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Tones and Features Studies in Generative Grammar 107 Editors Harry van der Hulst Jan Koster Henk van Riemsdijk De Gruyter Mouton Tones and Features Phonetic and Phonological Perspectives edited by John A. Goldsmith, Elizabeth Hume, and W. Leo Wetzels De Gruyter Mouton The series Studies in Generative Grammar was formerly published by Foris Publications Holland. ISBN 978-3-11-024621-6 e-ISBN 978-3-11-024622-3 ISSN 0167-4331 Library of Congress Cataloging-in-Publication Data Tones and features : phonetic and phonological perspectives / edited by John A. Goldsmith, Elizabeth Hume, Leo Wetzels. p. cm. — (Studies in generative grammar; 107) Includes bibliographical references and index. ISBN 978-3-11-024621-6 (alk. paper) 1. Phonetics. 2. Grammar, Comparative and general—Phonology. I. Goldsmith, John A., 1951- II. Hume, Elizabeth V., 1956- III. Wetzels, Leo. P217.T66 2011 414'.8—dc23 2011030930 Bibliographic information published by the Deutsche Nationalbibliothek The Deutsche Nationalbibliothek lists this publication in the Deutsche Nationalbibliogra(cid:191) e; detailed bibliographic data are available in the Internet at http://dnb.d-nb.de. © 2010 Walter de Gruyter GmbH & Co. KG, Berlin/Boston Typesetting: Re(cid:191) neCatch Ltd, Bungay, Suffolk Printing: Hubert & Co. GmbH & Co. KG, Göttingen (cid:2) Printed on acid-free paper Printed in Germany www.degruyter.com Contents Preface vii John Goldsmith, Elizabeth Hume and W. Leo Wetzels 1. The representation and nature of tone Do we need tone features? 3 G. N. Clements, Alexis Michaud and Cédric Patin Rhythm, quantity and tone in the Kinyarwanda verb 25 John Goldsmith and Fidèle Mpiranya Do tones have features? 50 Larry M. Hyman Features impinging on tone 81 David Odden Downstep and linguistic scaling in Dagara-Wulé 108 Annie Rialland and Penou-Achille Somé 2. The representation and nature of phonological features Crossing the quantal boundaries of features: Subglottal resonances and Swabian diphthongs 137 Grzegorz Dogil, Steven M. Lulich, Andreas Madsack, and Wolfgang Wokurek Voice assimilation in French obstruents: Categorical or gradient? 149 Pierre A. Hallé and Martine Adda-Decker An acoustic study of the Korean fricatives /s, s'/: implications for the features [spread glottis] and [tense] 176 Hyunsoon Kim and Chae-Lim Park vi Contents Autosegmental spreading in Optimality Theory 195 John J. McCarthy Evaluating the effectiveness of Uni(cid:191) ed Feature Theory and three other feature systems. 223 Jeff Mielke, Lyra Magloughlin, and Elizabeth Hume Language-independent bases of distinctive features 264 Rachid Ridouane, G. N. Clements and Rajesh Khatiwada Representation of complex segments in Bulgarian 292 Jerzy Rubach Proposals for a representation of sounds based on their main acoustico-perceptual properties 306 Jacqueline Vaissière The representation of vowel features and vowel neutralization in Brazilian Portuguese (southern dialects) 331 W. Leo Wetzels Index 361 Preface The papers in this volume are all concerned with two current topics in phonology: the treatment of features, and the treatment of tone. Most of them grew out of a conference at the University of Chicago’s Paris Center in June of 2009 which was organized by friends and colleagues of Nick Clements in tribute to decades of contributions that he had made to the (cid:191) eld of phonology, both in the United States and in France. Nick’s work served as a natural focus for the discussions and interactions that resulted in the papers that the reader will (cid:191) nd in this book. We, the editors, would like to say a bit about Nick’s career and his work in order to set the context. 1. G. N. Clements Nick was an undergraduate at Yale University, and received his PhD from the School of Oriental and African Studies, University of London, for a dissertation on the verbal syntax of Ewe in 1973, based on work that he did in the (cid:191) eld. In the 1970s, he spent time as a post-doctoral scholar at MIT and then as a faculty member in the Department of Linguistics at Harvard University. Throughout this period he published a series of very in(cid:192) uential articles and books on areas in phonological theory, a large portion of which involved linguistic problems arising out of the study of African languages. His work in this period played an essential role in the development of autosegmental phonology, and his work in the 1980s, when he was a professor of linguistics at Cornell University, was crucial in the development of many of the current views on features, feature geometry, sonority, and syllabi(cid:191) cation. He worked closely with students throughout this time—including one of us, Elizabeth Hume—at Cornell. He also co-wrote books with several phonologists (Morris Halle, Jay Keyser, John Goldsmith) and collaborated on many research projects. In 1991, Nick moved to Paris, where he and his wife, Annie Rialland, worked together on projects in phonetics, phonology, and many other things, both linguistic and not. Visiting Nick in Paris became an important thing for phonologists to do when they had the opportunity to come to Paris. Over the next twenty years or so Nick continued to work sel(cid:192) essly and generously viii Preface with students and more junior scholars, and was widely sought as an invited speaker at conferences. Nick passed away a few months after the conference, late in the summer of 2009. Many of his friends (and admirers) in the discipline of phonology had been able to express their admiration for his contributions through their papers and their kind words at the time of the conference in June. This book is offered as a more permanent but equally heartfelt statement of our affection and respect for Nick’s work in phonology and in linguistics more broadly. 2. Tone The proper treatment of tonal systems has long been an area of great activity and curiosity for phonologists, and for several reasons. Tonal systems appear exotic at (cid:191) rst blush to Western European linguists, and yet are common among languages of the world. The phonology of tone is rich and complex, in ways that other subdomains of phonology do not illustrate, and yet each step in our understanding of tonal systems has shed revelatory light on the proper treatment of other phonological systems. At every turn, tonal systems stretch our understanding of fundamental linguistic concepts: many languages exhibit tonal contrasts, in the sense that there are lexical contrasts that are physically realized as different patterns of fundamental frequency distributed globally over a word. But from a phonological point of view, words are not unanalyzable: far from it—they are composed in an organized fashion from smaller pieces, some mixture of feet, syllables, and segments. Breaking a pitch pattern (when considering an entire word) into pieces that are logically related to phonological or morphological subpieces (which is ultimately ninety percent of a phonologist’s synchronic responsibility) has proven time and time again to be an enormous challenge in the arena of tone. One of the classic examples of this challenge can be found in Clements and Ford’s paper (1979) on Kikuyu tone. In Kikuyu, the surface tone of each syllable is essentially the expression of the previous syllable’s tonal speci(cid:191) cation. Each syllable (often, though not always, a distinct morpheme) thus has an underlying – we are tempted to say, a logical—tone speci(cid:191) cation, but that speci(cid:191) cation is realized just slightly later in the word than the syllable that comprises the other part of the underlying form. Morphemes in such a system show utter disregard for any tendency to try to be realized in a uniform way across all occurrences; tones seem to assert their autonomy and the privileges that come with that, and use it to produce a sort of constant syncopation in the beat of syllable against tone. Preface ix Is tone, then, different from other phonological features? This question is directly posed by three papers in this volume, that by Nick Clements and colleagues, that by Larry Hyman, and that by David Odden. Each is written with the rich background of several decades of research on languages – largely African tone languages, at least as far as primary research is concerned, but also including the fruits of research done on Asian languages over decades as well. In the end, Clements, Michaud, and Patin conclude that tonal features may well be motivated in our studies of tonal systems, but the type of motivation is different in kind from that which is familiar from the study of other aspects of phonology. Hyman, for his part, is of a similar conviction: if tones are analyzed featurally in the ultimate model of phonology, it is not a step towards discovering ultimate similarity between tone and every other phonological thing: tone’s diversity in its range of behavior keeps it distinct from other parts of phonology. David Odden’s chapter also focuses on the motivation for tonal features. However, his focus is on the types of evidence used to motivate a given feature. Along these lines, he argues that tonal features, like other phonological features, are learned on the basis of phonological patterning rather than on the basis of the physical properties of the sounds (for related discussion, see Mielke 2008). Goldsmith and Mpiranya’s contribution addresses not features for tone, but rather one particular characteristic of tone that keeps it distinct from other aspects of phonology: tone’s tendency to shift its point of realization (among a word’s syllables) based on a global metrical structure which is erected on the entire word. This is similar to the pattern we alluded to just above in Kikuyu, but in Kinyarwanda, certain High tones shift their autosegmental association in order to appear in weak or strong rhythmic positions: a bit of evidence that rhythmicity is an important organization principle of tonal assignment, in at least some languages, much like that seen in accent assignment and rarely, if ever, seen in other aspects of a phonological system. The theme of rhythmicity is continued in the paper by Annie Rialland and Penou-Achille Somé. They hypothesize that there is a relationship between the linguistic scaling in Dagara-Wulé, as manifested in downstep sequences, and the musical scaling in the same culture, as found in an eighteen key xylophone. They suggest that downstep scaling and xylophone scaling may share the property of being comprised of relatively equal steps, de(cid:191) ned in terms of semitones. 3. Features The hypothesis that the speech chain can be analyzed as a sequence of discrete segments or phonemes, themselves decomposable into a set of

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