Tiburon CEO Summit XXV Binder - Tiburon Strategic Advisors PDF
Preview Tiburon CEO Summit XXV Binder - Tiburon Strategic Advisors
Tiburon CEO Summit XXV October 8-9, 2013 Tiburon CEO Summit XXV October 8-9, 2013 Table of Contents Tiburon CEO Summit XXV Overview • Agenda................................................................................................................................ 1 • Attendee List...................................................................................................................... 2 Day 1: Tuesday • Tiburon CEO Summit XXV Welcome: Skip Schweiss..……………................................ 3 • General Session Panel Discussion: The Future of the Economy & Markets: (Facilitated by Dan Kern)…............................................................................................... 4 • Mitch Caplan (CEO, Jefferson National Financial) • Steve Lockshin (Chairman, Convergent Wealth Advisors) • Michelle Watson (Chief Investment Officer, First Republic Investment Management) • Chris Wolfe (Chief Investment Officer, Private Banking & Investment Group, Merrill Lynch Wealth Management) • Keynote Presentation: Chip Roame………………………………………………………….. 5 • General Session Panel Discussion: The Future of Online Advice: (Facilitated by Mike Alfred)….…………….…………………….………………….………………................... 6 • Ric Edelman (CEO, The Edelman Financial Group) • John Michel (CEO, CircleBlack) • Simon Roy (President, Jemstep) • Hardeep Walia (CEO, Motif Investing) • Break-Out Sessions…….................................................................................................... 7 1. The Future of the Retirement Market: (Facilitated by Skip Schweiss)………. 8 • Ryan Alfred (President, BrightScope) • Ed Forst (CEO, Lincoln Investment Planning) • Jeff Maggioncalda (CEO, Financial Engines) • Greg Tschider (CEO, Verisight) 2. The Future of the Investment Management Business: (Facilitated by Chuck 9 Lewis)……………………........................................................................................ • Bill Crager (President, Envestnet) • Mark Goldberg (President, Carey Financial, WP Carey & Company) • Chuck Widger (Chairman, Brinker Capital) • Mike Woods (CEO, DWS Investment Distributors) 3. The Future of Technology: (Facilitated by Neal Ringquist)…………………….. 10 • James Carney (CEO, By All Accounts) • Pete Hess (CEO, Advent Software) • Anton Honikman (CEO, My Vest Corporation) • Rob Klapprodt (President, Vestmark) • Spirit of the Tiburon CEO Summits: Eric Clarke, Skip Schweiss, & Frank Trotter……………………………………………………………………….……….................... 11 • General Session Panel Discussion: The Future of Venture Capital & Private Equity Investing in Financial Services: (Facilitated by Chip Roame)....................................... 12 • Ben Cukier (Partner, FTV Capital) • Mark Gormley (Partner, Lee Equity Partners) • Paul Koontz (General Partner, Foundation Capital) • Rich Rosenbaum (Principal, Aquiline Capital Partners) • General Session Panel Discussion: The Future of Financial Advisor Channels: (Facilitated by Bob Herrmann).......................................................................................... 13 • Kent Christian (President, Wells Fargo Advisors Financial Network) • Mike Durbin (President, Fidelity Institutional Wealth Services) • Blake Mohr (CEO, Capitas Financial) • Robert Moore (President, LPL Financial) • Tiburon CEO Summit XXV Day #1 Recap & Closing: Skip Schweiss…....................... 14 Day 2: Wednesday • Tiburon CEO Summit XXV Day Two Welcome: Frank Trotter....................................... 15 • General Session Panel Discussion: Ask the Consumers (Facilitated by Craig Gordon)…………………………….......................................………………………………….. 16 • Betsy M. • Teresa O. • Raju R. • General Session Presentation: Matt Lynch…………………………………………….…... 17 • General Session Panel Discussion: The Future of the Advice Business (Facilitated by Eric Clarke)………………………………………………………………………………….... 18 • Ron Carson (CEO, Carson Wealth Management) • Dan Goldie (CEO, Dan Goldie Financial Services) • Steve Janachowski (CEO, Brouwer & Janachowski) • John Rafal (CEO, Essex Financial Services) • General Session Panel Discussion: Ask the Aspiring National Wealth Management Firms (Facilitated by Randy Moore) …………………………………….…………………… 19 • John Bunch (CEO, The Mutual Fund Store) • Joe Duran (CEO, United Capital Financial Partners) • Mark Hurley (CEO, Fiduciary Network) • Elliot Weissbluth (CEO, HighTower) • Tiburon CEO Summit XXV Recap & Closing: Frank Trotter & Chip Roame…………. 20 Tiburon CEO Summit XXV Reference Documents • Tiburon Brochure............................................................................................................... 21 • Tiburon CEO Summits....................................................................................................... 22 • Tiburon CEO Summit XXV Sponsors.............................................................................. 23 • Tiburon CEO Summit XXV Media Sponsors................................................................... 24 • Tiburon CEO Summit XXV Onsite Team......................................................................... 25 • Tiburon CEO Summit XXV Attendee Policy.................................................................... 26 • Tiburon CEO Summits Past Media Coverage.................................................................. 27 Tiburon CEO Summit XXV Meeting Agenda Monday, October 7, 2013 6:00pm-9:00pm: Cocktail Reception Tuesday, October 8, 2013 7:00am-7:45am: Continental Breakfast • Attendees should feel free to bring breakfast foods to the opening session 7:45am-8:00am: Tiburon CEO Summit XXV Welcome • Presented by Skip Schweiss (President, TD Ameritrade Trust Company) 8:00am-9:00am: General Session Panel Discussion: The Future of the Economy & Markets • Facilitated by Dan Kern (President, Advisor Partners) • Tiburon Client Panelists: o Mitch Caplan (CEO, Jefferson National Financial) o Steve Lockshin (Chairman, Convergent Wealth Advisors) o Michelle Watson (Chief Investment Officer, First Republic Investment Management) o Chris Wolfe (Chief Investment Officer, Private Banking & Investment Group, Merrill Lynch Wealth Management) 9:00am-9:15am: Refreshments & Cell Phone Break 9:15am-10:45am: Keynote Presentation • The Future of Wealth Management • Presented by Chip Roame (Managing Partner, Tiburon Strategic Advisors) • Introduced by Skip Schweiss (President, TD Ameritrade Trust Company) 10:45am-11:00am: Cell Phone Break 11:00am-12:00pm: General Session Panel Discussion • The Future of Online Advice • Facilitated by Mike Alfred (CEO, BrightScope) • Tiburon Client Panelists: o Ric Edelman (CEO, The Edelman Financial Group) o John Michel (CEO, CircleBlack) o Simon Roy (President, Jemstep) o Hardeep Walia (CEO, Motif Investing) 12:00pm-12:15pm: Cell Phone Break 12:15pm-1:15pm: Box Lunches & Break-Out Sessions: Please take lunch to your choice of break-out session • BOS Option I: The Future of the Retirement Market o Facilitated by Skip Schweiss (President, TD Ameritrade Trust Company) o Tiburon Client Panelists: o Ryan Alfred (President, BrightScope) o Ed Forst (CEO, Lincoln Investment Planning) o Jeff Maggioncalda (CEO, Financial Engines) o Greg Tschider (CEO, Verisight) • BOS Option II: The Future of the Investment Management Business o Facilitated by Chuck Lewis (Vice Chairman, MyVest Corporation) o Tiburon Client Panelists: o Bill Crager (President, Envestnet) o Mark Goldberg (President, Carey Financial) o Chuck Widger (Chairman, Brinker Capital) o Mike Woods (CEO, DWS Investments Distributors) • BOS Option III: The Future of Technology o Facilitated by Neal Ringquist (President, Advisor Software) o Tiburon Client Panelists: o James Carney (CEO, By All Accounts) o Pete Hess (CEO, Advent Software) o Anton Honikman (CEO, MyVest Corporation) o Rob Klapprodt (President, Vestmark) 1:15pm-1:30pm: Cell Phone Break 1:30pm-1:45pm: Spirit of the Tiburon CEO Summits • Presented by Eric Clarke (President, Orion Advisor Services), Skip Schweiss (President, TD Ameritrade Trust Company), & Frank Trotter (President, EverBank Direct) 1:45pm-3:00pm: General Session Panel Discussion • The Future of Venture Capital & Private Equity Investing in Financial Services • Facilitated by Chip Roame (Managing Partner, Tiburon Strategic Advisors) • Tiburon Client Panelists: o Ben Cukier (Partner, FTV Capital) o Mark Gormley (Partner, Lee Equity Partners) o Paul Koontz (General Partner, Foundation Capital) o Rich Rosenbaum (Principal, Aquiline Capital Partners) 3:00pm-3:15pm: Refreshments & Cell Phone Break 3:15pm-4:30pm: General Session Panel Discussion • The Future of the Financial Advisor Channels • Facilitated by Bob Herrmann (CEO, Discovery Data) • Tiburon Client Panelists: o Kent Christian (President, Wells Fargo Advisors Financial Network) o Mike Durbin (President, Fidelity Institutional Wealth Services) o Blake Mohr (CEO, Capitas Financial) o Robert Moore (President, LPL Financial) 4:30pm-4:45pm: Tiburon CEO Summit XXV Day #1 Recap & Closing • Presented by Skip Schweiss (President, TD Ameritrade Trust Company) 4:45pm-6:30pm: Free Time & Shuttle/Ferry to Dinner • Ferry boat option #1: walking departure from the hotel lobby (group led by Frank Trotter will leave lobby promptly at 4:55pm) to board 5:25pm ferry boat (arrival approximately at 5:50pm, before the start of cocktails) • Bus option: 5:40pm departure from the hotel lobby (arrival approximately at 6:30pm, close to the start of cocktails) • Ferry boat option #2: walking departure from the hotel lobby (group led by Skip Schweiss will leave lobby promptly at 6:00pm) to board 6:30pm ferry boat (arrival at 6:55pm, 25 minutes after start of cocktails) 6:30pm-9:30pm: Tiburon CEO Summit XXV Group Dinner • 6:30pm-7:30pm: Cocktail Hour • 7:30pm-8:15pm: Dinner • 8:15pm-9:30pm: Dessert & After Dinner Reception Wednesday, October 9, 2013 7:00am-7:45am: Continental Breakfast • Attendees should feel free to bring breakfast foods to the opening session 7:45am-8:00am: Tiburon CEO Summit XXV Day #2 Welcome • Presented by Frank Trotter (President, EverBank Direct) 8:00am-8:45am: General Session Panel Discussion • Ask the Consumers • Facilitated by Craig Gordon (Business Head, RBC Correspondent & Advisor Services) • Consumer Panelists: o Betsy M. o Teresa O. o Raju R. 8:45am-9:00am: Cell Phone Break 9:00am-9:45am: General Session Presentation • Leading by Example: Focusing on Consumers & Challenging Conventional Wisdom • Matt Lynch (Principal, Tiburon Strategic Advisors) 9:45am-10:00am: Refreshments & Cell Phone Break 10:00am-11:00am: General Session Panel Discussion • The Future of the Advice Business • Facilitated by Eric Clarke (President, Orion Advisor Services) • Tiburon Client Panelists: o Ron Carson (CEO, Carson Wealth Management Group) o Dan Goldie (CEO, Dan Goldie Financial Services) o Steve Janachowski (CEO, Brouwer & Janachowski) o John Rafal (CEO, Essex Financial Services) 11:00am-11:15am: Cell Phone Break 11:15am-12:15pm: General Session Panel Discussion • Ask the Aspiring National Wealth Management Firms • Facilitated by Randy Moore (Partner, Financial Services & Product Group, Alston & Bird) • Tiburon Client Panelists o John Bunch (CEO, The Mutual Fund Store) o Joe Duran (CEO, United Capital Financial Partners) o Mark Hurley (CEO, Fiduciary Network) o Elliot Weissbluth (CEO, HighTower) 12:15pm-12:30pm: Box Lunches & Cell Phone Break 12:30pm-1:00pm: Tiburon CEO Summit XXV Recap & Closing • Presented by Frank Trotter (President, EverBank Direct) & Chip Roame (Managing Partner, Tiburon Strategic Advisors) Tiburon CEO Summit XXV Attendees Tiburon is pleased to announce that the following 204 Tiburon clients have already confirmed their attendance for Tiburon CEO Summit XXV: • Chip Roame (Managing Partner, Tiburon Strategic Advisors) • Rick Adler (Co-Founder, Convergent Capital Management) • Sonia Ahuja (Executive Vice President, Business Development & Strategy, BrightScope) • Mike Alfred (CEO, BrightScope) • Ryan Alfred (President, BrightScope) • Adam Antoniades (CEO, First Allied Securities) • Mike Apker (Business Head, Reporting & Data Aggregation Services, Envestnet) • Daniel Applegarth (Chief Financial Officer, NorthStar Financial Services Group) • Carla Avila (Business Head, Financial Institutions, Baron Capital Group) • Chuck Baldiswieler (CEO, TCW Funds) • David Barry (CEO, Trust Company of America) • Tony Batman (CEO, 1st Global Capital Corporation) • David Baum (Partner, Investment Products & Services Group, Alston & Bird) • Noreen Beaman (CEO, Brinker Capital) • Craig Birk (Chief Investment Officer, Personal Capital Corporation) • Mag Black (CEO, Beverly Hills Wealth Management) • Catherine Bonneau (CEO, Cetera Financial Institutions) • Joe Bottazzi (Executive Vice President, Business Development, Edelman Financial Services) • Peter Boyle (President, Clifford Swan Investment Counsel) • Kurt Brouwer (Chairman, Brouwer & Janachowski) • Todd Brunskill (Chief Marketing Officer, First Rate Investment Systems) • John Bunch (CEO, The Mutual Fund Store) • Brad Burgess (Chief Technical Officer, Orion Advisor Services) • Derek Burke (President, First Investors Management Company) • Dewey Bushaw (Executive Vice President, Retirement Solutions Division, Pacific Life Insurance Company) • Jim Cahn (Chief Investment Officer, Wealth Enhancement Group) • Jessica Campbell (Executive Vice President, Client Success, BrightScope) • Chris Candelaria (Business Head, MyVest Advisors) • David Canter (Executive Vice President, Practice Management & Consulting, Fidelity Institutional Wealth Services) • Mike Capelle (Executive Vice President, United Capital Financial Partners) • Mitch Caplan (CEO, Jefferson National Financial) • John Carey (Chief Operating Officer, FolioDynamix) • James Carney (CEO, By All Accounts) • Ron Carson (CEO, Carson Wealth Management Group) • Christine Cataldo (Chief Operations Officer, Edelman Financial Services) • Sasank Chary (Principal, Sageview Capital) • Kent Christian (President, Wells Fargo Advisors Financial Network) • Kevin Cimring (CEO, Jemstep) • Eric Clarke (President, Orion Advisor Services) • Mike Clinton (Chief Operating Officer, Loring Ward Group) • David Conover (President, Wealth Management & Brokerage, EverBank Financial) • Ron Cordes (Co-Chairman, Genworth Financial Wealth Management) • Brian Corkery (Business Head, National Accounts, North America, Wealth Management Services, Citi Open Wealth, Citi Investor Services) • Jim Cox (Chief Financial Officer, Advent Software) • John Coyne (Vice Chairman, Brinker Capital) • Bill Crager (President, Envestnet) • Jon Creighton (Business Head, Information Technology Operations, Silicon Valley Bank) • Ben Cukier (Partner, FTV Capital) • Linda Davis Taylor (CEO, Clifford Swan Investment Counsel) • Jeff Dekko (CEO, Wealth Enhancement Group) • Nicholas DiLisi (Chief Technology Officer, eMoney Advisor) • Stuart DePina (President, Envestnet Tamarac) • Rich Dion (President, Placemark Investments) • Steve Dorval (Business Head, Defined Contribution Investments, NYLIM Retirement Plan Services, New York Life Investment Management) • Jeffrey Dunham (CEO, Dunham & Associates Investment Counsel) • Joe Duran (CEO, United Capital Financial Partners) • Mike Durbin (President, Fidelity Institutional Wealth Services) • Ric Edelman (CEO, The Edelman Financial Group) • Tom Embrogno (Executive Vice President, Docupace Technologies) • Pete Engelken (President, Pathway Strategic Advisors) • Mike Everett (Chief Business Development Officer, MyVest Corporation) • Michelle Farmer (General Counsel, Advisor Software) • Carrie Fleisher (Chief Risk & Compliance Officer, M Holdings Securities) • Ed Forst (CEO, Lincoln Investment Planning) • Greg Francoeur (Chief Financial Officer, Wealth Management, City National Corporation) • Chris Frieden (Partner, Financial Services & Products, Alston & Bird) • Matt Frymier (President, Corrum Capital Management) • Mark Goldberg (President, Carey Financial) • Dan Goldie (CEO, Dan Goldie Financial Services) • Ted Gooden (Partner, Berkshire Capital Securities) • Craig Gordon (Business Head, RBC Correspondent & Advisor Services) • Mark Gormley (Partner, Lee Equity Partners) • Scott Graflund (Partner, FallLine Strategic Advisors) • Gail Graham (Business Head, Strategy & Execution, United Capital Financial Partners) • Larry Greenberg (President, Jefferson National Financial) • Oscar Hackett (Chief Financial Officer, BrightScope) • John Hague (Partner, Alternative Investments & Brokerage Groups, McGladrey) • Charlie Haims (Chief Marketing Officer, MyVest Corporation) • Jim Hale (Founding Partner, FTV Capital) • Scott Hanson (Co-CEO, Hanson McClain) • Lori Hardwick (Executive Vice President, Enterprise & National Sales, Envestnet) • Bill Harris (CEO, Personal Capital Corporation) • Neesha Hathi (Chief Operating Officer, Schwab Performance Technologies) • Craig Hawley (General Counsel, Jefferson National Financial) • Brooks Herman (Business Head, Research, BrightScope) • Bob Herrmann (CEO, Discovery Data) • Pete Hess (CEO, Advent Software) • Kyle Hiatt (Executive Vice President, Orion Advisor Services) • Steve Hill (Chief Financial Officer, By All Accounts) • Gary Holland (Publisher, Barron’s) • Anton Honikman (CEO, MyVest Corporation) • Kara Hoogensen (Business Head, Defined Contribution Investment Only Business, Principal Funds) • Bob Huebscher (CEO, Advisor Perspectives) • Bob Huret (Founding Partner, FTV Capital) • Mark Hurley (CEO, Fiduciary Network) • Tom Idzorek (President, Morningstar Investment Management) • Cliff Jack (Chief Distribution Officer, Jackson National Life Insurance Company) • Steve Janachowski (CEO, Brouwer & Janachowski) • Peter Jantzen (Executive Vice President, Global Sales, Vestmark) • Geoff Kalish (Co-Founder, Aquiline Capital Partners) • Kunal Kapoor (President, Global Client Solutions Group, Morningstar) • Zack Karabell (President, River Twice Capital Advisors) • Joe Kelly (Business Head, Sales, National Financial Services) • Dan Kern (President, Advisor Partners) • Michael Kim (Business Head, Business & Sales Channel, Genworth Wealth Management) • Rob Klapprodt (President, Vestmark) • David Knoch (President, 1st Global Capital Corporation) • Paul Koontz (General Partner, Foundation Capital) • Dan Krems (Executive Vice President, Corporate Strategy, LPL Financial) • Randy Lambert (Chief Operating Officer, Orion Advisor Services) • John Lame (CEO, Lenox Wealth Management) • Stephen Langlois (Chief Administrative Officer, National Financial Services) • David Lau (Chief Operating Officer, Jefferson National Financial) • Chuck Lewis (Vice Chairman, MyVest Corporation) • John Linnehan (Chief Financial Officer, Guggenheim Investments) • Jim Livingston (Executive Vice President, Operations, Jackson National Life Distributors) • Steve Lockshin (Chairman, Convergent Wealth Advisors) • Scott Loftesness (Founding Partner, Glenbrook Partners) • Scott Lummer (CEO, Savant Investment Group) • Matt Lynch (Principal, Tiburon Strategic Advisors) • Jeff Maggioncalda (CEO, Financial Engines) • Frank Maiorano (Business Head, RIA Business, Baron Capital Management) • Peter Mangan (CEO, Shareholder Services Group) • Pat McClain (Co-CEO, Hanson McClain) • Jim McCool (Executive Vice President, Institutional Services, The Charles Schwab Corporation) • Matt McGinness (Senior Managing Director, Advisory Consulting Services, First Allied Securities) • Bob McNichol (Chairman, Aris Corporation of America) • Bob Meeder (CEO, Meeder Investment Management) • Bob Mehringer (Executive Vice President, Advisory Services, FolioDynamix) • John Michel (President, Bloomberg Personal Wealth) • Sanjiv Mirchandani (President, National Financial Services) • Blake Mohr (CEO, Capitas Financial) • Viggy Mokkarala (Executive Vice President, Strategic Development, Envestnet) • Randy Moore (Partner, Financial Services & Products Group, Alston & Bird) • Robert Moore (President, LPL Financial) • Hans Morris (Managing Director, Global Financial Services Sector, General Atlantic Partners) • Joe Mrak (CEO, FolioDynamix)
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