocation in solids and the momentum space Weyl node structure of topological semimetals. Bulk-boundary correspondence results in unique surface features in the form of step edges at the surface of bulk with screw dislocations and surface Fermi arcs in the surface for Weyl semimetals. In both cases,Beidenkopfandhisteamapply scanningtunnellingmicroscopytothestudy ofthesephenomena.Therealspacecaseofdislocationscanbecharacterisedbyjust topographical images of step edges in the surface. The detection of momentum surface Fermi arcs requires more advanced techniques such as quasi-particle interference(QPI),whichallowextractingvaluableinformationonthepropertiesof Weyl fermions in materials such as TaAs. The editors thank the authors of each contribution for making this volume possibleandsuccessful.WearealsogratefultothestaffoftheDIPCandofCursos de Verano of the University of Basque Country for the support during the running of the different editions of the TMS school: from basic to advanced. Gipuzkoa, Spain Dario Bercioux Gipuzkoa, Spain M. Reyes Calvo Talence, France Jérôme Cayssol Gipuzkoa, Spain Maia G. Vergniory Contents 1 Band Theory Without Any Hamiltonians or “The Way Band Theory Should Be Taught”. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 I. Robredo, B. A. Bernevig and Juan L. Mañes 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1 1.2 Hexagonal Lattice. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 1.2.1 Orbits for the Different q Points. . . . . . . . . . . . . . . . . . 6 1.2.2 Adding Orbitals . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 1.3 Adding p Orbitals at 2b Positions . . . . . . . . . . . . . . . . . . . . . . 8 1.3.1 Spinless p Orbitals . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 1.3.2 Spinful p Orbitals. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 1.4 Inducing a Band Representation. . . . . . . . . . . . . . . . . . . . . . . . 12 1.5 Little Groups at k Points in the First BZ . . . . . . . . . . . . . . . . . 13 1.6 Example of Band Representation . . . . . . . . . . . . . . . . . . . . . . . 15 1.6.1 Spinful Graphene . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15 1.6.2 Spinless Graphene . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18 1.7 Subducing the Band Representation . . . . . . . . . . . . . . . . . . . . . 19 1.7.1 C Point . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19 1.7.2 K Point . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 1.7.3 M Point . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20 1.7.4 High-Symmetry Lines. . . . . . . . . . . . . . . . . . . . . . . . . . 20 1.8 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22 References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 2 Topological Crystalline Insulators. . . . . . . . . . . . . . . . . . . . . . . . . . 31 Titus Neupert and Frank Schindler 2.1 Wilson Loops and the Bulk-Boundary Correspondence. . . . . . . 31 2.1.1 Introduction and Motivation . . . . . . . . . . . . . . . . . . . . . 31 2.1.2 Definitions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 2.1.3 Wilson Loop and Position Operator. . . . . . . . . . . . . . . . 33 2.1.4 Bulk-Boundary Correspondence . . . . . . . . . . . . . . . . . . 41 ix

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