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Theory of Macroscopic Quantum Tunneling and Dissipation in High-Tc Josephson Junctions PDF

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Theory of Macroscopic Quantum Tunneling and Dissipation in High-T Josephson c Junctions Shiro Kawabata,1,2 Satoshi Kashiwaya,3 Yasuhiro Asano,4 Yukio Tanaka,5 Takeo Kato,6and Alexander A. Golubov1 1Faculty of Science and Technology, University of Twente, P.O. Box 217, 7500 AE Enschede, The Netherlands 7 2Nanotechnology Research Institute (NRI), National Institute of Advanced 0 0 Industrial Science and Technology (AIST), Tsukuba, Ibaraki, 305-8568, Japan 2 3Nanoelectronics Research Institute (NeRI), National Institute of Advanced Industrial Science and Technology (AIST), Tsukuba, Ibaraki, 305-8568, Japan n 4Department of Applied Physics, Hokkaido University, Sapporo, 060-8628, Japan a 5Department of Applied Physics, Nagoya University, Nagoya, 464-8603, Japan J 6The Institute for Solid State Physics (ISSP), University of Tokyo, Kashiwa, 277-8581, Japan 0 (Dated: February 6, 2008) 3 Wehaveinvestigatedmacroscopicquantumtunneling(MQT)inin-planehigh-T superconductor c ] Josephson junctions and the influence of the nodal-quasiparticle and the zero energy bound states n (ZES)onMQT.WehaveshownthatthepresenceoftheZESattheinterfacebetweentheinsulator o andthesuperconductorleadstostrongOhmicquasiparticledissipation. Therefore,theMQTrateis c - noticeably suppressed incomparison with the c-axisjunctionsin which ZES arecompletely absent. r p PACSnumbers: u s . t INTRODUCTION collective motion of the phase differences in the intrinsic a m junctions [15, 16, 17]. A mesoscopic single Josephson junction is an inter- In this paper, we will theoretically investigate the - d esting physical object for testing quantum mechanics at MQT inthe d-wavein-planejunctions paralleltothe ab- n a macroscopic level. In current-biased Josephson junc- plane(seeFig.1)[18]. Insuchjunctions,the zeroenergy o tions, the measurements of macroscopic quantum tun- bound states (ZES) [19] are formed near the interface c [ neling (MQT) are performed by switching the junction between superconductorand the insulating barrier. ZES fromitsmetastablezero-voltagestatetoanon-zerovolt- aregeneratedbythecombinedeffectofmultipleAndreev 1 agestate(see Fig.1(d)). Untilnow,experimentalinves- reflections and the sign change of the d-wave order pa- v 4 tigations of MQT have been focused on s-wave (low-Tc) rameter symmetry, and are bound states for the quasi- 3 junctions only. This fact is due to the naive preconcep- particle at the Fermi energy. Below, we will show that 7 tionthattheexistenceofthelowenergyquasiparticlesin ZES give rise to Ohmic type strong dissipation so MQT 1 the d-wave order parameter of a high-T cuprate super- is considerably suppressed in compared with the c-axis 0 c conductor [1] may preclude the possibility of observing and the d /d junction cases. 7 0 0 0 the MQT. / Recently we have theoretically investigated the effect t a of the nodal-quasiparticle on MQT in the d-wave c-axis m junctions (e.g., Bi2212 intrinsic Josephsonjunctions [12, - 13] and cross whisker junctions [14]) [2, 3]. We have d shownthattheeffectofthenodal-quasiparticlegivesrise n o to a super-Ohmic dissipation [4, 5] and the suppression c of the MQT due to the nodal-quasiparticle is very weak. v: The first experimental observation of the MQT in the Xi high-TcJosephsonjunctionwasmadebyBauchetal.,us- ing a YBCO grain boundary bi-epitaxial junction [6, 7]. r Recently,Inomataetal.[8],Jinetal.[9],andKashiwaya a et al. [10, 11] have experimentally observedthe MQT in the c-axis (Bi2212 intrinsic) junctions. They reported that the effect of the nodal-quasiparticle on the MQT FIG. 1: Schematics of the in-plane d-wave Josephson junc- isnegligiblysmallandthethermal-to-quantumcrossover tion. (a) d0/d0, (b) d0/dπ/4, and (c) dπ/4/dπ/4 junction. In temperature is relatively high (0.5∼1K) compared with thecaseof thed0/dπ/4 anddπ/4/dπ/4 junctions,theZES are the case of the low-Tc and the YBCO bi-epitaxial junc- formed near the boundary between superconductor dπ/4 and tions. In Jin et al.’ s experiment, O(N2) (N is the num- insulating barrier I. (d) Potential U(φ) v.s. the phase differ- ber of the stacked junctions) enhancement of the MQT enceφbetweentwosuperconductors. U0 isthebarrierheight and ω is theJosephson plasma frequency. rate was reported. This enhancement is attributed to p 2 EFFECTIVE ACTION δ(r r )h(r ) ∆(r r )eiϕ u(r) By using the method developed by Eckernet. al., [20] dr′ ∆ (r− r′ )e ′iϕ δ(r −r )′h (r ) v(r) ∗ ′ − ′ ∗ ′ Z (cid:18) − − − (cid:19)(cid:18) (cid:19) the partition function of the system can be described by u(r) a functional integral over the macroscopic variable (the = E v(r) , (5) phase difference φ), (cid:18) (cid:19) where ϕ is the phase of order parameter, u(v) is the Seff[φ] amplitude of the wave function for the electron (hole)- Z = φ(τ)exp . (1) D − ~ like quasiparticle, h(r) = ~2 2/2m µ+w δ(x), and Z (cid:18) (cid:19) ∆(r r′) = Ω−1 k∆k−exp∇[ik (r −r′)] is0the order In the high barrier limit, i.e., z0 mw0/~2kF 1( m param−eter (Ω is the volume of th·e su−perconductor). In is the mass of the electron, w0 is t≡he height of t≫he delta thesuperconductorPregions(d0anddπ/4),theB-dGequa- function potential I, and kF is the Fermi wave length), tion (5) can be transformed into the eigenequation the effective action S is given by eff ξk ∆keiϕ uk uk =E , (6) ~β M ∂φ(τ) 2 (cid:18)∆ke−iϕ −ξk (cid:19)(cid:18) vk (cid:19) (cid:18) vk (cid:19) S [φ] = dτ +U(φ) +S [Φ], eff Z0 " 2 (cid:18) ∂τ (cid:19) # α where,ξk =~2k2/2m+~2p2/2m−µ(p=2πn/D andD ~β ~β φ(τ) φ(τ ) is the width of the junction). The amplitude of the or- Sα[Φ] = − dτ dτ′α(τ −τ′)cos −2 ′ . der parameter ∆k is given by ∆0cos2θ ≡∆d0(θ) for d0 Z0 Z0 (2) aTnhdeA∆n0dsirnee2vθr≡efl∆ecdtπio/4n(θco)efffiorcideπn/t4f,owrthheereelceocstrθon=(kh/okleF)-. like quasiparticle r (r ) is calculated by solving the Inthis equation,β =1/k T,M =C(~/2e)2 isthe mass he eh B eigenequation (6) together with the appropriate bound- (C is the capacitance of the junction) and the potential aryconditions. Bysubstitutingr (r )intotheformula he eh U(φ) is described by oftheJosephsoncurrentforunconventionalsuperconduc- tors (the Tanaka-Kashiwayaformula) [19], ~ 1 U(φ)= dλ φI (λφ) φ I , (3) 2e(cid:20)Z0 J − ext(cid:21) IJ = ~e β1 ∆Ω+rhe− ∆Ω−reh , (7) whereI istheJosephsoncurrentandI istheexternal Xp Xωn (cid:18) + − (cid:19) J ext bias current, respectively. The dissipation kernel α(τ) is we can obtain φ dependence of the Josephson current. rbeialastevdolttaogethVe qbuyasiparticle current Iqp under constant (H2enre+, 1∆)π±/β=~ ∆is(t±hke,p)fe,rmΩ±ion=ic Ma(~tsωunb)a2r−a f|r∆eq±u|2e,ncωyn. I=n p the case of low temperatures (β 1 ∆ ) and the high − 0 α(τ)= ~ ∞ dωe−ωτIqp V = ~ω , (4) barrier limit (z0 ≫1), we get ≪ e 2π e Z0 (cid:18) (cid:19) I1sinφ for d0/d0 at zero temperature. IJ(φ)≈ −I2sinφ2φ for d0/dπ/4 , (8) thrBeeelotwyp,eswoef wthielldd-weraivvee juthnectieoffnec(tdiv/eda,cdtio/nd for, atnhde  I3sin 2 for dπ/4/dπ/4 0 0 0 π/4 dqπu/a4s/ipdaπr/t4i)cliensoarndderZtEoSinovneMstiQgaTt.eItnhteheeffceacsteoofftthheendo0d/adl0- Iw3h≡ere3Iπ1z0≡∆30π/∆4e0R/N10e(RRNN,=I23≡π~πz202~/β2∆e220N/3c5ies3NthceRnN2o,ramnadl junction, the node-to-node quasiparticle tunneling can state resistance of the junction and N is the number of c contribute to the dissipative quasiparticle current. How- channel at the Fermi energy). ever, ZES are completely absent. These behaviors are By substituting the Josephsoncurrent into eq. (3), we qualitatively identical with that for the c-axis Joseph- can obtain the analytical expression of the potential U, son junctions [2, 3]. On the other hand, in the case of i.e., the d0/dπ/4 and dπ/4/dπ/4 junction, the ZESare formed ~I I 1 ext around the surface of the superconductor d . There- cosφ+ φ for d /d π/4 − 2e I 0 0 fore the node to ZES (d0/dπ/4) and the ZES to ZES  ~I (cid:18) 1I (cid:19) (dπF/i4r/stdlπy/,4w)eqwuailslipcaarlctuicllaetetutnhneepliontgenbteiacolmeneesrgpyosUsibinle.the U(φ)≈ − 4~e2I(cid:18)−cosφ2φ+12I Ie2xtφ(cid:19) for d0/dπ/4 .(9) 3 ext effective action (2). As mentioned above, U can be de- cos + φ for d /d sthcreibheidghbybatrhreieJrolsiempiht.soInncourrdreenrttothorboutagihntthheejJuonscetpiohnsoinn As in the ca−se oef t(cid:18)he s-w2ave2anId3 th(cid:19)e c-axis juπn/c4tioπn/s4[2], current we start from the Bogoliubov-deGennes (B-dG) U canbeexpressedasthetiltedwashboardpotential(see equation [19], Fig. 1(d)). 3 DISSIPATION DUE TO This can be attributed to the effect of the node-to-node NODAL-QUASIPARTICLES AND ZES quasiparticle tunneling. Thus the quasiparticle dissipa- tion is very weak. On the other hand, in the case of the Next we will calculate the dissipation kernel α(τ) in d0/dπ/4 junctions,the node-to-ZESquasiparticletunnel- the effective action (2). In the high barrier limit, the ing gives the Ohmic dissipation which is similar to that quasiparticle current is given by [19] in normal junctions [20]. Therefore the dissipation for the d /d junctions is strongerthanthat for the d /d 0 π/4 0 0 I (V) = 2e t 2 ∞ dEN (E,θ)N (E+eV,θ) junctions. Moreover, in the case of the dπ/4/dπ/4 junc- qp N L R h | | tions,theZES-to-ZESquasiparticletunneling dominates Xp Z−∞ thequasiparticledissipation. ThebroadeningoftheZES [f(E) f(E+eV)], (10) × − peakǫistypicallyoneordermagnitudesmallerthan∆ . 0 where tN cosθ/z0 is the transmissioncoefficientofthe Therefore, due to the prefactor (∆0/ǫ)2 in Eq. (12), the barrier I,≈NL(R)(E,θ) is the quasiparticle surface den- quasiparticle dissipation in the dπ/4/dπ/4 junctions be- sity of states (L = d0 and R = d0 or dπ/4) and f(E) is comes enormously stronger than that for the d0/d0 and the Fermi-Dirac distribution function. The explicit ex- d0/dπ/4 cases. pression of the surface density of states was obtained by From Eq. (4), the asymptotic form of the dissipation Matsumoto and Shiba [21]. In the case of d , there are kernel is given by 0 no ZES. Therefore the angle θ dependence of Nd0(E,θ) 32~2 RQ 1 is the same as the bulk and is given by  27√3~2∆R0RN1|τ|3 for d0/d0 Nd0(E,θ)=Re E2−|E∆|d0(θ)2. (11) α(τ)≈ 25~24√∆20RNQ2 R|τQ|2 1 for d0/dπ/4 .(15) for d /d On the other hand, Ndπ/4(pE,θ) is given by The resultf3o5rπd0(cid:18)/dǫ0 j(cid:19)uncRtiNon|τis|2inagreemeπn/t4wiπth/4previ- E2−∆dπ/4(θ)2 ous works [4, 5, 22, 23]. N (E,θ)=Re +π ∆ (θ)δ(E).(12) dπ/4 q E | dπ/4 | | | The delta function peak at E = 0 corresponds to the MQT IN IN-PLANE d-WAVE JUNCTIONS ZES. Because of the bound state at E = 0, the quasi- particle current for the d /d and d /d junctions Let us move to the calculation of the MQT rate Γ for 0 π/4 π/4 π/4 is drastically different from that for the d /d junctions the d-wave Josephson junctions based on the standard 0 0 in which no ZES are formed. By substituting Eqs. (11) CaldeiraandLeggetttheory[24]. AtzerotemperatureΓ and (12) into Eq. (10), we can obtain the analytical ex- is given by pressionof the quasiparticle currentI (V). In the limit qp S B of low bias voltages (eV ∆ ) and low temperatures Γ Aexp , (16) ≪ 0 ≈ − ~ (β−1 ∆0), this can be approximated as (cid:18) (cid:19) ≪ where S S [φ ] and φ is the bounce solution. B eff B B 32π2 eV2 ≡ Following the procedures as above, we obtain the ana- for d /d 0 0  28√3π22∆0VRN lyticalformulaeofthe MQTrate for the in-planed-wave Iqp(V)≈ 25π24√∆20RN2 V ffoorr dd0/d/πd/4 . (13) junctioenxspas− c02375√π2∆~η0 + 158δM~ MUω0p for d0/d0 In the calculati3o5n o(cid:18)f Iǫqp(cid:19)forRtNhe dπ/4/dπ/π4/4juncπt/i4ons, we ΓΓ0≈ exphex−(cid:16)p2h83−353πζ233(543√ζ)2(3π)∆2ǫη0(12η−(1x2−(cid:17))ix2) i ffoorr dd0π//4d/πd/4π/4 , have replaced the ZES delta function δ(E) in Eq. (12) with the Lorentz type function, i.e.,  h (cid:0) (cid:1) i (17) 1 ǫ where c0 = 0∞dy y4ln(1+1/y2)/sinh2(πy) ≈ 0.0135, δ(E) , (14) ζ(3)istheRiemannzetafunction,η =R /R isthedis- → πǫ2+E2 R Q N sipationparameter,U isthebarrierheightofthepoten- 0 in order to avoid a mathematical difficulty and model tialU,ωp istheJosephsonplasmafrequency,x=Iext/Ii the real systems (which include e.g. disorder and many (i=1,2,3), and body effects). It is apparent from Eq. (13) that, in the case of d0/d0 junctions, the dissipation is of the super- Γ =12ω 3U0 exp 36U0 (18) Ohmic type as in the case of the c-axis junctions [2]. 0 ps2π~ωp (cid:18)−5~ωp(cid:19) 4 is the MQT rate without the dissipation. In Eq. (17) [2] S. Kawabata, S. Kashiwaya, Y. Asano, and Y. Tanaka, Phys. Rev.B 70, 132505 (2004). δM = 3 ~2η 1 dy y2 1+y ~∆ω0p dz z2K1(z y )2. [3] SJ..PKhaywsa.bCahtaem, Y. S.oAl.sa6n7o,,1S2.0K(2a0s0h6iw).aya, and Y. Tanaka, 24√2 ∆0 Z−1 √1−y Z0 | | [4] Y. V. Fominov, A. A. Golubov, and M. Kupriyanov, (19) JETP Lett. 77, 587 (2003). [5] M.H.S.AminandA.Yu.Smirnov,Phys.Rev.Lett.92, is the renormalizedmass due to the highfrequency com- 017001 (2004). ponents (ω ω ) of the quasiparticle dissipation. [6] T. Bauch,F.Lombardi,F.Tafuri, A.Barone, G.Rotoli, p In order t≥o compare the influence of the ZES and the P. Delsing, and T. Claeson, Phys.Rev.Lett. 94, 087003 (2005). nodal-quasiparticle on the MQT more clearly, we will [7] T.Bauch,T.Lindstr¨om,F.Tafuri,G.Rotoli,P.Delsing, estimate the MQT rate (17) numerically. For a meso- T. Claeson, and F. Lombardi, Science 311, 57 (2006). scopic bicrystal YBCO Josephson junction [25] (∆ = 0 [8] K.Inomata,S.Sato,K.Nakajima,A.Tanaka,Y.Takano, 17.8 meV, C = 20 10−15 F, RN = 100 Ω, x = 0.95), H. B. Wang, M. Nagao, T. Hatano, and S. Kawabata, × the MQT rate is estimated as Phys. Rev.Lett. 95, 107005 (2005). [9] X.Y. Jin, J. Lisenfeld, Y. Koval, A. Lukashenko, A. 83% for d /d V. Ustinov and P. Mu¨ller, Phys. Rev. Lett. 96, 177003 Γ 0 0 25% for d /d . (20) (2006). Γ0 ≈ 0% for d0 /πd/4 [10] S.Kashiwaya,T.Matsumoto,H.Kashiwaya,H.Shibata,  π/4 π/4 H.Eisaki,Y.Yoshida,S.Kawabata,andY.Tanaka,sub- mitted to Physica C (2006). As expected, the node-to-ZES and ZES-to-ZES quasi- [11] T.Matsumoto,H.Kashiwaya,H.Shibata,S.Kashiwaya, particle tunneling in the d /d and d /d junc- 0 π/4 π/4 π/4 S.Kawabata, H.Eisaki, Y.Yoshida,andY.Tanaka,Su- tions give strongsuppressionofthe MQT rate compared percond. Sci. Technol. 20, S10 (2007). withthed0/d0 junctioncases. Moreoverinthedπ/4/dπ/4 [12] A.A.Yurgens,Supercond.Sci.Technol.13,R85(2000). cases, the MQT is almost completely depressed. [13] L.X.You,M.Torstensson,A.Yurgens,D.Winkler,C.T. Lin, and B. Liang, Appl.Phys.Lett. 88, 222501 (2006). [14] Y. Takano, T. Hatano, A. Fukuyo, A. Ishii, M. Ohmori, SUMMARY S.Arisawa,K.Togano,andM.Tachiki,Phys.Rev.B65, 140513(R) (2002). [15] M. Machida and T. Koyama, cond-mat/0605404. In conclusion, MQT in in-plane high-T superconduc- c [16] M. V. Fistul, cond-mat/0606751, Phys. Rev. B 75, tors has been theoretically investigate and analytically 014502 (2007). obtained the formulae of the MQT rate which can be [17] S. Savel’ev, A.L. Rakhmanov, and F. Nori, used to analyze experiments. The node-to-node quasi- cond-mat/0607479. particletunneling inthed /d junctionsgivesrisetothe [18] S. Kawabata, S. Kashiwaya, Y. Asano, and Y. Tanaka, 0 0 weaksuper-Ohmicdissipationasinthecaseofthe c-axis Phys. Rev.B 72, 052506 (2005). [19] S.KashiwayaandY.Tanaka,Rep.Prog. Phys.63, 1641 junctions [2]. For the d /d junctions, on the other 0 π/4 (2000). hand, we have found that the node-to-ZES quasiparti- [20] U.Eckern,G. Sch¨on,and V.Ambegaokar,Phys.Rev.B cle tunneling leads to the Ohmic dissipation. Moreover, 30, 6419 (1984). in the case of the dπ/4/dπ/4 junctions, the ZES-to-ZES [21] M.MatsumotoandH.Shiba,J.Phys.Soc.Jpn.64,1703 quasiparticle tunneling gives very strong Ohmic dissipa- (1995). tion so the MQT is drastically suppressed. [22] C. Bruder, A. van Otterlo, and G. T. Zimanyi, Phys. Inthis paperwehaveconsideredthehighbarrierlimit Rev. B 51, 12904 (1995). [23] Yu.S.Barash,A.V.Galaktionov,andA.D.Zaikin,Phys. case (z 1) only. In the low barrier cases, the ZES 0 ≫ Rev. B 52, 665 (1995). becomes split into two finite energy Andreev levels due [24] A. O. Caldeira and A. J. Leggett, Phys. Rev. Lett. 46, to the ZES resonance [19]. Moreover, the energy of the 211 (1981). split Andreev levels depends on the phase difference φ [25] A.Y.Tzalenchuk,T.Lindstr¨om,S.A.Charlebois,E.A. and the influence of the proximity effect becomes more Stepantsov, Z. Ivanov, and A. M. Zagoskin, Phys. Rev. important. Totakeintoaccountsucheffects,thepresent B 68, 100501(R) (2003). approach should be considerably modified. This issue will be investigated in future articles. [1] C. C. Tsuei and J. R. Kirtley, Rev. Mod. Phys. 72, 969 (2000).

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