THECATHOLICUNIVERSITYOFAMERICA ThomasAquinasonHowHabitsAffectHumanPowersandActs ADISSERTATION SubmittedtotheFacultyofthe SchoolofPhilosophy OfTheCatholicUniversityofAmerica inPartialFulfillmentoftheRequirements FortheDegree DoctorofPhilosophy By BlaiseEdwardBlain Washington,D.C. 2017 ThomasAquinasonHowHabitsAffectHumanPowersandActs BlaiseEdwardBlain,Ph.D. Director: TobiasHoffmann,Ph.D. Theaimofthisdissertationistoprovidethegroundworkforadeeperunderstandingofhabitsby consideringinasystematicfashionsomefundamentalquestionsabouttheeffectsofhabitsonhuman powers and acts in light of Thomas Aquinas’s philosophical writings. The opening chapters offer a general consideration of human powers and acts in the context of which I also explain Aquinas’s accountofwhyhabitsarenecessaryfortheperfectionofthehumanbeing. Inthesubsequentchapters, I explain how, on Aquinas’s account, habits with rational objects can be present in powers of the soul withcorporealorgansandwhythewillisinneedofhabits. IalsoofferanaccountofAquinas’sstriking positionthatahabitinonepowercanaffecttheactsofadifferentpower,evenwithoutthemediation ofanotheract,givingspecialattentiontoAquinas’saccountofknowledgebyconnaturality. ThisdissertationbyBlaiseEdwardBlainfulfillsthedissertationrequirementforthedoctoraldegreein philosophyapprovedbyTobiasHoffmann,Ph.D.,asDirector,andbyKevinWhite,Ph.D.,andAngela Knobel,Ph.D.asReaders. TobiasHoffmann,Ph.D.,Director KevinWhite,Ph.D.,Reader AngelaKnobel,Ph.D.,Reader ii ForthegloryofGod, InhonoroftheBlessedVirginMaryandSt. Joseph,hermostchastespouse, Andfortheloveofmywifeandchildren iii Acknowledgments IamespeciallygratefultomydirectorTobiasHoffmann,mycommitteemembersKevinWhiteand AngelaKnobel,andJohnMcCarthy,theDeanoftheSchoolofPhilosophyfortheirencouragement andguidanceduringthewritingofthisdissertation. Iwouldalsoliketothankinaspecialway DominicBolin,HerbertHartmannandMichaelStaron,whoseconversationswithmeabout philosophyhavehelpedmetogainamoreprofoundunderstandingofmanytruths. Finally,Iam deeplygratefultomywifeandchildren,whohavesupportedandencouragedmethroughoutmy graduatestudies. iv Contents Introduction 1 1 Objects,Powers,andtheNecessityofHabits 13 1.1 Objects,Powers,andtheComplexWorldofHumanExperience . . . . . . . . . . . . 13 Powers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Objects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25 RationalPowersandObjects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33 1.2 TheNecessityofHabits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49 EarlyTexts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51 LaterTexts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 63 2 HumanActs 65 2.1 AquinasandtheAristotelianAccountofNaturalMotion . . . . . . . . . . . . . . . . 66 TheDefinitionofMotion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 66 MotionAsImperfectAct . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 69 MotionAsActofMoverandMobile . . . . . . . . . . . . . . . . . . . . . . . . . . 69 Inclination,Movement,andRest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 70 2.2 MotionfromThingstotheSoul: SensitiveandIntellectualCognition . . . . . . . . . 75 Sensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75 Abstraction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 84 ActsofReason . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 86 2.3 MotionoftheSoultoThings: AppetiteandPracticalReasoning . . . . . . . . . . . . 91 ActsoftheSensitiveAppetite . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91 ActsofWillandPracticalReason . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98 2.4 TheTwofoldOrderoftheSensitiveandtheRational . . . . . . . . . . . . . . . . . . 127 TheContinuationoftheSensitiveandtheRational . . . . . . . . . . . . . . . . . . . 127 TheObedienceorSubjectionoftheSensePowerstoReason . . . . . . . . . . . . . 129 TheParticipationoftheSensitiveinReason . . . . . . . . . . . . . . . . . . . . . . . 131 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 136 3 TheSubjectofHabit 138 3.1 HabitswithRationalObjectsandtheSensitivePartoftheSoul . . . . . . . . . . . . 138 InadequateResponsestotheDifficulty . . . . . . . . . . . . . . . . . . . . . . . . . 142 Aquinas’sAccountofHabits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144 v TheOrderofHabitsintheSensitivePartoftheSoultotheRational . . . . . . . . . 156 3.2 TheWill’sNeedforHabits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166 EarlierTexts: AReasontoDoubttheExistenceofHabitsintheWill . . . . . . . . . 167 LaterTexts: WhytheWillNeedsNaturallyAcquiredHabits . . . . . . . . . . . . . . 169 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 175 4 HabitAsPrincipleofActs 176 4.1 TheInfluenceofHabitupontheActsofItsOwnSubject . . . . . . . . . . . . . . . 177 Habit: InfallibleInclinationtoGoodorEvil . . . . . . . . . . . . . . . . . . . . . . 178 Habit: PerfecterofNaturalInclination . . . . . . . . . . . . . . . . . . . . . . . . . 181 4.2 HowHabitsAffecttheActsofPowerstoWhichTheyDoNotBelong . . . . . . . . 187 GeneralAccount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189 SpecificCases . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 190 4.3 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 208 Conclusion 212 Bibliography 216 vi Table of Abbreviations Decar. Quaestiodisputatadecaritate Decard. Quaestiodisputatadevirtutibuscardinalibus Deebd. ExpositiolibriBoetiiDeebdomadibus Deente Deenteetessentia Demalo Quaestionesdisputataedemalo Depot. Quaestionesdisputataedepotentia Despe Quaestiodisputatadespe Despir. Quaestiodisputatadespiritualibuscreaturis DeTrin. SuperBoetiumDeTrinitate Dever. Quaestionesdisputataedeveritate DGC InlibrumprimumAristotelisDegenerationeetcorruptioneexpositio DVC Quaestiodisputatadevirtutibusincommuni ELP ExpositiolibriPeryermeneias ELPA ExpositiolibriPosteriorum Indean. SentencialibriDeanima InMetaph. InduodecimlibrosMetaphysicorumAristotelisexpositio InPhys. CommentariainoctolibrosPhysicorumAristotelis InSent. ScriptumsuperlibrosSententiarum InSent.(EarlierRedaction) ScriptumsupertertioSententiarum: EarlierRedaction QDA Quaestionesdisputataedeanima Quod.II QuodlibetII Quod.V QuodlibetV Quod.VIII QuodlibetVIII Quod.X QuodlibetX Quod.XII QuodlibetXII SCG Summacontragentiles SLE SententialibriEthicorum ST Summatheologiae vii Introduction Habit: Principle of Human Perfection According to Thomas Aquinas, human beings, unlike angels, do not acquire perfection all at once, but must instead be led by the hand from imperfection to perfection.1 Whereas the angels merited eternal happiness by a single act, human beings must struggle to achieve beatitude by means of many actions. For humans beings to persevere in this struggle with greater ease and assurance, however, these acts are not sufficient by themselves. We also need to acquire stable dispositions to these acts, dispositions that Aquinas calls habits (in Latin: habitus). Without such habits, consistently excellent behavior is impossible from a practical point of view. The necessity of habits in human life is clearly appreciatedbyAquinas,fortwiceinhiswritings,hedevotesanentirearticletoarguingforthenecessity of habits.2 According to Aquinas, the need for habits is not restricted to moral activity alone; habits arealsonecessary forthelife ofthemind. Forexample,human beingsneed habitsnotonly ofjustice andcourageinordertoactmorally,butalsoofscienceandwisdominordertoknowrealityinamore complete and profound fashion. For this reason, habits are of great interest not only to students of ethics and moral theologians, but also to philosophers of knowledge and more generally to anyone wishingtoperfecthisorherhumancapacities,whethermoralorintellectual. Whiletheimportanceofhabitsisevident,adeepunderstandingofthemismoredifficulttoobtain, 1 SeeforexampleSCG,IV,cap. 55. 2 OnearticleappearsinhisearlycommentaryonPetertheLombard’sSentences;theotherappearsinhisSummatheologiae neartheendofhiscareer. SeeInSent.,III,d. 23,a. 1andST,I-II,q. 49,a. 4. Therearealsoseveralotherdiscussionsof thenecessityofhabitsdevelopedbyAquinasinothercontexts. Amorecompleteaccountwillbegivenbelowinchapter one. 1 2 becausetheyarenotknowndirectlybutonlybymeansoftheactionstowhichtheygiverise.3 Onedoes notknowwhatjusticeandcourageare,forexample,untiloneseesjustandcourageousacts. Yetinspite of their elusiveness, habits remain involved in a host of pressing ethical and psychological questions. Amongthesearequestionssuchaswhetherthereexistmoralhabitsthatalwaysinclinetheirpossessor intherightway,howhabitsaffectone’sperceptionofandjudgmentaboutmoralsituations,andwhat influence habits can have or ought to have on our emotions. The difficulty of providing satisfactory answers to such questions is evident, not only because we lack an immediate experience of habits, but also because adequately answering such questions presupposes a highly developed philosophical accountofhumannatureandaction. ThephilosophyofThomasAquinasprovidesapromisingstartingpointfromwhichtostudyhabits, not only on account of his sharp mind and sound methodological principles, but also because he develops a philosophical account of habits against the backdrop of a detailed philosophy of human natureandaction. However,eveninthemasterfulworkofAquinas,certainofhisteachingsonhabits arenotimmediatelyclear. Inparticular,importantquestionsariseinconnectionwithAquinas’saccount ofhowhabitsperfectpowersandactsofthesoul.4 InAquinas’saccount,theperfectionbroughtabout byahabitgenerallyinvolvesmultiplepowersandactsofthesoul. Forexamplesomeonewiththehabit ofcouragefeelsfearinaccordancewithreason. Thismeansthatthehabitissomehowrelatedbothto thatperson’scapacityforfearandtohisorherrationalcapacity. Atthesametime,Aquinasholdsthat the courageous person both correctly judges the amount of fear and daring that a situation demands and also feels fear in the right way and to the correct degree. Thus the habit of courage appears to have an influence on both affective and cognitive acts. Positions such as these illustrate the need for 3 Cf.ST,I,q.87,a.2. 4 It is worth mentioning that Aquinas speaks not only of habits in powers of the soul, but also of certain “habitual dispositions”ofthebody,suchashealth. (Cf.ibid.,I-II,q.50,a.1.) Inthisdissertation,however,Iwillremainprincipally focusedonthosehabitswhichbelongtopowersofthesoul,althoughIwillbrieflydiscussthehabitualdispositionsofthe bodyaswell.
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