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Threading homology through algebra: selected patterns PDF

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OXFORD MATHEMATICAL MONOGRAPHS Series Editors J. M. BALL W. T. GOWERS N. J. HITCHIN L. NIRENBERG R. PENROSE A. WILES OXFORD MATHEMATICAL MONOGRAPHS Hirschfeld:Finite projective spaces of three dimensions EdmundsandEvans:Spectral theory and differential operators PressleyandSegal:Loop groups, paperback Evens:Cohomology of groups HoffmanandHumphreys:Projective representations of the symmetric groups: Q-Functions and Shifted Tableaux Amberg,Franciosi,andGiovanni:Products of groups Gurtin:Thermomechanics of evolving phase boundaries in the plane FarautandKoranyi:Analysis on symmetric cones ShawyerandWatson:Borel’s methods of summability LancasterandRodman:Algebraic Riccati equations Th´evenaz:G-algebras and modular representation theory Baues:Homotopy type and homology D’Eath:Black holes: gravitational interactions Lowen:Approach spaces: the missing link in the topology–uniformity–metric triad Cong:Topological dynamics of random dynamical systems DonaldsonandKronheimer:The geometry of four-manifolds, paperback Woodhouse:Geometric quantization, second edition, paperback Hirschfeld:Projective geometries over finite fields, second edition EvansandKawahigashi:Quantum symmetries of operator algebras Klingen:Arithmetical similarities: Prime decomposition and finite group theory MatsuzakiandTaniguchi:Hyperbolic manifolds and Kleinian groups Macdonald:Symmetric functions and Hall polynomials, second edition, paperback Catto,LeBris,andLions:Mathematicaltheoryofthermodynamiclimits:Thomas-Fermitype models McDuffandSalamon:Introduction to symplectic topology, paperback Holschneider:Wavelets: An analysis tool, paperback Goldman:Complex hyperbolic geometry ColbournandRosa:Triple systems Kozlov,Maz’yaandMovchan:Asymptotic analysis of fields in multi-structures Maugin:Nonlinear waves in elastic crystals DassiosandKleinman:Low frequency scattering Ambrosio,FuscoandPallara:Functions of bounded variation and free discontinuity problems SlavyanovandLay:Special functions: A unified theory based on singularities Joyce:Compact manifolds with special holonomy CarboneandSemmes:A graphic apology for symmetry and implicitness Boos:Classical and modern methods in summability HigsonandRoe:Analytic K-homology Semmes:Some novel types of fractal geometry IwaniecandMartin:Geometric function theory and nonlinear analysis JohnsonandLapidus:The Feynman integral and Feynman ’s operational calculus, paperback LyonsandQian:System control and rough paths Ranicki:Algebraic and geometric surgery Ehrenpreis:The radon transform LennoxandRobinson:The theory of infinite soluble groups Ivanov:The Fourth Janko Group Huybrechts:Fourier-Mukai transforms in algebraic geometry Hida:Hilbert modular forms and Iwasawa theory BoffiandBuchsbaum:Threading homology through algebra Threading Homology Through Algebra: Selected Patterns GIANDOMENICO BOFFI Universita` G. d’Annunzio DAVID A. BUCHSBAUM Department of Mathematics, Brandeis University · CLARENDON PRESS OXFORD 2006 3 GreatClarendonStreet,OxfordOX26DP OxfordUniversityPressisadepartmentoftheUniversityofOxford. ItfurtherstheUniversity’sobjectiveofexcellenceinresearch,scholarship, andeducationbypublishingworldwidein Oxford NewYork Auckland CapeTown DaresSalaam HongKong Karachi KualaLumpur Madrid Melbourne MexicoCity Nairobi NewDelhi Shanghai Taipei Toronto Withofficesin Argentina Austria Brazil Chile CzechRepublic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore SouthKorea Switzerland Thailand Turkey Ukraine Vietnam OxfordisaregisteredtrademarkofOxfordUniversityPress intheUKandincertainothercountries PublishedintheUnitedStates byOxfordUniversityPressInc.,NewYork (cid:1)c OxfordUniversityPress,2006 Themoralrightsoftheauthorshavebeenasserted DatabaserightOxfordUniversityPress(maker) Firstpublished2006 Allrightsreserved.Nopartofthispublicationmaybereproduced, storedinaretrievalsystem,ortransmitted,inanyformorbyanymeans, withoutthepriorpermissioninwritingofOxfordUniversityPress, orasexpresslypermittedbylaw,orundertermsagreedwiththeappropriate reprographicsrightsorganization.Enquiriesconcerningreproduction outsidethescopeoftheaboveshouldbesenttotheRightsDepartment, OxfordUniversityPress,attheaddressabove Youmustnotcirculatethisbookinanyotherbindingorcover andyoumustimposethesameconditiononanyacquirer BritishLibraryCataloguinginPublicationData Dataavailable LibraryofCongressCataloginginPublicationData Dataavailable TypesetbyNewgenImagingSystems(P)Ltd.,Chennai,India PrintedinGreatBritain onacid-freepaperby BiddlesLtd.,King’sLynn,Norfolk ISBN 0–19–852499–4 978–0–19–852499–1 1 3 5 7 9 10 8 6 4 2 A coloro che amo To Betty, wife and lifelong friend. Though she can’t identify each tree, she shares with me the delight of walking through the forest. This page intentionally left blank PREFACE From a little before the middle of the twentieth century, homological methods have been applied to various parts of algebra (e.g. Lie Algebras, Associative Algebras, Groups [finite and infinite]). In 1956, the book by H. Cartan and S. Eilenberg, Homological Algebra [33], achieved a number of very important results: it gave rise to the new discipline, Homological Algebra, it unified the existing applications, and it indicated several directions for future study. Since then, the number of developments and applications has grown beyond counting, and there has, in some instances, even been enough time to see various methods threadingtheirwaythroughapparentlydisparate,unrelatedbranchesofalgebra. What we aim for in this book is to take a few homological themes (Koszul complexesandtheirvariations,resolutionsingeneral)andshowhowtheseaffect the perception of certain problems in selected parts of algebra, as well as their successinsolvinganumberofthem.Theexpectationisthataneducatedreader will see connections between areas that he had not seen before, and will learn techniques that will help in further research in these areas. What we include will be discussed shortly in some detail; what we leave out deserves some mention here. This is not a compendium of homological algebra, nor is it a text on commutative algebra, combinatorics, or representation the- ory; although, it makes significant contact with all of these fields. We are not attemptingtoprovideanencyclopedicwork.Asaresult,weleaveoutvastareas of these subjects and only select those parts that offer a coherence from the point of view we are presenting. Even on that score we can make no claim to completeness. OurChapterI,called“RecollectionsandPerspectives,”reviewspartsofPoly- nomial Ring and Power Series Ring Theory, Linear Algebra, and Multilinear Algebra, and ties these with ideas that the reader should be very familiar with. As the title of the chapter suggests, this is not a compendium of “assumed known” items, but a presentation from a certain perspective—mainly homolo- gical.Forexample,almosteveryoneknowsaboutdivisibilityandfactoriality;we give a criterion for factoriality that ties it immediately to a homological inter- pretation (and one which found significant application in solving a long-open question in regular local ring theory). The next three chapters of this book pull together a group of classical results, allcomingfromandgeneralizingthetechniquesassociatedwiththeKoszulcom- plex. Perhaps the major result in Chapter II, on local rings, is the homological characterizationofaregularlocalringbymeansofitsglobaldimension.Section II.6includesaproofofthefactorialityofregularlocalringswhichismuchcloser to the original one, rather than the Kaplansky proof that is frequently quoted. viii Preface We have also included a section on multiplicity theory, mainly to carry through thethemeoftheKoszulcomplex,andasectionontheHomologicalConjectures, as they provide a good roadmap for still open problems as well as a historical guidethroughmuchofwhathasbeengoingonintheareathisbookissketching. Chapter III deals with a class of complexes developed with the following aim in view:toassociateacomplextoanarbitraryfinitepresentationmatrixofamod- ule(theKoszulcomplexdoesthisforacyclicmodule),andtohavethatcomplex playthesameroleintheproofofthegeneralizedCohen–MacaulayTheoremthat theKoszulcomplexplaysintheclassicalcase.Wehavemadeanexplicitconnec- tion,intermsofachainhomotopy,betweenanolder,“fatter”classofcomplexes, andaslimmer,more“svelte”class.Wehavealsoincludedalastsectioninwhich we define a generalized multiplicity which has found interesting applications, of late. Chapter IV applies some of the properties of these complexes to a system- atic study of finite free resolutions, ending in a “syzygy-theoretic” proof of the unique factorization theorem (or “factoriality”) in regular local rings. The last three chapters and the Appendix not only focus on determinantal ideals and characteristic-free representation theory, but also involve a good deal of combinatorics. Chapter V employs the homological techniques developed in the previous part in the study of a number of types of determinantal ideals, namely Pfaffians and powers of Pfaffians. In Chapter VI we develop the basics of a characteristic-free representation theory of the general linear group (which has already made its appearance in earlier chapters). Because of the generality aspired to, heavy use is made of letter-place methods, an idea used more by combinatorialiststhanbycommutativealgebraists.Assomeoftheproofsrequire more detail than is probably helpful for those encountering this material for the firsttime,wedecidedtoplacethesedetailsinaseparateAppendix:AppendixA. Much of the development of this chapter rests heavily on the notion of straight tableaux introduced by B. Taylor. In Chapter VII we first present a number of results that immediately follow from this more general theory. Then examples are given to indicate what further use has been made of it, and in most cases referencesaregiventodetailedproofs.Itisinthispartofthechapterthatwesee theimportantinfluenceoftheworkofA.Lascouxincharacteristiczero.Wegive someofthebackgroundtotheHashimotoexampleofthedependenceoftheBetti numbers of determinantal ideals on characteristic. We deal with resolutions of Weylmodulesingeneral,andskew-hooksinparticular,andwemakeconnections with intertwining numbers, Z-forms, and several other open problems. Theintendedreadershipofthisbookrangesfromthird-yearandabovegradu- ate students in mathematics, to the accomplished mathematician who may or maynotbeinanyofthefieldstouchedon,butwhowouldliketoseewhatdevel- opments have taken place in these areas and perhaps launch himself into some of the open problems suggested. Because of this assumption, we are allowing ourselves to depend heavily on material that can be found in what we regard as comprehensive and accessible texts, such as the textbook by D. Eisenbud. We may at times, though, include a proof of a result here even if it does appear in suchatext,ifwethinkthatthemethodofproofistypicalofmanyofthatkind. CONTENTS I Recollections and Perspectives 1 I.1 Factorization 1 I.1.1 Factorization domains 1 I.1.2 Polynomial and power series rings 6 I.2 Linear algebra 8 I.2.1 Free modules 8 I.2.2 Projective modules 13 I.2.3 Projective resolutions 17 I.3 Multilinear algebra 21 I.3.1 R[X ,...,X ] as a symmetric algebra 22 1 t I.3.2 The divided power algebra 28 I.3.3 The exterior algebra 30 II Local Ring Theory 37 II.1 Koszul complexes 38 II.2 Local rings 43 II.3 Hilbert–Samuel polynomials 46 II.4 Codimension and finitistic global dimension 50 II.5 Regular local rings 54 II.6 Unique factorization 56 II.7 Multiplicity 59 II.8 Intersection multiplicity and the homological conjectures 64 III Generalized Koszul Complexes 69 III.1 A few standard complexes 69 III.1.1 The graded Koszul complex and its “derivatives” 70 III.1.2 Definitions of the hooks and their explicit bases 72 III.2 General setup 80 III.2.1 The fat complexes 82 III.2.2 Slimming down 83 III.3 Families of complexes 85 III.3.1 The “homothety homotopy” 88 III.3.2 Comparison of the fat and slim complexes 91 III.4 Depth-sensitivity of T(q;f) 94 III.5 Another kind of multiplicity 99 IV Structure Theorems for Finite Free Resolutions 103 IV.1 Some criteria for exactness 104 IV.2 The first structure theorem 110 x Contents IV.3 Proof of the first structure theorem 115 IV.3.1 Part (a) 115 IV.3.2 Part (b) 118 IV.4 The second structure theorem 119 V Exactness Criteria at Work 127 V.1 Pfaffian ideals 128 V.1.1 Pfaffians 128 V.1.2 Resolution of a certain pfaffian ideal 131 V.1.3 Algebra structures on resolutions 132 V.1.4 Proof of Part 2 of Theorem V.1.8 134 V.2 Powers of pfaffian ideals 136 V.2.1 Intrinsic description of the matrix X 137 V.2.2 Hooks again 138 V.2.3 Some representation theory 139 V.2.4 A counting argument 140 V.2.5 Description of the resolutions 143 V.2.6 Proof of Theorem V.2.4 145 VI Weyl and Schur Modules 149 VI.1 Shape matrices and tableaux 149 VI.1.1 Shape matrices 149 VI.1.2 Tableaux 153 VI.2 Weyl and Schur modules associated to shape matrices 154 VI.3 Letter-place algebra 156 VI.3.1 Positive places and the divided power algebra 156 VI.3.2 Negative places and the exterior algebra 159 VI.3.3 The symmetric algebra (or negative letters and places) 164 VI.3.4 Putting it all together 164 VI.4 Place polarization maps and Capelli identities 165 VI.5 Weyl and Schur maps revisited 167 VI.6 Some kernel elements of Weyl and Schur maps 169 VI.7 Tableaux, straightening, and the straight basis theorem 174 VI.7.1 Tableaux for Weyl and Schur modules 174 VI.7.2 Straightening tableaux 176 VI.7.3 Taylor-made tableaux, or a straight-filling algorithm 181 VI.7.4 Proof of linear independence of straight tableaux 183 VI.7.5 Modifications for Schur modules 186 VI.7.6 Duality 187 VI.8 Weyl–Schur complexes 187 VII Some Applications of Weyl and Schur Modules 193 VII.1 The fundamental exact sequence 193 VII.2 Direct sums and filtrations for skew-shapes 197 VII.3 Resolution of determinantal ideals 199

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